Four causes

See also: Potentiality and actuality

This article uses the word 'cause' in its traditional scholarly philosophical sense, not to be confused with the word's main usage in current ordinary language.

The four causes or four explanations are, in Aristotelian thought, four fundamental types of answer to the question "why?", in analysis of change or movement in nature: the material, the formal, the efficient, and the final. Aristotle wrote that "we do not have knowledge of a thing until we have grasped its why, that is to say, its cause."^[1][2] While there are cases in which classifying a "cause" is difficult, or in which "causes" might merge, Aristotle held that his four "causes" provided an analytical scheme of general applicability.^[3]

Aristotle's Four Causes illustrated for a table: material (wood), formal (structure), efficient (carpentry), final (dining).

Aristotle's word aitia (Greek: αἰτία) has, in philosophical scholarly tradition, been translated as 'cause'. This peculiar, specialized, technical, usage of the word 'cause' is not that of everyday English language.^[4] Rather, the translation of Aristotle's αἰτία that is nearest to current ordinary language is "explanation."^[5][2][4]

In Physics II.3 and Metaphysics V.2, Aristotle holds that there are four kinds of answers to "why" questions:^[2][5][6]

Matter

The material cause of a change or movement. This is the aspect of the change or movement that is determined by the material that composes the moving or changing things. For a table, this might be wood; for a statue, it might be bronze or marble.

Form

The formal cause of a change or movement. This is a change or movement caused by the arrangement, shape, or appearance of the thing changing or moving. Aristotle says, for example, that the ratio 2:1, and number in general, is the formal cause of the octave.

Efficient, or agent

The efficient or moving cause of a change or movement. This consists of things apart from the thing being changed or moved, which interact so as to be an agency of the change or movement. For example, the efficient cause of a table is a carpenter, or a person working as one, and according to Aristotle the efficient cause of a child is a parent.

Final, end, or purpose

The final cause of a change or movement. This is a change or movement for the sake of a thing to be what it is. For a seed, it might be an adult plant; for a sailboat, it might be sailing; for a ball at the top of a ramp, it might be coming to rest at the bottom.

The four "causes" are not mutually exclusive. For Aristotle, several, preferably four, answers to the question "why" have to be given to explain a phenomenon and especially the actual configuration of an object.^[7] For example, if asking why a table is such and such, an explanation in terms of the four causes would sound like this: This table is solid and brown because it is made of wood (matter); it does not collapse because it has four legs of equal length (form); it is as it is because a carpenter made it, starting from a tree (agent); it has these dimensions because it is to be used by humans (end).

Aristotle distinguished between intrinsic and extrinsic causes. Matter and form are intrinsic causes because they deal directly with the object, whereas efficient and finality causes are said to be extrinsic because they are external.^[8]

Thomas Aquinas demonstrated that only those four types of causes can exist and no others. He also introduced a priority order according to which "matter is made perfect by the form, form is made perfect by the agent, and agent is made perfect by the finality."^[9] Hence, the finality is the cause of causes or, equivalently, the queen of causes.^[10]

Definition of "cause"

Main article: Aristotelianism

In his philosophical writings, Aristotle used the Greek word αἴτιον (aition), a neuter singular form of an adjective. The Greek word had meant, perhaps originally in a "legal" context, what or who is "responsible," mostly but not always in a bad sense of "guilt" or "blame." Alternatively, it could mean "to the credit of" someone or something. The appropriation of this word by Aristotle and other philosophers reflects how the Greek experience of legal practice influenced the concern in Greek thought to determine what is responsible.^{[11]: 100, 106–7} The word developed other meanings, including its use in philosophy in a more abstract sense.^[12][13]

About a century before Aristotle, the anonymous author of the Hippocratic text On Ancient Medicine had described the essential characteristics of a cause as it is considered in medicine:^[14]

We must, therefore, consider the causes of each [medical] condition to be those things which are such that, when they are present, the condition necessarily occurs, but when they change to another combination, it ceases.

