Uthman

For other people with the name, see Uthman (name).

Uthman ibn Affan (Arabic: عُثْمَان بْن عَفَّان, romanized: ʿUthmān ibn ʿAffān; c. 573 or 576 – 17 June 656) was the third caliph, ruling from 644 until his assassination in 656. Uthman, a second cousin, son-in-law, and notable companion of the Islamic prophet Muhammad, played a major role in early Islamic history. During his reign as caliph, he was known for ordering the official compilation of the standardized version of the Quran that is still being used today.

Uthman عُثْمَان
Amir al-Mu'minin Khalifat Allah
Calligraphic seal featuring Uthman's name, on display in the Hagia Sophia
3rd caliph of the Rashidun Caliphate
Reign	6 November 644 – 17 June 656
Predecessor	Umar ibn al-Khattab
Successor	Ali ibn Abi Talib
Born	c. 573 (46 BH) Hejaz, Arabia
Died	17 June 656 (aged 83) (12^[1]^[2]/18 Dhu al-Hijjah 35 AH)^[3]^[4] Medina, Hejaz, Rashidun Caliphate
Burial	Jannat al-Baqi, Medina
Spouse	Ruqayya bint Muhammad Umm Kulthum bint Muhammad Fakhita bint Ghazwan Asma bint Abi Jahl Umm al-Banin Mulayka bint Uyayna Fatima bint al-Walid Bint Khalid ibn Asid Umm 'Amr Umm Najm bint Jundab Ramla bint Shayba Bunana Na'ila bint al-Furafisa
Issue (among others)	Amr Aban Sa'id Abd Allah
Tribe	Quraysh (Banu Umayya)
Father	Affan ibn Abi al-As
Mother	Arwa bint Kurayz
Religion	Islam

Before his predecessor, Caliph Umar (r. 634–644), died in office, he appointed a committee of trustees to elect a successor. Uthman, who was then aged 68–71 years, was elected to succeed him and became the oldest person to hold such a high position. During his premiership, the Caliphate expanded further into Persia in 650 and reached as far as the provinces of Khorasan in 651. Uthman instituted centralized reforms in order to create a more cohesive administrative structure and fostered rapid economic growth.

However, the last years of his reign were marked by discontent that eventually evolved into an armed revolt, leading to a siege upon his residence and ultimately culminating in his assassination. Sunni Muslim tradition considers him the third rightly-guided caliph.

Family and early life

See also: Family tree of Uthman

Uthman was born in the Hejaz. The exact date is disputed, both 573 and 576 are indicated.^[5] He was born to an affluent family of the noble Umayyad clan. His father, Affan ibn Abi al-As was of the Umayyad, and his mother, Arwa bint Kurayz was of the Abdshams, which were both powerful and wealthy clans in Mecca. Uthman had one sister, Amina.

Uthman is related to Muhammad through his mother, who was the first cousin of Muhammad and made Uthman his first cousin's son.

His father died at a young age while on a caravan travel, leaving Uthman with a large inheritance. He brilliantly invested the wealth in trade and became a highly successful merchant, making him one the wealthiest people from the Quraysh.^[6]

Companionship of Muhammad

Conversion to Islam

On returning from a business trip to Syria in 611, Uthman learned of Muhammad's declared mission. After a discussion with Abu Bakr, Uthman decided to convert to Islam, and Abu Bakr brought him to Muhammad to declare his faith. Uthman thus became one of the earliest converts to Islam, following Ali, Zayd, Abu Bakr and a few others. His conversion to Islam angered his clan, the Banu Umayyah, who strongly opposed Muhammad's teachings.^{[7][page needed]} He is listed as one of the twenty two Meccans at the dawn of Islam who knew how to write.^[8]

Migration to Abyssinia

Uthman and his wife, Ruqayya, migrated to Abyssinia (modern Ethiopia) in April 615, along with ten Muslim men and three women. Scores of Muslims joined them later.^{[9][10]: 235–236} As Uthman already had some business contacts in Abyssinia, he continued to practice his profession as a trader and he continued to flourish.^[11]

