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Autocracy

Autocracy is a system of government in which absolute power is held by the ruler, known as an autocrat. It includes most forms of monarchy and dictatorship, while it is contrasted with democracy and feudalism. Various definitions of autocracy exist. They may restrict autocracy to a single individual, or they may also apply autocracy to a group of rulers who wield absolute power. The autocrat has total control over the exercise of civil liberties within the autocracy, choosing under what circumstances they may be exercised, if at all. Governments may also blend elements of autocracy and democracy, forming an anocracy. The concept of autocracy has been recognized in political philosophy since ancient times.

Autocrats maintain power through political repression against opposition and co-optation of other influential or powerful members of society. The general public is controlled through indoctrination and propaganda, and an autocracy may attempt to legitimize itself in the eyes of the public through appeals to ideology, religion, birthright, or foreign hostility. Some autocracies establish legislatures, unfair elections, or show trials to further exercise control while presenting the appearance of democracy. The only limits to autocratic rule are practical considerations in preserving the regime. Autocrats must retain control over the nation's elites and institutions for their will to be exercised, but they must also prevent any other individual or group from gaining significant power or influence. Internal challenges are the most significant threats faced by autocrats, as they may lead to a coup d'état.

Autocracy was among the earliest forms of government. It began as despotism, which existed throughout the ancient world in the form of chiefdoms, city-states, and empires. Monarchy was the predominant form of autocracy for most of history. Dictatorship became more common in the 19th century, beginning with the caudillos in Latin America and the empires of Napoleon and Napoleon III in Europe. Totalitarian dictatorships developed in the 20th century with the advent of fascist and communist states. Since the dissolution of the Soviet Union in 1991, authoritarian and populist dictatorships have become the most common form of autocracy.

Etymology and use edit

Autocracy comes from the Ancient Greek auto (Greek: αὐτός; "self") and kratos (Greek: κράτος; "power, might").[1] This became the Hellenistic/Byzantine Greek autocrator (Greek: wikt:αὐτοκράτωρ) and the Latin imperator, both of which were titles for the Roman emperor. This was adopted in Old Russian as samod′rž′c′ and then modern Russian as samoderžec. In the 18th century, the title for the Russian emperor was translated to authocrateur and then autocrateur in French, while it was translated to Autocrator and then Autokrator in German. These terms were eventually used to refer to autocratic rulers in general.[2] The term has since developed a negative connotation.[1]

Political structure edit

 
The coronation of Louis XVI (Gabriel François Doyen, 1775)

Many attempts have been made to define the political structure of autocracy.[3] It traditionally entails a single unrestrained ruler, known as an autocrat,[4] though unrestrained non-democratic rule by a group may also be defined as autocratic.[4][5] Autocracy is distinguished from other forms of government by the power of the autocrat to unilaterally repress the civil liberties of the people and to choose what liberties they may exercise.[3] It is distinct from democracy and feudalism,[6] and modern autocracy is often defined as any non-democratic government.[4][7][8][9] As with all forms of government, autocracy has no clearly defined boundaries, and it may intersect with other forms of government.[10] Though autocracy usually encompasses an entire country, it can sometimes take place at subnational or local levels, even in countries with a more democratic government, if the national government has limited control over a specific area or its political conflicts.[11]

Autocracies impose few to no limits on the power of the autocrat,[12] and any formal institutions that exist create only limited accountability.[7] To maintain power, an autocrat must have the support of elites that hold influence in the country and assist the autocrat in carrying out their will.[13] The amount of direct control that an autocrat wields in practice may vary.[14] As an autocratic government solidifies its rule, it develops stronger institutions to carry out the autocrat's will. These institutions are necessary for maintaining control and extracting value from the state, but they can also serve as checks on the autocrat.[15] Autocrats must also balance the affiliation that regional elites have over their jurisdiction; too little can prevent effective rule, while too much may cause the elite to favor the region's interests over the autocrat's.[16] Some autocracies incorporate an elected legislature that has a limited ability to check the power of the autocrat, though these are not usually formed through free and fair elections.[14] These legislatures may also be prone to corruption and can be influenced by the autocrat in exchange for preferential treatment.[17] Other institutions, such as an independent judiciary or an active civil society, may also limit the autocrat's power.[15]

Some autocracies emphasize a ruling family rather than a single autocrat. This has been the case of most monarchies. Such arrangements allow for royal intermarriage, which can join autocracies together through dynastic unions.[18] Personalist dictatorships may also give significance to the ruling family through a cult of personality, such as the Kim family of North Korea.[19]

Origin and development edit

Formation edit

The earliest autocracies, such as chiefdoms, formed where there was previously no centralized government.[20] The initial development of an autocracy is attributed to its efficiency over anarchy, as it provides security and negates internal divisions. Mancur Olson introduced the term "stationary bandits" to describe the method of control associated with autocracy, as opposed to the "roaming bandits" that dominate anarchic society. Under this definition, autocrats as stationary bandits see long term investment in the society that they exploit through taxation and other seizure of resources, as opposed to the bandits in stateless societies that have no incentive to improve society. This creates a Pareto efficiency in which both the autocrat and the subjects benefit over the alternative.[15]

Douglass North, John Joseph Wallis, and Barry R. Weingast describe autocracies as natural states that arise from this need to monopolize violence. In contrast to Olson, these scholars understand the early state not as a single ruler, but as an organization formed by many actors. They describe the process of autocratic state formation as a bargaining process among individuals with access to violence. For them, these individuals form a dominant coalition that grants each other privileges such as the access to resources. As violence reduces the economic rents, members of the dominant coalition have incentives to cooperate and to avoid fighting. A limited access to privileges is necessary to avoid competition among the members of the dominant coalition, who then will credibly commit to cooperate and will form the state.[21]

There is great variance in the types of states that become autocratic. Neither a state's size, its military strength, its economic success, nor its cultural attributes significantly affect whether it is likely to be autocratic.[22] Autocracy is more likely to form in heterogeneous populations, as there is greater inequality and less social cohesion. Autocracies formed under these conditions are often more volatile for the same reasons.[15]

Stability and succession edit

 
The Russian Revolution led to the replacement of the autocratic Russian Empire with the autocratic Soviet Union.