Aristotle's "four causes"

Aristotle used the four causes to provide different answers to the question, "because of what?" The four answers to this question illuminate different aspects of how a thing comes into being or of how an event takes place.^{[11]: 96–8}

Material

Aristotle considers the material "cause" (ὕλη, hū́lē)^[15] of an object as equivalent to the nature of the raw material out of which the object is composed. (The word "nature" for Aristotle applies to both its potential in the raw material and its ultimate finished form. In a sense this form already existed in the material: see potentiality and actuality.)

Whereas modern physics looks to simple bodies, Aristotle's physics took a more general viewpoint, and treated living things as exemplary. Nevertheless, he felt that simple natural bodies such as earth, fire, air, and water also showed signs of having their own innate sources of motion, change, and rest. Fire, for example, carries things upwards, unless stopped from doing so. Things formed by human artifice, such as beds and cloaks, have no innate tendency to become beds or cloaks.^[16]

In traditional Aristotelian philosophical terminology, material is not the same as substance. Matter has parallels with substance in so far as primary matter serves as the substratum for simple bodies which are not substance: sand and rock (mostly earth), rivers and seas (mostly water), atmosphere and wind (mostly air and then mostly fire below the moon). In this traditional terminology, 'substance' is a term of ontology, referring to really existing things; only individuals are said to be substances (subjects) in the primary sense. Secondary substance, in a different sense, also applies to man-made artifacts.

Formal

Further information: Platonic realism

Aristotle considers the formal "cause" (εἶδος, eîdos)^[15] as describing the pattern or form which when present makes matter into a particular type of thing, which we recognize as being of that particular type.

By Aristotle's own account, this is a difficult and controversial concept.^{[citation needed]} It links with theories of forms such as those of Aristotle's teacher, Plato, but in Aristotle's own account (see his Metaphysics), he takes into account many previous writers who had expressed opinions about forms and ideas, but he shows how his own views differ from them.^[17]

Efficient

Aristotle defines the agent or efficient "cause" (κινοῦν, kinoûn)^[15] of an object as that which causes change and drives transient motion (such as a painter painting a house) (see Aristotle, Physics II 3, 194b29). In many cases, this is simply the thing that brings something about. For example, in the case of a statue, it is the person chiseling away which transforms a block of marble into a statue. Only this one of the four causes is like what an ordinary English-speaker would regard as a cause.^[18]

Final

Main articles: Teleology and Teleology in biology

Aristotle defines the end, purpose, or final "cause" (τέλος, télos)^[15] as that for the sake of which a thing is done.^[19] Like the form, this is a controversial type of explanation in science; some have argued for its survival in evolutionary biology,^[20] while Ernst Mayr denied that it continued to play a role.^[21] It is commonly recognised^[22] that Aristotle's conception of nature is teleological in the sense that Nature exhibits functionality in a more general sense than is exemplified in the purposes that humans have. Aristotle observed that a telos does not necessarily involve deliberation, intention, consciousness, or intelligence:^[23]

This is most obvious in the animals other than man: they make things neither by art nor after inquiry or deliberation. That is why people wonder whether it is by intelligence or by some other faculty that these creatures work, – spiders, ants, and the like... It is absurd to suppose that purpose is not present because we do not observe the agent deliberating. Art does not deliberate. If the ship-building art were in the wood, it would produce the same results by nature. If, therefore, purpose is present in art, it is present also in nature.

— Aristotle, Physics, II.8

According to Aristotle, a seed has the eventual adult plant as its end (i.e., as its telos) if and only if the seed would become the adult plant under normal circumstances.^[24] In Physics II.9, Aristotle hazards a few arguments that a determination of the end (i.e., final cause) of a phenomenon is more important than the others. He argues that the end is that which brings it about, so for example "if one defines the operation of sawing as being a certain kind of dividing, then this cannot come about unless the saw has teeth of a certain kind; and these cannot be unless it is of iron."^[25] According to Aristotle, once a final "cause" is in place, the material, efficient and formal "causes" follow by necessity. However, he recommends that the student of nature determine the other "causes" as well,^[26] and notes that not all phenomena have an end, e.g., chance events.^[27]

Aristotle saw that his biological investigations provided insights into the causes of things, especially into the final cause:

We should approach the investigation of every kind of animal without being ashamed, since in each one of them there is something natural and something beautiful. The absence of chance and the serving of ends are found in the works of nature especially. And the end, for the sake of which a thing has been constructed or has come to be, belongs to what is beautiful.