After four years, the news spread among the Muslims in Abyssinia that the Quraysh of Mecca had accepted Islam, and this acceptance persuaded Uthman, Ruqayya and 39 Muslims to return. However, when they reached Mecca, they found that the news about the Quraysh's acceptance of Islam was false. Nevertheless, Uthman and Ruqayya re-settled in Mecca.^{[9]: 167–169 [10]: 238} Uthman had to start his business afresh, but the contacts that he had already established in Abyssinia worked in his favour and his business prospered once again.^[11]

Migration to Medina

In 622, Uthman and his wife, Ruqayya, were among the third group of Muslims to migrate to Medina. Upon arrival, Uthman stayed with Abu Talha ibn Thabit before moving into the house he purchased a short time later. Uthman was one of the richest merchants of Mecca, with no need of financial help from his Ansari brothers, as he had brought the considerable fortune he had amassed with him to Medina. Most Muslims of Medina were farmers with little interest in trade, and Jews had conducted most trading in the town. Uthman realized there was a considerable commercial opportunity to promote trade among Muslims and soon established himself as a trader in Medina. With hard work and honesty, his business flourished, making him one of the richest men in Medina.^[12] Both of Uthman's wives having been elder daughters of Muhammad and Khadija earned him the honorific title Dhū al-Nurayn ("The Possessor of Two Lights").^[13][14]

Across the Muslim world, Uthman is known by his honorific title "Ghani" that translates to "exceedingly generous" which was bestowed upon him for his remarkable donations towards helping those in need and for the cause of Islam.

Life in Medina

When Ali married Fatima, Uthman bought Ali's shield for five hundred dirhams. Four hundred was set aside as mahr (dower) for Fatimah's marriage, leaving a hundred for all other expenses. Later, Uthman presented the armour back to Ali as a wedding present.^[15][16]

Battles

Main article: List of expeditions of Muhammad

Uthman participated in all major battles which took place in the early period of Islam except for Badr and that too because the Prophet of Islam commanded him to stay back and tend to his wife who was unwell at the time.^[17] Regarding this, there is a hadith which states, "You (Uthman) will have the reward and the share of booty of a man who was present at Badr".^[18]

Furthermore, during the campaigns of Ghatafan and Dhat al-Riqa the Prophet of Islam left Utman in charge of Madinah when the Muslim army ventured out of the city.^[19]

Muhammad's last years

Main article: The event of Ghadir Khumm

In 632, the year Muhammad died, Uthman participated in the Farewell Pilgrimage.^[6] Uthman was also present at the event of Ghadir Khumm, where, according to Shia sources, he was among those who pledged allegiance to Ali.^{[20][21][22][23][24]}

Caliph Abu Bakr's era (632–634)

Uthman had a very close relationship with Abu Bakr, as it was due to him that Uthman had converted to Islam. When Abu Bakr was selected as the caliph, Uthman was the first person after Umar to offer his allegiance. During the Ridda wars (Wars of Apostasy), Uthman remained in Medina, acting as Abu Bakr's adviser. On his deathbed, Abu Bakr dictated his will to Uthman, saying that his successor was to be Umar.^[25]

Election of Uthman

Main article: Election of Uthman

Umar, on his deathbed formed a committee of six people to choose the next caliph from amongst themselves. This committee was:

• Ali
• Uthman ibn Affan
• Abd al-Rahman ibn Awf
• Sa'd ibn Abi Waqqas
• Zubayr ibn al-Awwam
• Talha

According to Yaqoubi history, Umar appointed Abu Talha Ansari to this task and said: If four people gave an opinion and two disagreed, behead those two, and if three agreed and three disagreed, the three people whom Abd al-Rahman is not among them, behead them, and if three days passed and they didn't reach an agreement on anyone, behead them all".^[26][27][28]

Yaqoubi further adds that many negotiations took place in these three days and the result was hesitant between Ali and Uthman. Abd al-Rahman asked Ali: If we pledge allegiance to you, would you be willing to follow the Book of God (Quran) and the Sunnah of the Messenger of Allah and behave in the manner of the two previous caliphs (Umar and Abu Bakr)? Ali's answer to Abd al-Rahman was: I will only follow the Book of God and the Sunnah of the Messenger of God. Abd al-Rahman asked the same question to Uthman and Uthman answered positively and accepted all the conditions and therefore he became the caliph.^[29]