Autocracies face challenges to their authority from several fronts, including the citizenry, political opposition, and internal disloyalty from elites.[23] As autocrats must share their power with the state's elites to see their will carried out, these elites are the greatest threat to the autocrat.[18] Most autocratic governments are overthrown by a coup,[24] and most are succeeded by another autocratic government.[25] These new governments are commonly a different type of autocracy or a weaker variant of the same type.[26]

While popular support for revolution is often necessary to overthrow an autocratic government, most revolts are accompanied by internal support from elites who believe that it is no longer in their interest to support the autocrat.[11] Overthrow of an autocratic government purely through popular revolt is virtually nonexistent throughout history,[27] but popular support for democracy is a significant indicator of challenges to autocratic rule.[28] Modernization and increased wealth are often associated with stronger support for democracy, though failing to provide these things also reduces support for the autocratic regime.[29] Popular revolt is most likely to occur during periods of reform. Government reform can provide an impetus for stronger opposition, especially when it does not meet expectations, and it can weaken the centralization of power through poor implementation. When revolt appears likely, an autocrat may grant civil rights, redistribute wealth, or abdicate from power entirely to avoid the threat of violence.[11]

Some autocracies use hereditary succession in which a set of rules determines who will be the next autocrat. Otherwise, a successor may be handpicked, either by the autocrat or by another governmental body. Pre-determined successors are incentivized to overthrow and replace the autocrat, creating a dillema for autocrats wishing to choose a successor. The threat of overthrow is greater for appointed successors over hereditary successors, as hereditary successors are often younger and less influential.[30] Other autocracies have no appointed successor, and a power struggle will take place upon the death or removal of the autocrat.[31] These methods of succession are a common distinction between monarchical rule and dictatorial rule; monarchies use an established system of succession such as hereditary succession, while dictatorships do not.[32] Autocratic rule is most unstable during succession from one autocrat to another.[33] Orders of succession allow for more peaceful transition of power, but it prevents meaningful vetting of successors for competence or fortitude.[32] When rule passes between autocrats, the incoming autocrat often inherits an established bureaucracy. This bureaucracy facilitates the transfer of power, as the new ruler gains immediate control over the nation without having to conquer its people or win their popular support.[15]

Legitimacy edit

Autocrats may claim that they have legitimacy under a legal framework, or they may exert influence purely through force.[3] Opinion on whether an autocratic government is legitimate can vary, even among its own population.[34] An autocracy's approach to legitimacy can be affected by recognition from other nations. Widely accepted autocratic governments are more able to convince their own populations of their legitimacy. Less widely accepted autocracies may rally internal support by attributing their lack of recognition to malevolent foreign efforts, such as American imperialism or Zionism.[26]

Historically, the most common claim of legitimacy is birthright in an autocracy that uses hereditary succession. Theocratic governments appeal to religion to justify their rule, arguing that religious leaders must also be political leaders.[34] Other autocrats may use similar claims of divine authority to justify their rule, often in absolute monarchy. This includes the Mandate of Heaven in ancient China and the divine right of kings in 17th century England and France.[35] When an autocratic government has a state ideology, this may be used to justify the autocrat's rule. This is most common in communist or ethnonationalist governments. Autocracies with unfair elections will cite election results to prove that the autocrat has a mandate to rule.[34] Some autocracies will use practical considerations to legitimise their rule, arguing that they are necessary to provide basic needs to the population.[26]

Types edit

Autocracy encompasses most non-democratic forms of government, including dictatorships, monarchies, and dominant-party regimes.[36] Monarchies were common in medieval Europe,[18] but in the modern era dictatorship is the most common form of government globally.[32]

Autocratic governments are classified as totalitarian when they engage in direct control of citizens' lives, or as authoritarian when they do not.[37] Totalitarian governments do not allow political or cultural pluralism. Instead, citizens are expected to devote themselves to a single ideological vision and demonstrate their support of the state ideology through political engagement. Totalitarian governments are revolutionary, seeking to radically reform society, and they often engage in terror against groups that do not comply with the state's vision.[38] Totalitarianism is associated with communist states and Nazi Germany.[39] Authoritarian governments maintain control of a nation purely through repression and controlled opposition rather than mandated adherence to a state ideology.[40] These include most traditional monarchies, military dictatorships, theocracies, and dominant party states.[41]

An absolute autocracy may be referred to as despotism, in which the autocrat rules purely through personal control without any meaningful institutions.[42] These were most common in pre-industrial societies, when large bureaucracies had not yet become standard in government.[43] Sultanism is a type of personalist dictatorship[34] in which a ruling family directly integrates itself into the state through a cult of personality, where it maintains control purely through rewards for allies and force against enemies. In these regimes, there is no guiding ideology or legal system, and the state serves only to bring about the leader's own personal enrichment.[19] Other descriptors, such as tyranny and absolutism, may also be associated with variations of autocracy.[5]

Though autocracies often restrict civil and political rights, some may allow limited exercise of some rights. These autocracies grant moderate representation to political opponents and allow exercise of some civil rights, though less than those associated with democracy. These are contrasted with closed autocracies, which do not permit the exercise of these rights.[44] Several forms of semi-autocratic government have been defined in which governments blend elements of democracy and autocracy.[3] These include limited autocracy, semi-autocracy, liberal autocracy,[3] semi-liberal autocracy,[44] anocracy,[9] and electoral autocracy.[45] These governments may begin as democratic governments and then become autocratic as the elected leader seizes control over the nation's institutions and electoral process.[46] Conversely, autocratic governments may transition to democracy through a period of semi-autocratic rule.[47]

History edit

Early history edit

 
Julius Caesar (engraved c. 1587 – c. 1589)

Autocracy has been the primary form of government for most of human history.[48] One of the earliest forms of government was the chiefdom that developed in tribal societies, which date back to the Neolithic.[49] Chiefdoms are regional collections of villages ruled over by tribal chief.[50] They are an emergent form of governance, originating from societies that previously lacked a centralized authority.[20] Historical chiefs often held only tenuous power over the chiefdom,[51] but they trended toward autocracy as heterarchical governance was replaced with hierarchical governance.[52]

Early states were formed by warlords ruling over conquered territory.[15] The first states were the city-states of Mesopotamia, which first developed around the 35th century BCE.[53] These early states were ruled by kings who were both political and religious leaders.[54] These were followed by the first empire, the Akkadian Empire, when they were conquered by Sargon of Akkad in the 24th century BCE.[55] The blending of autocratic rule with religious significance continued under the Akkadian Empire, as the king Naram-Sin of Akkad was the first of several kings to be recognized as a god over the following centuries.[56] Ancient Egypt also existed as an autocratic government for most of its early history,[43] first developing states at the end of the fourth millennium BCE.[57]

China has been subject to autocratic rule almost without interruption since its ancient feudal society was replaced by the Qin dynasty in 221 BCE,[58] and even its feudal government had stronger elements of autocracy than other instances of feudalism.[59] The early Chinese philosophy of Confucianism emphasized the importance of benevolent autocratic rule to maintain order,[60] and this philosophy heavily influenced future Chinese thought.[61]

City-states in Ancient Greece and the Etruscan civilization were often ruled by tyrants, though myth and historical revisionism later re-imagined these tyrants as kings with hereditary succession.[62] The Roman Republic introduced the concept of the Roman dictator who would be temporarily invested with unchecked power to restore stability during periods of crisis.[63] This temporary dictatorship was eventually subverted by Julius Caesar when he became dictator for life in 44 BCE, ending the Roman Republic and ushering the creation of the autocratic Roman Empire.[64]