— Aristotle, On the Parts of Animals 645^{a 21-26}, Book I, Part 5.^[28]

George Holmes Howison highlights "final causation" in presenting his theory of metaphysics, which he terms "personal idealism", and to which he invites not only man, but all (ideal) life:^[29]

Here, in seeing that Final Cause – causation at the call of self-posited aim or end – is the only full and genuine cause, we further see that Nature, the cosmic aggregate of phenomena and the cosmic bond of their law which in the mood of vague and inaccurate abstraction we call Force, is after all only an effect... Thus teleology, or the Reign of Final Cause, the reign of ideality, is not only an element in the notion of Evolution, but is the very vital cord in the notion. The conception of evolution is founded at last and essentially in the conception of Progress: but this conception has no meaning at all except in the light of a goal; there can be no goal unless there is a Beyond for everything actual; and there is no such Beyond except through a spontaneous ideal. The presupposition of Nature, as a system undergoing evolution, is therefore the causal activity of our Pure Ideals. These are our three organic and organizing conceptions called the True, the Beautiful, and the Good.

— George Holmes Howison, The Limits of Evolution (1901)

However, Edward Feser argues, in line with the Aristotelian and Thomistic tradition, that finality has been greatly misunderstood. Indeed, without finality, efficient causality becomes inexplicable. Finality thus understood is not purpose but that end towards which a thing is ordered.^[30] When a match is rubbed against the side of a matchbox, the effect is not the appearance of an elephant or the sounding of a drum, but fire.^[31] The effect is not arbitrary because the match is ordered towards the end of fire^[32] which is realized through efficient causes.

In their biosemiotic study, Stuart Kauffman, Robert K. Logan et al. (2008) remark:^{[33][failed verification]}

Our language is teleological. We believe that autonomous agents constitute the minimal physical system to which teleological language rightly applies.

— Biology and Philosophy^[34]

Modern science

See also: Teleology § Teleology and science

In his Advancement of Learning (1605), Francis Bacon wrote that natural science "doth make inquiry, and take consideration of the same natures : but how? Only as to the material and efficient causes of them, and not as to the forms." Using the terminology of Aristotle, Bacon demands that, apart from the "laws of nature" themselves, the causes relevant to natural science are only efficient causes and material causes, or, to use the formulation which became famous later, natural phenomena require scientific explanation in terms of matter and motion.

In The New Organon, Bacon divides knowledge into physics and metaphysics:^[35]

From the two kinds of axioms which have been spoken of arises a just division of philosophy and the sciences, taking the received terms (which come nearest to express the thing) in a sense agreeable to my own views. Thus, let the investigation of forms, which are (in the eye of reason at least, and in their essential law) eternal and immutable, constitute Metaphysics; and let the investigation of the efficient cause, and of matter, and of the latent process, and the latent configuration (all of which have reference to the common and ordinary course of nature, not to her eternal and fundamental laws) constitute Physics. And to these let there be subordinate two practical divisions: to Physics, Mechanics; to Metaphysics, what (in a purer sense of the word) I call Magic, on account of the broadness of the ways it moves in, and its greater command over nature.

Biology

Explanations in terms of final causes remain common in evolutionary biology.^[20][36] Francisco J. Ayala has claimed that teleology is indispensable to biology since the concept of adaptation is inherently teleological.^[36] In an appreciation of Charles Darwin published in Nature in 1874, Asa Gray noted "Darwin's great service to Natural Science" lies in bringing back teleology "so that, instead of Morphology versus Teleology, we shall have Morphology wedded to Teleology." Darwin quickly responded, "What you say about Teleology pleases me especially and I do not think anyone else has ever noticed the point."^[20] Francis Darwin and T. H. Huxley reiterate this sentiment. The latter wrote that "the most remarkable service to the philosophy of Biology rendered by Mr. Darwin is the reconciliation of Teleology and Morphology, and the explanation of the facts of both, which his view offers."^[20] James G. Lennox states that Darwin uses the term 'Final Cause' consistently in his Species Notebook, On the Origin of Species, and after.^[20]