Caliphate

In about AD 650, Uthman began noticing slight differences in pronunciation of the Quran as Islam expanded beyond the Arabian Peninsula into Persia, the Levant, and North Africa. In order to preserve the sanctity of the text, he ordered a committee headed by Zayd ibn Thabit to use caliph Abu Bakr's copy and prepare a standard copy of the Qur'an.^[30][31] Thus, within 20 years of Muhammad's death, the Quran was committed to written form. That text became the model from which copies were made and promulgated throughout the urban centers of the Muslim world, and other versions are believed to have been destroyed.^{[30][32][33][34]}

While the Shī‘ah use the same Qur'an as Sunni Muslims, they do not believe however that it was first compiled by Uthman.^[35] The Shī‘ah believe that the Qur'an was gathered and compiled by Muhammad during his lifetime.^[36][37][38]

Economic and social administration

 

Arab-Sasanian coinage during Uthman used Sassanid symbols (star and crescent, fire temple, the picture of the last emperor Khosrau II) by adding Bismillah in Arabic on margin, instead of designing a new one.^[39]

Uthman was a shrewd businessman and a successful trader from his youth, which contributed greatly to the Rashidun Caliphate. Umar had established a public allowance and, on assuming office, Uthman increased it by about 25%. Umar had placed a ban on the sale of lands and the purchase of agricultural lands in conquered territories.^[40] Uthman withdrew these restrictions, in view of the fact that the trade could not flourish. Uthman also permitted people to draw loans from the public treasury. Under Umar, it had been laid down as a policy that the lands in conquered territories were not to be distributed among the combatants, but were to remain the property of the previous owners. The army felt dissatisfied at this decision, but Umar suppressed the opposition with a strong hand. Uthman followed the policy devised by Umar and there were more conquests, and the revenues from land increased considerably.^[25]

Umar had been very strict in the use of money from the public treasury—indeed, apart from the meagre allowance that had been sanctioned in his favour, Umar took no money from the treasury. He did not receive any gifts, nor did he allow any of his family members to accept any gifts from any quarter. During the time of Uthman, these restrictions were relaxed. Although Uthman still drew no personal allowance from the treasury, nor did he receive a salary, as he was a wealthy man with sufficient resources of his own, but, unlike Umar, Uthman accepted gifts and allowed his family members to do likewise from certain quarters.^[6] Uthman honestly expressed that he had the right to utilize the public funds according to his best judgment, and no one criticized him for that. The economic reforms introduced by Uthman had far-reaching effects; Muslims, as well as non-Muslims of the Rashidun Empire, enjoyed an economically prosperous life during his reign.^[41]

Military expansion

Further information: Military campaigns under Caliph Uthman

During his rule, Uthman's military-style was more autonomical in nature as he delegated much military authority to his trusted kinsmen—e.g., Abd Allah ibn Amir, Mu'awiya I and Abd Allah ibn Sa'd—unlike Umar's more centralized policy. Consequently, this more independent policy allowed more expansion until Sindh, in modern Pakistan, which had not been touched during the tenure of Umar.^[42] The conquest of Armenia had begun by the 640s.^[43]

Muawiyah I had been appointed the governor of Syria by Umar in 639 to stop Byzantine harassment from the sea during the Arab-Byzantine Wars. He succeeded his elder brother Yazid ibn Abi Sufyan, who died in a plague, along with Abu Ubaidah ibn al-Jarrah, the governor before him, and 25,000 other people. Now under Uthman's rule in 649, Muawiyah was allowed to set up a navy, manned by Monophysitic Christians, Copts, and Jacobite Syrian Christian sailors and Muslim troops, which defeated the Byzantine navy at the Battle of the Masts in 655, opening up the Mediterranean.^{[44][45][46][47][48]}