Several early military dictatorships formed in East Asia during the post-classical era. These include the rule of the Goguryeo kingdom by Yeon Gaesomun in 642,[65] the Goryeo military regime beginning in 1170,[66] and the shogunate in Japan between the 12th and 19th centuries.[67]

Parliamentary monarchies became common in the 13th century as monarchs sought larger advising bodies that were representative of the kingdom.[18] European nations moved away from feudalism and toward centralized monarchy as the primary form of government in the 14th century.[68]

Modern era edit

 
Members of the Nazi Party salute Adolf Hitler in 1940

Absolutism became more common in European monarchies at the onset of the 16th century as the continent struggled with weak leadership and religious conflict. Legislatures during this period were often tailored to enforce the king's will but not challenge it.[15][69] This was sometimes justified through the divine right of kings, particularly in the kingdoms of England and France.[35]

The French Revolution marked a significant shift in the perception of dictatorship as a form of tyrannical rule, as revolutionaries justified their actions as a means of combatting tyranny.[70] In Europe, the original forms of dictatorship were Bonapartism, a form of monarchism that rejected feudalism, and Caesarism, imperial rule reminiscent of Julius Caesar. These were primarily used to define the First and Second French Empires.[71] European monarchies moved away from autocracy in the 19th century as legislatures increased in power.[72] In 19th century Latin America, regional rulers known as caudillos seized power in several nations as early examples of dictators.[73]

The 19th and 20th centuries brought about the decline of traditional monarchies in favor of modern states, many of which developed as autocracies.[74] The upheaval caused by World War I resulted in a broad shift of governance across Europe, and many nations moved away from traditional monarchies.[75] Most European monarchs were stripped of their powers to become constitutional monarchs, or they were displaced entirely in favor of republics.[72] Totalitarianism first developed as a form of autocracy during the interwar period.[76] It seized power in many of these republics, particularly during the Great Depression. This saw the establishment of fascist, communist, and military dictatorships throughout Europe.[75]

The communist state first developed as a new form of autocracy following the Russian Revolution. This type of autocratic government enforced totalitarian control over its citizens through a mass party said to represent the citizens.[77] While other forms of European dictatorship were dissolved after World War II, communism was strengthened and became the basis of several dictatorships in Eastern Europe.[75] Communist states became the primary model for autocratic government in the late-20th century, and many non-communist autocratic regimes replicated the communist style of government.[78]

The decline in autocracy across Western Europe affected autocratic government elsewhere in the world through colonization. Regions with historically strong autocratic states were able to resist European colonization or otherwise went unchanged, allowing autocracy to be preserved. Societies without a state were readily colonized by European nations and subsequently adopted democracy and parliamentary government after it became common in Europe.[79]

The strength of autocracy in global politics was significantly reduced at the end of the Cold War with the dissolution of the Soviet Union in 1991, but it saw a resurgence over the following decades through regional powers such as China, Iran, Russia, and Saudi Arabia.[80] The fall of totalitarian regimes led to authoritarianism becoming the predominant form of autocracy in the 21st century.[81]

Political activity edit

 
The Nagode Trial, a 1947 show trial in Slovenia

Political repression is the primary method by which autocrats preserve the regime and prevent the loss of power.[82] This repression may take place implicitly by coercing and intimidating potential opposition, or it may involve direct violence. Autocratic governments also engage in co-optation, in which influential figures are provided benefits by the regime in exchange for their support.[83] Coercing these elites is usually more efficient for the autocrat than intimidating them through violence. Political parties are a common method of co-optation and coercion, as they provide a mechanism to control members of the government, initiate new members, and discourage a military coup. Autocratic governments controlled through a political party last longer on average than other autocratic governments.[18]

Control over the public is maintained through indoctrination and propaganda.[84] Autocratic governments enjoy similar levels of public support to democratic governments, and a state's status as autocratic is not a significant indicator in whether it is supported by its citizens.[85] Autocrats often appeal to the people by supporting a specific political, ethnic, or religious movement.[86]

The different forms of autocratic government create significant variance in their foreign policy.[87] Overall, autocratic governments are more likely to go to war than democratic governments, as citizens are not part of the selectorate to which autocrats are accountable.[88][89] Totalitarian autocracies have historically engaged in militarism and expansionism after consolidating power, particularly fascist governments. This allows the autocracy to spread its state ideology, and the existence of foreign adversaries allows the autocrat to rally internal support.[90]

Autocratic regimes in the 21st century have departed from the historical precedent of direct rule in favor of institutions that resemble those of democratic governments. This may include controlled liberties for citizens such as the formation of opposition parties to participate in unfair elections.[91][92] Elections provide several benefits to autocratic regimes, allowing for a venue to restrain or appease the opposition and creating a method to transfer power without violent conflict.[93] Many autocrats also institute show trials to carry out political repression rather than carrying out direct purges. This may be done to more publicly discourage future dissidents.[94] Prior to this trend, autocratic elections rarely invited public participation. They were instead used by elites to choose a leader amongst themselves, such as in an electoral monarchy. The creation of a constitution is another common measure used by autocrats to stay in power; as they are able to draft the constitution unilaterally, it can be tailored to suit their rule.[18]

Study and evaluation edit

 
The 2022 Economist Democracy Index: autocracies are designated in orange and red.

Autocratic government has been central to political theory since the development of Ancient Greek political philosophy.[95] Despite its historical prominence, autocracy has not been widely recognized as its own political theory in the way that democracy has.[95] Autocratic government is generally considered to be less desirable than democratic government. Reasons for this include its proclivity for corruption and violence as well as its lack of efficiency and its weakness in promoting liberty and transparency.[96]

Historically, data on the operation of autocratic government has been limited, preventing detailed study.[97] Study of postcolonial autocracy in Africa has been particularly limited, as these governments were less likely to keep detailed records of their activities relative to other governments at the time, and they frequently destroyed the records that did exist.[98] Study of citizen support for autocratic government relative to democratic government has also been infrequent, and most studies conducted in this area have been limited to East Asia.[99] Collection of information on autocratic regimes has improved in the 21st century, allowing for more detailed analysis.[97]

Autocratic government has been found to have effects on a country's politics, including its government's structure and bureaucracy, long after it democratizes. Comparisons between regions have found disparities in citizen attitudes, policy preferences, and political engagement depending on whether it had been subject to autocracy, even in different regions within the same country. Citizens of postcommunist nations are more likely to distrust government and free markets, directly hindering the long term economic prosperity of these nations. Xenophobia is generally more common in post-autocratic nations, and voters in these nations are more likely to vote for far-right or far-left political parties.[100]