Contrary to the position described by Francisco J. Ayala, Ernst Mayr states that "adaptedness... is a posteriori result rather than an a priori goal-seeking."^[37] Various commentators view the teleological phrases used in modern evolutionary biology as a type of shorthand. For example, S. H. P. Madrell writes that "the proper but cumbersome way of describing change by evolutionary adaptation [may be] substituted by shorter overtly teleological statements" for the sake of saving space, but that this "should not be taken to imply that evolution proceeds by anything other than from mutations arising by chance, with those that impart an advantage being retained by natural selection."^[38] However, Lennox states that in evolution as conceived by Darwin, it is true both that evolution is the result of mutations arising by chance and that evolution is teleological in nature.^[20]

Statements that a species does something "in order to" achieve survival are teleological. The validity or invalidity of such statements depends on the species and the intention of the writer as to the meaning of the phrase "in order to." Sometimes it is possible or useful to rewrite such sentences so as to avoid teleology.^[39] Some biology courses have incorporated exercises requiring students to rephrase such sentences so that they do not read teleologically. Nevertheless, biologists still frequently write in a way which can be read as implying teleology even if that is not the intention.

Animal behaviour (Tinbergen's four questions)

Main article: Tinbergen's four questions

Tinbergen's four questions, named after the ethologist Nikolaas Tinbergen and based on Aristotle's four causes, are complementary categories of explanations for animal behaviour. They are also commonly referred to as levels of analysis.

The four questions are on:^[40][41]

1. function, what an adaptation does that is selected for in evolution;
2. phylogeny, the evolutionary history of an organism, revealing its relationships to other species;
3. mechanism, namely the proximate cause of a behaviour, such as the role of testosterone in aggression; and
4. ontogeny, the development of an organism from egg to embryo to adult.

Technology (Heidegger's four causes)

In The Question Concerning Technology, echoing Aristotle, Martin Heidegger describes the four causes as follows:^[42]

1. causa materialis: the material or matter
2. causa formalis: the form or shape the material or matter enters
3. causa finalis: the end
4. causa efficiens: the effect that brings about the finished result.

Heidegger explains that "[w]hoever builds a house or a ship or forges a sacrificial chalice reveals what is to be brought forth, according to the terms of the four modes of occasioning."^[43]

The educationist David Waddington comments that although the efficient cause, which he identifies as "the craftsman," might be thought the most significant of the four, in his view each of Heidegger's four causes is "equally co-responsible" for producing a craft item, in Heidegger's terms "bringing forth" the thing into existence. Waddington cites Lovitt's description of this bringing forth as "a unified process."^[44][45]

See also

• Anthropic principle
• Biosemiotics
• Causality
• Convergent evolution
• Five whys
• Four discourses, by Jacques Lacan
• Proximate and ultimate causation
• Socrates
• Teleology
• The purpose of a system is what it does