In Hijri year 15 (c. 647), Uthman sent Abdullah ibn Zubayr and Abdullah ibn Saad to reconquer the Maghreb, where he met the army of Gregory the Patrician, Exarch of Africa and relative of Heraclius, which is recorded to have numbered between 120,000 and 200,000 soldiers,^[49] Although another estimate was recorded, Gregory's army was put at 20,000.^{[clarification needed][citation needed]} The opposing forces clashed at Sabuthilag (or Sufetula), which became the name of this battle. Records from al-Bidayah wal Nihayah state that Abdullah's troops were completely surrounded by Gregory's army. However, Abdullah ibn Zubayr spotted Gregory in his chariot and asked Abdullah ibn Sa'ad to lead a small detachment to intercept him. The interception was successful, and Gregory was slain by Zubayr's ambush party. Consequently, the morale of Byzantine army started crumbling and soon they were routed.^[49]

Some Muslim sources (Muhammad ibn Jarir al-Tabari^[50]) claim that after the conquest of northern Africa was completed, Abdullah ibn Sa'd continued to Spain. Other prominent Muslim historians, like Ibn Kathir,^[51] have quoted the same narration. In the description of this campaign, two of Abdullah ibn Saad's generals, Abdullah ibn Nafiah ibn Husain, and Abdullah ibn Nafi' ibn Abdul Qais, were ordered to invade the coastal areas of Spain by sea, aided by a Berber force. They allegedly succeeded in conquering the coastal areas of Al-Andalus. It is not known where the Muslim force landed, what resistance they met, and what parts of Spain they actually conquered. However, it is clear that the Muslims did conquer some portion of Spain during the caliphate of Uthman, presumably establishing colonies on its coast. On this occasion, Uthman is reported to have addressed a letter to the invading force:

Constantinople will be conquered from the side of Al-Andalus. Thus, if you conquer it, you will have the honor of taking the first step towards the conquest of Constantinople. You will have your reward in this behalf both in this world and the next.

Although raids by Berbers and Muslims were conducted against the Visigothic Kingdom in Spain during the late 7th century, there is no evidence that Spain was invaded nor that parts of it were conquered or settled by Muslims prior to the 711 campaign by Tariq.

Abdullah ibn Saad also achieved success in the Caliphate's first decisive naval battle against the Byzantine Empire, the Battle of the Masts.^[52]

 

Rashidun Caliphate at its peak under Uthman (654)

To the east, Ahnaf ibn Qais, chief of Banu Tamim and a veteran commander who conquered Shustar earlier, launched a series of further military expansions by further mauling Yazdegerd III near Oxus River in Turkmenistan^[53][54] and later crushing a military coalition of Sassanid loyalists and Hephthalite Empire in the Siege of Herat.^[53] Later, the governor of Basra, Abdullah ibn Aamir also led a number of successful campaigns, ranging from the suppression of revolts in Fars, Kerman, Sistan, and Khorasan, to the opening of new fronts for conquest in Transoxiana and Afghanistan.^[55]

In the next year, AD 652, Futh Al-Buldan of Baladhuri writes that Balochistan was re-conquered during the campaign against the revolt in Kermān, under the command of Majasha ibn Mas'ud. It was the first time that western Balochistan had come directly under the laws of the Caliphate and it paid an agricultural tribute.^[56][57]

The military campaigns under Uthman's rule were generally successful, except for a few in the kingdom of Nubia, on the lower Nile.

Public opposition to Uthman's policies

Reasons for the opposition

Noting an increase in anti-government tension around the Caliphate, Uthman's administration decided to determine its origins, extent, and aims. Some time around 654, Uthman called all twelve provincial governors to Medina to discuss the problem. During this Council of Governors, Uthman ordered that all resolutions of the council be adopted according to local circumstances. Later, in the Majlis al Shurah (council of ministers), it was suggested to Uthman that reliable agents be sent to various provinces to attempt to determine the source of the discontent. Uthman accordingly sent Muhammad ibn Maslamah to Kufa, Usama ibn Zayd to Basra, Ammar ibn Yasir to Egypt, and Abdullah ibn Umar to Syria. The agents sent to Kufa, Basra and Syria reported that all was well—the people were generally satisfied with the administration, although some individuals had minor personal grievances. Ammar ibn Yasir, the emissary to Egypt, however, did not return to Medina. Rebels there had been issuing propaganda in favour of making Ali caliph. Ammar ibn Yasir, who had been affiliated with Ali, abandoned Uthman for the Egyptian opposition. Abdullah ibn Saad, the governor of Egypt, reported about the opposition's activities instead. He wanted to take action against Ali's foster son, Muhammad ibn Abi Bakr, Muhammad bin Abi Hudhaifa, Uthman's adopted son, and Ammar ibn Yasir.^[58]