Many democracy indices have been developed to measure whether countries are democratic or autocratic, such as the Polity data series, the Freedom in the World report, and the Varieties of Democracy indices.[101][102] These indices measure various attributes of a government's actions and its citizens' rights to sort democracies and autocracies. These attributes might include enfranchisement, freedom of expression, freedom of information, separation of powers, or free and fair elections, among others.[103] Both the choice in attributes and the method of measuring them are subjective, and they are defined individually be each index.[104] Despite this, different democracy indices generally produce similar results.[105][102] Most discrepancies come from the measurement of anocratic governments that blend democratic and autocratic traits.[106]

The concepts of tyranny and despotism as distinct modes of government were abandoned in the 19th century in favor of more specific typologies.[107] Modern typology of autocratic regimes originates from the work of Juan Linz in the mid-20th century, when his division of democracy, authoritarianism, and totalitarianism became accepted.[81] The first general theory of autocracy that defined it independently of other systems was created by Gordon Tullock in 1974 through applied public choice theory.[108] At the end of the Cold War, Francis Fukuyama's theory of the end of history became popular among political scientists. This theory proposed that autocratic government was approaching a permanent decline to be replaced by liberal democracy. This theory was largely abandoned after the increase in autocratic government over the following decades.[80] In the 2010s, the concept of "autocracy promotion" became influential in the study of autocracy, proposing that some governments have sought to establish autocratic rule in foreign nations, though subsequent studies have found little evidence to support that such efforts are as widespread or successful as originally thought.[109][110]

See also edit

Notes edit

  1. ^ a b Fiala 2015, Glossary.
  2. ^ Oxford English Dictionary 2023.
  3. ^ a b c d e Burnell 2006, p. 546.
  4. ^ a b c Siaroff 2013, p. 79.
  5. ^ a b Gerschewski 2023, p. 30.
  6. ^ Tullock 1987, p. 2.
  7. ^ a b Mauk 2019, p. 24.
  8. ^ Gerschewski 2023, p. 29.
  9. ^ a b Mukherjee & Koren 2018, p. 5.
  10. ^ Tullock 1987, pp. 7–8.
  11. ^ a b c Grzymala-Busse & Finkel 2022, How Autocracies Die.
  12. ^ Gurr, Jaggers & Moore 1990, p. 85.
  13. ^ Mauk 2019, pp. 26–27.
  14. ^ a b Tullock 1987, p. 7.
  15. ^ a b c d e f g Grzymala-Busse & Finkel 2022, How Autocracies Emerge.
  16. ^ Finer 1997, p. 67.
  17. ^ Tullock 1987, p. 57.
  18. ^ a b c d e f Grzymala-Busse & Finkel 2022, How Autocracies Are Sustained.
  19. ^ a b Siaroff 2013, pp. 237–238.
  20. ^ a b Earle 1997, p. 14.
  21. ^ North, Wallis & Weingast 2008.
  22. ^ Burnell 2006, p. 547.
  23. ^ Gerschewski 2023, p. 17.
  24. ^ Gerschewski 2023, p. 13.
  25. ^ Tullock 1987, p. 178.
  26. ^ a b c Burnell 2006, p. 549.
  27. ^ Tullock 1987, p. 20.
  28. ^ Mauk 2019, p. 34.
  29. ^ Mauk 2019, p. 7.
  30. ^ Kurrild-Klitgaard 2000, pp. 68–70.
  31. ^ Kurrild-Klitgaard 2000, p. 66.
  32. ^ a b c Tullock 1987, p. 18.
  33. ^ Gerschewski 2023, p. 32.
  34. ^ a b c d Burnell 2006, p. 548.
  35. ^ a b Murphy 2014.
  36. ^ Golosov 2021, pp. 10–11.
  37. ^ Tullock 1987, pp. 5–6.
  38. ^ Siaroff 2013, pp. 232–233.
  39. ^ Siaroff 2013, pp. 229, 232.
  40. ^ Siaroff 2013, pp. 239–240.
  41. ^ Siaroff 2013, pp. 240, 242–243, 245.
  42. ^ Finer 1997, p. 70.
  43. ^ a b Finer 1997, p. 66.
  44. ^ a b Siaroff 2013, p. 90.
  45. ^ Wong & Or 2020.
  46. ^ Miller 2012.
  47. ^ Siaroff 2013, p. 91.
  48. ^ Tullock 1987, p. 8.
  49. ^ Earle 1997, p. 15.
  50. ^ Beliaev, Bondarenko & Korotayev 2001, p. 373.
  51. ^ Beliaev, Bondarenko & Korotayev 2001, p. 377.
  52. ^ Beliaev, Bondarenko & Korotayev 2001, p. 381.
  53. ^ Finer 1997, p. 104.
  54. ^ Brisch 2013, p. 38.
  55. ^ Schrakamp 2016.
  56. ^ Brisch 2013, p. 40.
  57. ^ Finer 1997, p. 136.
  58. ^ Fu 1993, pp. 1–2.
  59. ^ Fu 1993, p. 16.
  60. ^ Fu 1993, pp. 31–33.
  61. ^ Fu 1993, pp. 33–34.
  62. ^ Morris 2003, pp. 1–2.
  63. ^ Kalyvas 2007, p. 413.
  64. ^ Zeev 1996, p. 251–253.
  65. ^ Lee 1984, p. 48.
  66. ^ Shultz 2000, pp. 1–2.
  67. ^ Gordon 2003, p. 58.
  68. ^ Grigg 2014.
  69. ^ Hulliung 2014.
  70. ^ Richter 2005, pp. 233–234.
  71. ^ Richter 2005, pp. 238–239.
  72. ^ a b Tullock 1987, p. 179.
  73. ^ Lynch 1992.
  74. ^ Gurr, Jaggers & Moore 1990, p. 74.
  75. ^ a b c Gurr, Jaggers & Moore 1990, p. 90.
  76. ^ Siaroff 2013, p. 233.
  77. ^ Gurr, Jaggers & Moore 1990, pp. 74–75.
  78. ^ Golosov 2021, p. 13.
  79. ^ Hariri 2012, p. 489.
  80. ^ a b Mauk 2019, p. 1.
  81. ^ a b Gerschewski 2023, p. 31.
  82. ^ Gerschewski 2023, p. 3.
  83. ^ Mauk 2019, p. 32.
  84. ^ Mauk 2019, p. 37.
  85. ^ Mauk 2019, p. 161.
  86. ^ Gerschewski 2023, p. 11.
  87. ^ Kinne 2005, p. 126.
  88. ^ Tangerås 2009, pp. 100–101.
  89. ^ Kinne 2005, p. 119.
  90. ^ Kneuer 2017.
  91. ^ Golosov 2021, p. 1.
  92. ^ Mauk 2019, p. 6.
  93. ^ Golosov 2021, p. 2.
  94. ^ Shen-Bayh 2022, p. 28.
  95. ^ a b Gerschewski 2023, p. 28.
  96. ^ Mauk 2019, p. 3.
  97. ^ a b Gerschewski 2023, p. 7.
  98. ^ Shen-Bayh 2022, p. 22.
  99. ^ Mauk 2019, pp. 12–15.
  100. ^ Grzymala-Busse & Finkel 2022, The Legacies Autocracies Leave Behind.
  101. ^ Schmidt 2016, p. 111.
  102. ^ a b Boese 2019, p. 95.
  103. ^ Schmidt 2016, pp. 112, 115–116.
  104. ^ Boese 2019, p. 96.
  105. ^ Schmidt 2016, pp. 122–123.
  106. ^ Schmidt 2016, p. 123.
  107. ^ Richter 2005, p. 222, 235.
  108. ^ Kurrild-Klitgaard 2000, p. 63.
  109. ^ Tansey 2015, pp. 155–156.
  110. ^ Way 2016, pp. 64–65.