Notes

1. Aristotle, Physics 194 b17–20; see also Posterior Analytics 71 b9–11; 94 a20.
2. Falcon, Andrea (2023), "Aristotle on Causality", in Zalta, Edward N.; Nodelman, Uri (eds.), The Stanford Encyclopedia of Philosophy (Spring 2023 ed.), Metaphysics Research Lab, Stanford University, retrieved 2023-03-07
3. Lindberg, David. 1992. The Beginnings of Western Science. p. 53.
4. Leroi 2015, pp. 91–92.
5. "Aristotle famously distinguishes four 'causes' (or causal factors in explanation), the matter, the form, the end, and the agent." Hankinson, R. J. 1998. Cause and Explanation in Ancient Greek Thought. Oxford: Oxford University Press. p. 159. ISBN 9780198237457. doi:10.1093/0199246564.001.0001.
6. Aristotle. Metaphysics V, (Aristotle in 23 Volumes, vols. 17–18), translated by H. Tredennick (1933/1989). London, William Heinemann Ltd. 1989 – via Perseus Project. § 1013a. Aristotle discusses the four "causes" in his Physics, Book B, ch. 3.
7. According to Reece (2018): "Aristotle thinks that human action is a species of animal self-movement, and animal self-movement is a species of natural change. Natural changes, although they are not substances and do not have causes in precisely the same way that substances do, are to be explained in terms of the four causes, or as many of them as a given natural change has: The material cause is that out of which something comes to be, or what undergoes change from one state to another; the formal cause, what differentiates something from other things, and serves as a paradigm for its coming to be that thing; the efficient cause, the starting-point of change; the final cause, that for the sake of which something comes about."
8. Aristotle, Metaphysica I. 983 a26 ss. As quoted in Battista Mondin (2022), Ontologia e Metafisica, 3rd edition, ESD, p. 157, ISBN 978-88-5545-053-9.
9. Thomas Aquinas, In IV Sententiarum, d. 3, q. 1, a. 1. sol. 1. As quoted in Battista Mondin (2022), Ontologia e metafisica, ESD, 2022, p. 158
10. Thomas Aquinas, Summa Theologiae I, q. 5, a. 2, ad. 1
11. Lloyd, G. E. R. 1996. "Causes and correlations." In Adversaries and authorities: Investigations into ancient Greek and Chinese science, Cambridge: Cambridge University Press. ISBN 0-521-55695-3.
12. "bibliotheca Augustana". www.hs-augsburg.de. Retrieved 2023-03-07.
13. "LSJ". stephanus.tlg.uci.edu. Retrieved 2023-03-07.
14. Lloyd, G. E. R. 1979. Magic, Reason and Experience. Cambridge: Cambridge University Press. ISBN 0-521-29641-2. p. 54.
15. Preus, Anthony (2015). "Material cause". Historical Dictionary of Ancient Greek Philosophy (2nd ed.). Rowman and Littlefield. ISBN 978-0810854871.
16. Physics 192b
17. Lloyd, G. E. R. 1968. "The critic of Plato." Pp. 43–47 in Aristotle: The Growth and Structure of His Thought. Cambridge: Cambridge University Press. ISBN 0-521-09456-9.
18. Lloyd, G. E. R. (1996), "Causes and correlations", Adversaries and authorities: Investigations into ancient Greek and Chinese science, Cambridge: Cambridge University Press, p. 96, ISBN 0-521-55695-3, It is clear that of these four, only the efficient cause looks like a cause in any ordinary English sense.
19. Aristotle, Physics, II.3. 194 ^{b 32}
20. Lennox, James G. (1993), "Darwin was a teleologist", Biology and Philosophy, 8 (4): 409–421, doi:10.1007/BF00857687, S2CID 170767015
21. "The development or behavior of an individual is purposive, natural selection is definitely not…. Darwin 'has swept out such finalistic teleology by the front door.'" Mayr, Ernst. 1961. "Cause and Effect in Biology." Science 134(3489):1501–06. doi:10.1126/science.134.3489.1501. PMID 14471768.
22. Rand, Ayn (January 2000), The Art of Fiction, The Penguin Group, p. 20, ISBN 0-452-28154-7
23. Barnes, Jonathan, ed. The Complete Works of Aristotle, vol. I. The Revised Oxford Translation.
24. Aristotle gives this example in Parts of Animals I.1.
25. Aristotle, Physics II.9. 200b4–7.
26. Aristotle, Physics II.9.
27. Physics II.5 where chance is opposed to nature, which he has already said acts for ends.
28. Lloyd, G. E. R. (1970). Early Greek Science: Thales to Aristotle, New York: W. W. Norton, p. 105. ISBN 978-0-393-00583-7
29. Howison, George Holmes. 1901. The Limits of Evolution. p. 39.
30. cf. Feser, Edward (2009). Aquinas: A Beginner's Guide. Beginner's Guides (Reprint ed.). Oxford: Oneworld Publications (published 2011). ISBN 9781780740065. Retrieved 2018-03-12. [...] three principles are central to Aquinas's general metaphysics [...] the principle of finality is in a sense the most fundamental of them, given that the final cause is 'the cause of causes': for, again in Aquinas's' view an efficient cause can bring an effect in to being only if it is 'directed towards' that effect; and it is ultimately in that sense that the effect is 'contained in' the efficient cause.
31. cf. Feser, Edward (2009). Aquinas: A Beginner's Guide. Beginner's Guides (Reprint ed.). Oxford: Oneworld Publications (published 2011). ISBN 9781780740065. Retrieved 2018-03-12. A match, for example, reliably generates flame and heat when struck, and never (say) frost and cold, or the smell of lilacs, or thunder.
32. Compare:The match is 'directed towards' the production of fire and heat [...]
33. Aristotle, Physics 194 b17–20; see also: Posterior Analytics 71 b9–11; 94 a20.
34. Kauffman, Stuart; Logan, Robert K.; Este, Robert; Goebel, Randy; Hobill, David; Shmulevich, Ilya (2007-11-19). "Propagating organization: an enquiry" (PDF). Biology & Philosophy. 23 (1): 27–45. doi:10.1007/s10539-007-9066-x. ISSN 0169-3867. S2CID 10929570.
35. Bacon, Francis. 1620. The New Organon II, Aphorism 9.
36. Ayala, Francisco. 1998. "Teleological explanations in evolutionary biology." Nature's Purposes: Analyses of Function and Design in Biology. MIT Press.
37. Mayr, Ernst W. 1992. "The idea of teleology." Journal of the History of Ideas 53:117–35.
38. Madrell, S. H. P. 1998. "Why are there no insects in the open sea?" The Journal of Experimental Biology 201:2461–64.
39. Reiss, John O. (2009). Not by Design: Retiring Darwin's Watchmaker. University of California Press.
40. MacDougall-Shackleton, Scott A. (2011-07-27). "The levels of analysis revisited". Philosophical Transactions of the Royal Society B: Biological Sciences. 366 (1574): 2076–2085. doi:10.1098/rstb.2010.0363. PMC 3130367. PMID 21690126.
41. Hladký, Vojtěch, and Jan Havlíček. 2013. "Was Tinbergen an Aristotelian? Comparison of Tinbergen's Four Whys and Aristotle's Four Causes." Human Ethology Bulletin 28(4):3–11.
42. Heidegger 1977, pp. 289–290.
43. Heidegger 1977, p. 295.
44. Waddington, David (2005). "A Field Guide to Heidegger Understanding | The Question Concerning Technology". Educational Philosophy and Theory. 37 (4): 568. doi:10.1111/j.1469-5812.2005.00141.x. S2CID 143892202.
45. Lovitt, W. (1973). "A Gespräch with Heidegger on Technology, Man and World". Man and World. 6 (1): 44–62. doi:10.1007/BF01252782. S2CID 145770576.