Uthman's attempts to appease the dissidents

In 655, Uthman directed those with any grievance against the administration, as well as the governors and "Amils" throughout the caliphate, to assemble at Mecca for the Hajj, promising that all legitimate grievances would be redressed. Accordingly, large delegations from various cities came to present their grievances before the gathering.^[59]

The rebels realized that the people in Mecca supported Uthman and were not inclined to listen to them.^[7] This represented a great psychological victory for Uthman. It is said, according to Sunni Muslim accounts, that before returning to Syria, the governor Muawiyah, Uthman's cousin, suggested that Uthman should come with him to Syria as the atmosphere there was peaceful. Uthman rejected his offer, saying that he did not want to leave the city of Muhammad (viz., Medina). Muawiyah then suggested that he be allowed to send a strong force from Syria to Medina to guard Uthman against any possible attempt by rebels to harm him. Uthman rejected it too, saying that the Syrian forces in Medina would be an incitement to civil war, and he could not be party to such a move.^[58]

Revolt against Uthman

The politics of Egypt played the major role in the propaganda war against the caliphate, so Uthman summoned Abdullah ibn Saad, the governor of Egypt, to Medina to consult with him as to the course of action that should be adopted. Abdullah ibn Saad came to Medina, leaving the affairs of Egypt to his deputy, and in his absence, Muhammad bin Abi Hudhaifa staged a coup d'état and took power. On hearing of the revolt in Egypt, Abdullah hastened back, but Uthman was not in a position to offer him any military assistance, and so Abdullah was unable to suppress the revolt.^[60]

Several Sunni scholars, such as Ibn Qutaybah, Ali Ibn Burhanuddin al-Halabi, Ibne Abi-al-Hadeed and Ibne Manzur, reported that there were several leading Sahaba among those who called upon Uthman to step down for reasons such as nepotism and profligacy.

Rebels in Medina

From Egypt, Kufa, and Basra, contingents of about 1,000 people apiece were sent to Medina, each with instructions to assassinate Uthman and overthrow the government.^[61] Representatives of the Egyptian contingent waited on Ali, and offered him the Caliphate, but he turned them down. Representatives of the contingent from Kufa waited on Al-Zubayr, and those from Basra waited on Talha, each offering them their allegiance as the next Caliph, but both were similarly turned down. By proposing alternatives to Uthman as Caliph, the rebels swayed public opinion in Medina to the point where Uthman's faction could no longer offer a united front. Uthman had the active support of the Umayyads, and a few other people in Medina.^[62]

Siege of Uthman

The early stage of the siege of Uthman's house was not severe, but, as the days passed, the rebels intensified the pressure against Uthman.^[63] With the departure of the pilgrims from Medina to Mecca, the rebel position was strengthened further, and as a consequence the crisis deepened. The rebels understood that, after the Hajj, the Muslims, gathered at Mecca from all parts of the Muslim world, might march to Medina to relieve Uthman. They therefore decided to take action against Uthman before the pilgrimage was over. During the siege, Uthman was asked by his supporters, who outnumbered the rebels, to let them fight, but Uthman refused, in an effort to avoid bloodshed among Muslims. Unfortunately for Uthman, violence still occurred. The gates of the house of Uthman were shut and guarded by the renowned warrior Abd-Allah ibn al-Zubayr,^[63] along with Ali's sons, Hasan ibn Ali and Husayn ibn Ali.^[64][65]

Causes of anti-Uthman revolt

The actual reason for the anti-Uthman movement is disputed among the Shia and Sunni Muslims.^[62] Under Uthman, the people became more prosperous and on the political plane they came to enjoy a larger degree of freedom. No institutions were devised to channel political activity, and, in their absence, the pre-Islamic tribal jealousies and rivalries, which had been suppressed under earlier caliphs, erupted once again. The people took advantage of Uthman's leniency, which became a headache for the state, culminating in Uthman's assassination.^[59]