References edit

Books edit

  • Earle, Timothy K. (1997). How Chiefs Come to Power: The Political Economy in Prehistory. Stanford University Press. ISBN 978-0-8047-2856-0.
  • Fiala, Andrew, ed. (2015). The Bloomsbury Companion to Political Philosophy. Bloomsbury Publishing. ISBN 978-1-4411-1434-1.
  • Finer, Samuel Edward (1997). The History of Government from the Earliest Times. Vol. 1. Oxford University Press. ISBN 978-0-19-820664-4.
  • Fu, Zhengyuan (1993). Autocratic Tradition and Chinese Politics. Cambridge University Press. ISBN 978-0-52144-228-2.
  • Gerschewski, Johannes (2023). The Two Logics of Autocratic Rule. Cambridge University Press. ISBN 978-1-009-19941-4.
  • Gibbons, Michael T.; Coole, Diana H.; Ellis, Elisabeth; Ferguson, Kennan, eds. (2014). The Encyclopedia of Political Thought. Wiley Blackwell. doi:10.1002/9781118474396. ISBN 978-1-118-47439-6.
  • Golosov, Grigorii V. (2021). Authoritarian Party Systems: Party Politics in Autocratic Regimes, 1945-2019. World Scientific. ISBN 978-1-80061-116-0.
  • Gordon, Andrew (2003). A Modern History of Japan: From Tokugawa Times to the Present. Oxford University Press. ISBN 978-0-19-092055-5.
  • Grzymala-Busse, Anna; Finkel, Eugene (2022). "Historical Political Economy of Autocracy". In Jenkins, Jeffrey A.; Rubin, Jared (eds.). The Oxford Handbook of Historical Political Economy. Oxford University Press. doi:10.1093/oxfordhb/9780197618608.013.9. ISBN 978-0-19-761860-8.
  • Kneuer, Marianne (2017). "Autocratic Regimes and Foreign Policy". Oxford Research Encyclopedia of Politics. doi:10.1177/0090591707302208. ISBN 978-0-19-022863-7. S2CID 144115904.
  • Lee, Ki-Baik (1984). A New History of Korea. Translated by Wagner, Edward W.; Shultz, Edward J. Cambridge, Massachusetts: Harvard University Press. ISBN 9780674615762.
  • Lynch, John (1992). Caudillos in Spanish America 1800–1850. Oxford University Press. doi:10.1093/acprof:oso/9780198211358.001.0001. ISBN 978-0-19-821135-8.
  • Mauk, Marlene (2019). Citizen Support for Democratic and Autocratic Regimes. Oxford University Press. ISBN 978-0-19-885485-2.
  • Morris, Sarah (2003). "Imaginary Kings: Alternatives to Monarchy in Early Greece". In Morgan, Kathryn A. (ed.). Popular Tyranny: Sovereignty and Its Discontents in Ancient Greece. University of Texas Press. doi:10.7560/752764. ISBN 978-0-29279-782-6.
  • Mukherjee, Bumba; Koren, Ore (2018). The Politics of Mass Killing in Autocratic Regimes. Springer. ISBN 978-3-319-91758-0.
  • Schmidt, Manfred G. (2016). "Measuring Democracy and Autocracy". In Keman, Hans; Woldendorp, Jaap (eds.). Handbook of Research Methods and Applications in Political Science. Edward Elgar Publishing. pp. 111–126. ISBN 978-2-01-694428-8.
  • Schrakamp, Ingo (2016). "Akkadian Empire". In MacKenzie, John (ed.). The Encyclopedia of Empire. John Wiley & Sons. doi:10.1002/9781118455074. ISBN 978-1-118-45507-4.
  • Siaroff, Alan (2013). Comparing Political Regimes: A Thematic Introduction to Comparative Politics, Third Edition. University of Toronto Press. ISBN 978-1-4426-0702-6.
  • Shen-Bayh, Fiona Feiang (2022). Undue Process. Cambridge University Press. ISBN 978-1-009-19713-7.
  • Shultz, Edward (2000). Generals and Scholars: Military Rule in Medieval Korea. University of Hawaii Press. ISBN 978-0-8248-2324-5.
  • Tullock, Gordon (1987). Autocracy. Springer. ISBN 978-90-247-3398-9.