References

• Cohen, Marc S. "The Four Causes" (Lecture Notes) Accessed March 14, 2006.
• Falcon, Andrea. Aristotle on Causality (link to section labeled "Four Causes"). Stanford Encyclopedia of Philosophy 2008.
• Heidegger, Martin (1977) [1949]. Krell, D. F. (ed.). Die Frage nach der Technik [The Question Concerning Technology]. Basic Writings. Harper & Row.
• Hennig, Boris. "The Four Causes." Journal of Philosophy 106(3), 2009, 137–60.
• Leroi, Armand Marie (2015). The Lagoon: How Aristotle Invented Science. Bloomsbury. ISBN 978-1408836224.
• Moravcsik, J.M. "Aitia as generative factor in Aristotle's philosophy." Dialogue, 14 : pp 622–638, 1975.
• Reece, Bryan C. (2019). "Aristotle's Four Causes of Action". Australasian Journal of Philosophy. 97 (2): 213–227. doi:10.1080/00048402.2018.1482932. S2CID 172010122.
• English translation of Study on Phideas, by Pía Figueroa written with theme of Final Cause as per Aristotle.

External links

• The Consequences of Ideas: Understanding the Concepts that Shaped Our World, By R. C. Sproul
• Aristotle on definition. By Marguerite Deslauriers, page 81
• Philosophy in the ancient world: an introduction. By James A. Arieti. p. 201.
• Doctrine of Being in the Aristotelian Metaphysics. By Joseph Owens and Etienne Gilson.
• Aitia as generative factor in Aristotle's philosophy*
• A Compass for the Imagination, by Harold C. Morris. Philosophy thesis elaborates on Aristotle's Theory of the Four Causes. Washington State University, 1981.