According to Wilferd Madelung, during Uthman's reign, "grievances against his arbitrary acts were substantial by standards of his time. Historical sources mention a lengthy account of the wrongdoings he was accused of... It was only his violent death that came to absolve him in Sunni ideology from any ahdath and make him a martyr and the third Rightly Guided Caliph."^[66] According to Keaney Heather, Uthman, as a caliph, relied solely on his own volition in picking his cabinet, which led to decisions that bred resistance within the Muslim community. Indeed, his style of governance made Uthman one of the most controversial figures in Islamic history.^[67]

The resistance against Uthman arose because he favoured family members when choosing governors, reasoning that, by doing this, he would be able to exact more influence on how the caliphate was run and consequently improve the feudal system he worked to establish. The contrary turned out to be true and his appointees had more control over how he conducted business than he had originally planned.^[68] They went so far as to impose authoritarianism over their provinces. Indeed, many anonymous letters were written to the leading companions of Muhammad, complaining about the alleged tyranny of Uthman's appointed governors. Moreover, letters were sent to the leaders of public opinion in different provinces concerning the reported mishandling of power by Uthman's family. This contributed to unrest in the empire and finally Uthman had to investigate the matter in an attempt to ascertain the authenticity of the rumours.^[69] Wilferd Madelung discredits the alleged role of Abdullah ibn Saba in the rebellion against Uthman and observes that few if any modern historians would accept Sayf's legend of Ibn Saba.^[70]

Further information: Abdullah ibn Saba' § Other sources on Ibn Saba

Bernard Lewis, a 20th-century scholar, says of Uthman:

Uthman, like Mu'awiya, was a member of the leading Meccan family of Ummaya and was indeed the sole representative of the Meccan patricians among the early companions of the Prophet with sufficient prestige to rank as a candidate. His election was at once their victory and their opportunity. That opportunity was not neglected. Uthman soon fell under the influence of the dominant Meccan families and one after another, the high posts of the Empire went to members of those families.

The weakness and nepotism of Uthman brought to a head the resentment which had for some time been stirring obscurely among the Arab warriors. The Muslim tradition attribute the breakdown which occurred during his reign to the personal defects of Uthman. But, the causes lie far deeper and the guilt of Uthman lay in his failure to recognize, control or remedy them.^[71]

Assassination

Main article: Assassination of Uthman

On 17 June 656, rebels found the gate of Uthman's house strongly guarded by his supporters. Some of the rebels, scaled the neighboring houses and jumped into Uthman's. Then one rebel approached Uthman, grabbed and shook his beard. Uthman prayed to God for protection from killing, the rebel stabbed him in the head, and the other rebels followed suit.^[72][73]

According to a narration regarded as likely to be a legend by Madelung,^[72] Uthman's wives threw themselves on his body to shield him. Na’ila, one of his wives, extended her hand to block a blade. Her fingers were severed, and she was shoved aside. The following strike killed Uthman. A few of Uthman's slaves retaliated, and one of them succeeded in killing one of the assassins before being murdered by the rebels.^[74]

Funeral

 

Uthman's tomb after demolition by Saudi Arabia

After the body of Uthman had been in the house for three days, Naila approached some of his supporters to assist in his burial, but only about a dozen people responded, including Marwan, Zayd ibn Thabit, 'Huwatib bin Alfarah, Jubayr ibn Mut'im, Abu Jahm bin Hudaifa, Hakim bin Hazam and Niyar bin Mukarram.^[75] The body was lifted at dusk, and because of the blockade, no coffin could be procured. The body was not washed. Thus, Uthman was carried to the graveyard in the clothes that he was wearing at the time of his assassination.^[76]

Naila followed the funeral with a lamp, but, in order to maintain secrecy, the lamp had to be extinguished. Naila was accompanied by some women, including Uthman's daughter.^{[77]: 247, 248}

Burial

The body was carried to Jannat al-Baqi for burial.^{[citation needed]} Apparently, some people gathered there, and resisted Uthman's burial in the Muslim cemetery. Accordingly, Uthman's supporters later buried him in the Jewish graveyard behind Jannat al-Baqi. Some decades later, the Umayyad rulers demolished the wall separating the two cemeteries and merged the Jewish cemetery into the Muslim one to ensure that his tomb was now inside a Muslim cemetery.^{[78][failed verification]}