Journals edit

  • Beliaev, Dmitri D.; Bondarenko, Dmitri M.; Korotayev, Audrey V. (2001). "Origins and evolution of chiefdoms". Reviews in Anthropology. 30 (4): 373–395. doi:10.1080/00988157.2001.9978293. ISSN 0093-8157. S2CID 162365014.
  • Boese, Vanessa A (2019). "How (not) to measure democracy". International Area Studies Review. 22 (2): 95–127. doi:10.1177/2233865918815571. ISSN 2233-8659. S2CID 191935546.
  • Brisch, Nicole (2013). "Of Gods and Kings: Divine Kingship in Ancient Mesopotamia: Divine Kingship in Ancient Mesopotamia". Religion Compass. 7 (2): 37–46. doi:10.1111/rec3.12031.
  • Burnell, Peter (2006). "Autocratic opening to democracy: why legitimacy matters". Third World Quarterly. 27 (4): 545–562. doi:10.1080/01436590600720710. ISSN 0143-6597. S2CID 153419534.
  • Gurr, Ted Robert; Jaggers, Keith; Moore, Will H. (1990). "The Transformation of the Western State: The Growth of Democracy, Autocracy, and State Power Since 1800". Studies in Comparative International Development. 25 (1): 73–108. doi:10.1007/BF02716906. ISSN 0039-3606. S2CID 154432421.
  • Hariri, Jacob Gerner (2012). "The Autocratic Legacy of Early Statehood". American Political Science Review. 106 (3): 471–494. doi:10.1017/S0003055412000238. ISSN 0003-0554. S2CID 54222556.
  • Kalyvas, Andreas (2007). "The Tyranny of Dictatorship: When the Greek Tyrant Met the Roman Dictator". Political Theory. 35 (4): 412–442. doi:10.1177/0090591707302208. ISSN 0090-5917. S2CID 144115904.
  • Kinne, Brandon J. (2005). "Decision Making in Autocratic Regimes: A Poliheuristic Perspective". International Studies Perspectives. 6 (1): 114–128. doi:10.1111/j.1528-3577.2005.00197.x. ISSN 1528-3577.
  • Kurrild-Klitgaard, Peter (2000). "The Constitutional Economics of Autocratic Succession". Public Choice. 103 (1): 63–84. doi:10.1023/A:1005078532251. S2CID 154097838.
  • Miller, Michael K (5 November 2012). "Electoral authoritarianism and democracy: A formal model of regime transitions". Journal of Theoretical Politics. 25 (2): 153–181. doi:10.1177/0951629812460122. ISSN 0951-6298. S2CID 153751930.
  • North, Douglass C.; Wallis, John Joseph; Weingast, Barry R. (2008). "Violence and the Rise of Open-Access Orders". Journal of Democracy. 20 (1): 55–68. doi:10.1353/jod.0.0060. S2CID 153774943.
  • Richter, Melvin (2005). "A Family of Political Concepts: Tyranny, Despotism, Bonapartism, Caesarism, Dictatorship, 1750-1917". European Journal of Political Theory. 4 (3): 221–248. doi:10.1177/1474885105052703. ISSN 1474-8851. S2CID 143577539.
  • Tangerås, Thomas P. (2009). "Democracy, autocracy and the likelihood of international conflict". Economics of Governance. 10 (2): 99–117. doi:10.1007/s10101-008-0055-6. hdl:10419/81362. ISSN 1435-6104.
  • Tansey, Oisín (2015). "The problem with autocracy promotion". Democratization. 23 (1): 141–163. doi:10.1080/13510347.2015.1095736. ISSN 1351-0347. S2CID 146222778.
  • Way, Lucan (2016). "Weaknesses of Autocracy Promotion". Journal of Democracy. 27 (1): 64–75. doi:10.1353/jod.2016.0009. ISSN 1086-3214. S2CID 155187881.
  • Wong, Stan Hok-Wui; Or, Nick H. K. (1 December 2020). "To Compete or to Cooperate". Communist and Post-Communist Studies. 53 (4): 91–117. doi:10.1525/j.postcomstud.2020.53.4.91. ISSN 0967-067X. S2CID 234556117.
  • Zeev, Miriam Pucci Ben (1996). "When was the title «Dictator perpetuus» given to Caesar ?". L'Antiquité Classique. 65: 251–253. doi:10.3406/antiq.1996.1259. ISSN 0770-2817. JSTOR 41658953.

Web edit

  • "Autocrator (n.), Etymology". Oxford English Dictionary. Oxford University Press. 2023. doi:10.1093/OED/2280847239.