The funeral prayers were led by Jubayr ibn Mut'im, and the dead body was lowered into the grave with little ceremony. After burial, Na'ila and A'isha wanted to speak, but were discouraged from doing so due to possible danger from the rioters.^{[79][77]: 247}

Appearance and character

The historian al-Tabari notes that Uthman was of medium height, strong-boned and broad-shouldered, and walked in a bowlegged manner.^[80] He is said to have had large limbs, with fleshy shins and long, hairy forearms.^[81] Though commonly described as having been very handsome with a fair complexion,^[80] when viewed up close, light scars from a childhood bout of smallpox were said to have been evident on his face.^[82] He had a full reddish-brown beard to which he applied saffron^[80] and thick curly hair which grew past his ears, though receded at the front.^[82] His teeth were bound with gold wire,^[82] with the front ones being noted as being particularly fine.^[81]

Unlike his predecessor Umar, Uthman was not a skilled orator, having grown tongue-tied during his first address as caliph. He remained somewhat apart from the other close Sahaba, having been an elegant, educated and cultured merchant-prince standing out among his poorer compatriots. This was a trait which had been acknowledged by Muhammad. One story relates that Aisha, having noted that Muhammad reclined comfortably and spoke casually with Abu Bakr and Umar, asked him why when he addressed Uthman, he chose to gather his clothing neatly and assume a formal manner. Muhammad replied that "Uthman is modest and shy and if l had been informal with him, he would not have said what he had come here to say".^[82]

Uthman was a family man^[68] who led a simple life even after becoming the caliph, despite the fact that his flourishing family business had made him rich. Prior caliphs had been paid for their services from the bayt al-mal, the public treasury, but the independently wealthy Uthman never took a salary.^[7] Uthman was also a humanitarian: he customarily freed slaves every Friday, looked after the widows and orphans, and gave unlimited charity. His patience and endurance were among the characteristics that made him a successful leader.^{[citation needed]} As a way of taking care of Muhammad's wives, he doubled their allowances. Uthman was not completely plain and simple, however: he built a palace for himself in Medina, known as Al-Zawar, with a notable feature being doors of precious wood. Although Uthman paid for the palace with his own money, Shia Muslims considered it his first step towards ruling like a king.^[6]

It was asked of Uthman why he did not drink wine during the Age of Ignorance, when there was no objection to this practice (before the revelation of Islam). He replied: "I saw that it made the intellect flee in its entirety, and I've never known of something to do this and then return in its entirety."^[83]

Assessment and legacy

Uthman is said to have been the first caliph to adopt the title khalifat Allah ('deputy of God').^[84] The general opinion of the Sunni Muslim community and Sunni historians regarding Uthman's rule were positive, particularly regarding his leniency; in their view, the kinsmen he appointed, such as Muawiya and Abdullah ibn Aamir, proved to be effective in both military and political management. Historians, like Zaki Muhammad, accused Uthman of corruption, particularly in the case of Waleed ibn Uqba.^[85]

Perhaps the most significant act of Uthman was allowing Muawiya and Abdullah ibn Saad, governors respectively of Syria and Northern Africa, to form the first integrated Muslim navy in the Mediterranean Sea, rivalling the maritime domination of the Byzantine Empire.^[86][87] Ibn Saad's conquest of the southeast coast of Spain, his stunning victory at the Battle of the Masts in Lycia, and expansion to other coasts of the Mediterranean Sea are generally overlooked. These achievements gave birth to the first Muslim standing navy, thus enabling the first Muslim maritime conquest of Cyprus^[86][87] and Rhodes.^[88][89] This subsequently paved the way for the establishment of several Muslim states in the Mediterranean Sea during the later Umayyad and Abbasid eras,^[90][91] which came in the form of the Emirate of Sicily^[92] and its minor vassal the Emirate of Bari,^[93][94] as well as the Emirate of Crete^[95] and the Aglabid Dynasty.^[96] The significance of Uthman's naval development and its political legacy was agreed upon by Muhammad M.Ag, author of Islamic Fiscal and Monetary Policy^[97] and further strengthened by Hassan Khalileh referencing Tarikh al Bahriyya wal Islamiyya fii Misr wal Sham ("History of the Seas and Islam in Egypt and Levant") by Ahmad Abaddy and Esayyed Salem.^[98]