External links edit

autocracy, autocrat, redirects, here, other, uses, autocrat, disambiguation, confused, with, adhocracy, system, government, which, absolute, power, held, ruler, known, autocrat, includes, most, forms, monarchy, dictatorship, while, contrasted, with, democracy,. Autocrat redirects here For other uses see Autocrat disambiguation Not to be confused with adhocracy Autocracy is a system of government in which absolute power is held by the ruler known as an autocrat It includes most forms of monarchy and dictatorship while it is contrasted with democracy and feudalism Various definitions of autocracy exist They may restrict autocracy to a single individual or they may also apply autocracy to a group of rulers who wield absolute power The autocrat has total control over the exercise of civil liberties within the autocracy choosing under what circumstances they may be exercised if at all Governments may also blend elements of autocracy and democracy forming an anocracy The concept of autocracy has been recognized in political philosophy since ancient times Autocrats maintain power through political repression against opposition and co optation of other influential or powerful members of society The general public is controlled through indoctrination and propaganda and an autocracy may attempt to legitimize itself in the eyes of the public through appeals to ideology religion birthright or foreign hostility Some autocracies establish legislatures unfair elections or show trials to further exercise control while presenting the appearance of democracy The only limits to autocratic rule are practical considerations in preserving the regime Autocrats must retain control over the nation s elites and institutions for their will to be exercised but they must also prevent any other individual or group from gaining significant power or influence Internal challenges are the most significant threats faced by autocrats as they may lead to a coup d etat Autocracy was among the earliest forms of government It began as despotism which existed throughout the ancient world in the form of chiefdoms city states and empires Monarchy was the predominant form of autocracy for most of history Dictatorship became more common in the 19th century beginning with the caudillos in Latin America and the empires of Napoleon and Napoleon III in Europe Totalitarian dictatorships developed in the 20th century with the advent of fascist and communist states Since the dissolution of the Soviet Union in 1991 authoritarian and populist dictatorships have become the most common form of autocracy Contents 1 Etymology and use 2 Political structure 3 Origin and development 3 1 Formation 3 2 Stability and succession 3 3 Legitimacy 4 Types 5 History 5 1 Early history 5 2 Modern era 6 Political activity 7 Study and evaluation 8 See also 9 Notes 10 References 10 1 Books 10 2 Journals 10 3 Web 11 External linksEtymology and use editAutocracy comes from the Ancient Greek auto Greek aὐtos self and kratos Greek kratos power might 1 This became the Hellenistic Byzantine Greek autocrator Greek wikt aὐtokratwr and the Latin imperator both of which were titles for the Roman emperor This was adopted in Old Russian as samod rz c and then modern Russian as samoderzec In the 18th century the title for the Russian emperor was translated to authocrateur and then autocrateur in French while it was translated to Autocrator and then Autokrator in German These terms were eventually used to refer to autocratic rulers in general 2 The term has since developed a negative connotation 1 Political structure edit nbsp The coronation of Louis XVI Gabriel Francois Doyen 1775 Many attempts have been made to define the political structure of autocracy 3 It traditionally entails a single unrestrained ruler known as an autocrat 4 though unrestrained non democratic rule by a group may also be defined as autocratic 4 5 Autocracy is distinguished from other forms of government by the power of the autocrat to unilaterally repress the civil liberties of the people and to choose what liberties they may exercise 3 It is distinct from democracy and feudalism 6 and modern autocracy is often defined as any non democratic government 4 7 8 9 As with all forms of government autocracy has no clearly defined boundaries and it may intersect with other forms of government 10 Though autocracy usually encompasses an entire country it can sometimes take place at subnational or local levels even in countries with a more democratic government if the national government has limited control over a specific area or its political conflicts 11 Autocracies impose few to no limits on the power of the autocrat 12 and any formal institutions that exist create only limited accountability 7 To maintain power an autocrat must have the support of elites that hold influence in the country and assist the autocrat in carrying out their will 13 The amount of direct control that an autocrat wields in practice may vary 14 As an autocratic government solidifies its rule it develops stronger institutions to carry out the autocrat s will These institutions are necessary for maintaining control and extracting value from the state but they can also serve as checks on the autocrat 15 Autocrats must also balance the affiliation that regional elites have over their jurisdiction too little can prevent effective rule while too much may cause the elite to favor the region s interests over the autocrat s 16 Some autocracies incorporate an elected legislature that has a limited ability to check the power of the autocrat though these are not usually formed through free and fair elections 14 These legislatures may also be prone to corruption and can be influenced by the autocrat in exchange for preferential treatment 17 Other institutions such as an independent judiciary or an active civil society may also limit the autocrat s power 15 Some autocracies emphasize a ruling family rather than a single autocrat This has been the case of most monarchies Such arrangements allow for royal intermarriage which can join autocracies together through dynastic unions 18 Personalist dictatorships may also give significance to the ruling family through a cult of personality such as the Kim family of North Korea 19 Origin and development editFormation edit The earliest autocracies such as chiefdoms formed where there was previously no centralized government 20 The initial development of an autocracy is attributed to its efficiency over anarchy as it provides security and negates internal divisions Mancur Olson introduced the term stationary bandits to describe the method of control associated with autocracy as opposed to the roaming bandits that dominate anarchic society Under this definition autocrats as stationary bandits see long term investment in the society that they exploit through taxation and other seizure of resources as opposed to the bandits in stateless societies that have no incentive to improve society This creates a Pareto efficiency in which both the autocrat and the subjects benefit over the alternative 15 Douglass North John Joseph Wallis and Barry R Weingast describe autocracies as natural states that arise from this need to monopolize violence In contrast to Olson these scholars understand the early state not as a single ruler but as an organization formed by many actors They describe the process of autocratic state formation as a bargaining process among individuals with access to violence For them these individuals form a dominant coalition that grants each other privileges such as the access to resources As violence reduces the economic rents members of the dominant coalition have incentives to cooperate and to avoid fighting A limited access to privileges is necessary to avoid competition among the members of the dominant coalition who then will credibly commit to cooperate and will form the state 21 There is great variance in the types of states that become autocratic Neither a state s size its military strength its economic success nor its cultural attributes significantly affect whether it is likely to be autocratic 22 Autocracy is more likely to form in heterogeneous populations as there is greater inequality and less social cohesion Autocracies formed under these conditions are often more volatile for the same reasons 15 Stability and succession edit nbsp The Russian Revolution led to the replacement of the autocratic Russian Empire with the autocratic Soviet Union Autocracies face challenges to their authority from several fronts including the citizenry political opposition and internal disloyalty from elites 23 As autocrats must share their power with the state s elites to see their will carried out these elites are the greatest threat to the autocrat 18 Most autocratic governments are overthrown by a coup 24 and most are succeeded by another autocratic government 25 These new governments are commonly a different type of autocracy or a weaker variant of the same type 26 While popular support for revolution is often necessary to overthrow an autocratic government most revolts are accompanied by internal support from elites who believe that it is no longer in their interest to support the autocrat 11 Overthrow of an autocratic government purely through popular revolt is virtually nonexistent throughout history 27 but popular support for democracy is a significant indicator of challenges to autocratic rule 28 Modernization and increased wealth are often associated with stronger support for democracy though failing to provide these things also reduces support for the autocratic regime 29 Popular revolt is most likely to occur during periods of reform Government reform can provide an impetus for stronger opposition especially when it does not meet expectations and it can weaken the centralization of power through poor implementation When revolt appears likely an autocrat may grant civil rights redistribute wealth or abdicate from power entirely to avoid the threat of violence 11 Some autocracies use hereditary succession in which a set of rules determines who will be the next autocrat Otherwise a successor may be handpicked either by the autocrat or by another governmental body Pre determined successors are incentivized to overthrow and replace the autocrat creating a dillema for autocrats wishing to choose a successor The threat of overthrow is greater for appointed successors over hereditary successors as hereditary successors are often younger and less influential 30 Other autocracies have no appointed successor and a power struggle will take place upon the death or removal of the autocrat 31 These methods of succession are a common distinction between monarchical rule and dictatorial rule monarchies use an established system of succession such as hereditary succession while dictatorships do not 32 Autocratic rule is most unstable during succession from one autocrat to another 33 Orders of succession allow for more peaceful transition of power but it prevents meaningful vetting of successors for competence or fortitude 32 When rule passes between autocrats the incoming autocrat often inherits an established bureaucracy This bureaucracy facilitates the transfer of power as the new ruler gains immediate control over the nation without having to conquer its people or win their popular support 15 Legitimacy edit Autocrats may claim that they have legitimacy under a legal framework or they may exert influence purely through force 3 Opinion on whether an autocratic government is legitimate can vary even among its own population 34 An autocracy s approach to legitimacy can be affected by recognition from other nations Widely accepted autocratic governments are more able to convince their own populations of their legitimacy Less widely accepted autocracies may rally internal support by attributing their lack of recognition to malevolent foreign efforts such as American imperialism or Zionism 26 Historically