From an expansionist perspective, Uthman is regarded as skilled in conflict management, as is evident from how he dealt with the heated and troubled early Muslim conquered territories, such as Kufa and Basra, by directing the hot-headed Arab settlers to new military campaigns and expansions.^[99] This not only resulted in settling the internal conflicts in those settlements, but also further expanded Rashidun territory to as far west as southern Iberia^[100] and as far east as Sindh, Pakistan.^[101]

Lasting Religious Impact

Uthman is credited with bringing unity to the current version of the Quran.^[30] Prior to Uthman's reign, the Qur’an did not formally exist as a fixed text, but was written in fragmentary form and as a spoken, recited work.^[102][103] Uthman observed this brought with it some challenges. For example, even men of the same tribe would at times disagree over how the Quran would be recited.^[104] Although some of the companions of Mohammed had attempted to bring together collections of the Quran, it had not yet been standardized.^[105] Anas bin Malik reported "Hudhaifa was afraid of their (the people of Sham and Iraq) differences in the recitation of the Qur'an, so he said to `Uthman, "O chief of the Believers! Save this nation before they differ about the Book ... So `Uthman sent a message to Hafsa saying, "Send us the manuscripts of the Qur'an so that we may compile the Qur'anic materials in perfect copies and return the manuscripts to you." Hafsa sent it to `Uthman. `Uthman then ordered Zaid bin Thabit, `Abdullah bin AzZubair, Sa`id bin Al-As and `AbdurRahman bin Harith bin Hisham to rewrite the manuscripts..."^[106] This caliphate order made by Uthman gave the final form of the Quran we have today, and although a few small variants do exist in some areas, most of the variant readings and recitations have been lost or destroyed.^[107]

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Notes

References

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Bibliography

• Barnaby Rogerson (4 November 2010), The Heirs Of The Prophet Muhammad: And the Roots of the Sunni-Shia Schism, Little, Brown Book Group, ISBN 978-0-7481-2470-1
• Barnaby Rogerson (2008), The Heirs of Muhammad: Islam's First Century and the Origins of the Sunni-Shia Split, Overlook, ISBN 978-1-59020-022-3
• Humphreys, R. Stephen, ed. (1990). The History of al-Ṭabarī, Volume XV: The Crisis of the Early Caliphate: The Reign of ʿUthmān, A.D. 644–656/A.H. 24–35. SUNY Series in Near Eastern Studies. Albany, New York: State University of New York Press. ISBN 978-0-7914-0154-5.
• Madelung, Wilferd (1997). The Succession to Muhammad: A Study of the Early Caliphate. Cambridge, England: Cambridge University Press. ISBN 0-521-64696-0.

• Crone, Patricia; Hinds, Martin (1986). God's Caliph: Religious Authority in the First Centuries of Islam. Cambridge: Cambridge University Press. ISBN 0-521-32185-9.

Further reading

Online

• 'Uthmān ibn 'Affān Muslim caliph, in Encyclopædia Britannica Online, by Asma Afsaruddin, Gita Liesangthem, Surabhi Sinha, Noah Tesch and The Editors of Encyclopaedia Britannica

External links

  Media related to Uthman at Wikimedia Commons

 

Wikiquote has quotations related to Uthman.

Views of various Islamic historians on Uthman:

• Uthman in History
• Quilliam Press: Uthman ibn Affan 25 October 2012 at the Wayback Machine

Views of the Arab Media on Uthman:

• Ever Since the Murder of Uthman

Shia view of Uthman:

• Uthman's election
• Uthman and Abdullah bin Massood

Uthman Banu Umayya Cadet branch of the Quraysh Born: c. 579 Died: 20 June 656
Sunni Islam titles
Preceded by Umar ibn al-Khattab	Caliph of Islam Rashidun Caliph 11 November 644 – 20 June 656	Succeeded by Ali ibn Abi-Talib
Regnal titles
Preceded by Yazdgerd III	Ruler of Persia 651–656	Merged into Caliphate