the most common claim of legitimacy is birthright in an autocracy that uses hereditary succession Theocratic governments appeal to religion to justify their rule arguing that religious leaders must also be political leaders 34 Other autocrats may use similar claims of divine authority to justify their rule often in absolute monarchy This includes the Mandate of Heaven in ancient China and the divine right of kings in 17th century England and France 35 When an autocratic government has a state ideology this may be used to justify the autocrat s rule This is most common in communist or ethnonationalist governments Autocracies with unfair elections will cite election results to prove that the autocrat has a mandate to rule 34 Some autocracies will use practical considerations to legitimise their rule arguing that they are necessary to provide basic needs to the population 26 Types editAutocracy encompasses most non democratic forms of government including dictatorships monarchies and dominant party regimes 36 Monarchies were common in medieval Europe 18 but in the modern era dictatorship is the most common form of government globally 32 Autocratic governments are classified as totalitarian when they engage in direct control of citizens lives or as authoritarian when they do not 37 Totalitarian governments do not allow political or cultural pluralism Instead citizens are expected to devote themselves to a single ideological vision and demonstrate their support of the state ideology through political engagement Totalitarian governments are revolutionary seeking to radically reform society and they often engage in terror against groups that do not comply with the state s vision 38 Totalitarianism is associated with communist states and Nazi Germany 39 Authoritarian governments maintain control of a nation purely through repression and controlled opposition rather than mandated adherence to a state ideology 40 These include most traditional monarchies military dictatorships theocracies and dominant party states 41 An absolute autocracy may be referred to as despotism in which the autocrat rules purely through personal control without any meaningful institutions 42 These were most common in pre industrial societies when large bureaucracies had not yet become standard in government 43 Sultanism is a type of personalist dictatorship 34 in which a ruling family directly integrates itself into the state through a cult of personality where it maintains control purely through rewards for allies and force against enemies In these regimes there is no guiding ideology or legal system and the state serves only to bring about the leader s own personal enrichment 19 Other descriptors such as tyranny and absolutism may also be associated with variations of autocracy 5 Though autocracies often restrict civil and political rights some may allow limited exercise of some rights These autocracies grant moderate representation to political opponents and allow exercise of some civil rights though less than those associated with democracy These are contrasted with closed autocracies which do not permit the exercise of these rights 44 Several forms of semi autocratic government have been defined in which governments blend elements of democracy and autocracy 3 These include limited autocracy semi autocracy liberal autocracy 3 semi liberal autocracy 44 anocracy 9 and electoral autocracy 45 These governments may begin as democratic governments and then become autocratic as the elected leader seizes control over the nation s institutions and electoral process 46 Conversely autocratic governments may transition to democracy through a period of semi autocratic rule 47 History editFurther information History of monarchy and History of dictatorship Early history edit nbsp Julius Caesar engraved c 1587 c 1589 Autocracy has been the primary form of government for most of human history 48 One of the earliest forms of government was the chiefdom that developed in tribal societies which date back to the Neolithic 49 Chiefdoms are regional collections of villages ruled over by tribal chief 50 They are an emergent form of governance originating from societies that previously lacked a centralized authority 20 Historical chiefs often held only tenuous power over the chiefdom 51 but they trended toward autocracy as heterarchical governance was replaced with hierarchical governance 52 Early states were formed by warlords ruling over conquered territory 15 The first states were the city states of Mesopotamia which first developed around the 35th century BCE 53 These early states were ruled by kings who were both political and religious leaders 54 These were followed by the first empire the Akkadian Empire when they were conquered by Sargon of Akkad in the 24th century BCE 55 The blending of autocratic rule with religious significance continued under the Akkadian Empire as the king Naram Sin of Akkad was the first of several kings to be recognized as a god over the following centuries 56 Ancient Egypt also existed as an autocratic government for most of its early history 43 first developing states at the end of the fourth millennium BCE 57 China has been subject to autocratic rule almost without interruption since its ancient feudal society was replaced by the Qin dynasty in 221 BCE 58 and even its feudal government had stronger elements of autocracy than other instances of feudalism 59 The early Chinese philosophy of Confucianism emphasized the importance of benevolent autocratic rule to maintain order 60 and this philosophy heavily influenced future Chinese thought 61 City states in Ancient Greece and the Etruscan civilization were often ruled by tyrants though myth and historical revisionism later re imagined these tyrants as kings with hereditary succession 62 The Roman Republic introduced the concept of the Roman dictator who would be temporarily invested with unchecked power to restore stability during periods of crisis 63 This temporary dictatorship was eventually subverted by Julius Caesar when he became dictator for life in 44 BCE ending the Roman Republic and ushering the creation of the autocratic Roman Empire 64 Several early military dictatorships formed in East Asia during the post classical era These include the rule of the Goguryeo kingdom by Yeon Gaesomun in 642 65 the Goryeo military regime beginning in 1170 66 and the shogunate in Japan between the 12th and 19th centuries 67 Parliamentary monarchies became common in the 13th century as monarchs sought larger advising bodies that were representative of the kingdom 18 European nations moved away from feudalism and toward centralized monarchy as the primary form of government in the 14th century 68 Modern era edit nbsp Members of the Nazi Party salute Adolf Hitler in 1940Absolutism became more common in European monarchies at the onset of the 16th century as the continent struggled with weak leadership and religious conflict Legislatures during this period were often tailored to enforce the king s will but not challenge it 15 69 This was sometimes justified through the divine right of kings particularly in the kingdoms of England and France 35 The French Revolution marked a significant shift in the perception of dictatorship as a form of tyrannical rule as revolutionaries justified their actions as a means of combatting tyranny 70 In Europe the original forms of dictatorship were Bonapartism a form of monarchism that rejected feudalism and Caesarism imperial rule reminiscent of Julius Caesar These were primarily used to define the First and Second French Empires 71 European monarchies moved away from autocracy in the 19th century as legislatures increased in power 72 In 19th century Latin America regional rulers known as caudillos seized power in several nations as early examples of dictators 73 The 19th and 20th centuries brought about the decline of traditional monarchies in favor of modern states many of which developed as autocracies 74 The upheaval caused by World War I resulted in a broad shift of governance across Europe and many nations moved away from traditional monarchies 75 Most European monarchs were stripped of their powers to become constitutional monarchs or they were displaced entirely in favor of republics 72 Totalitarianism first developed as a form of autocracy during the interwar period 76 It seized power in many of these republics particularly during the Great Depression This saw the establishment of fascist communist and military dictatorships throughout Europe 75 The communist state first developed as a new form of autocracy following the Russian Revolution This type of autocratic government enforced totalitarian control over its citizens through a mass party said to represent the citizens 77 While other forms of European dictatorship were dissolved after World War II communism was strengthened and became the basis of several dictatorships in Eastern Europe 75 Communist states became the primary model for autocratic government in the late 20th century and many non communist autocratic regimes replicated the communist style of government 78 The decline in autocracy across Western Europe affected autocratic government elsewhere in the world through colonization Regions with historically strong autocratic states were able to resist European colonization or otherwise went unchanged allowing autocracy to be preserved Societies without a state were readily colonized by European nations and subsequently adopted democracy and parliamentary government after it became common in Europe 79 The strength of autocracy in global politics was significantly reduced at the end of the Cold War with the dissolution of the Soviet Union in 1991 but it saw a resurgence over the following decades through regional powers such as China Iran Russia and Saudi Arabia 80 The fall of totalitarian regimes led to authoritarianism becoming the predominant form of autocracy in the 21st century 81 Political activity edit nbsp The Nagode Trial a 1947 show trial in SloveniaPolitical repression is the primary method by which autocrats preserve the regime and prevent the loss of power 82 This repression may take place implicitly by coercing and intimidating potential opposition or it may involve direct violence Autocratic governments also engage in co optation in which influential figures are provided benefits by the regime in exchange for their support 83 Coercing these elites is usually more efficient for the autocrat than intimidating them through violence Political parties are a common method of co optation and coercion as they provide a mechanism to control members of the government initiate new members and discourage a military coup Autocratic governments controlled through a political party last longer on average than other autocratic governments 18 Control over the public is maintained through indoctrination and propaganda 84 Autocratic governments enjoy similar levels of public support to democratic governments and a state s status as autocratic is not a significant indicator in whether it is supported by its citizens 85 Autocrats often appeal to the people by supporting a specific political ethnic or religious movement 86 The different forms of autocratic government create significant variance in their foreign policy 87 Overall autocratic governments are more likely to go to war than democratic governments as citizens are not part of the selectorate to which autocrats are accountable 88 89 Totalitarian autocracies have historically engaged in militarism and expansionism after consolidating power particularly fascist governments This allows the autocracy to spread its state ideology and the existence of foreign adversaries allows the autocrat to rally internal support 90 Autocratic regimes in the 21st century have departed from the historical precedent of direct rule in favor of institutions that resemble those of democratic governments This may include controlled liberties for citizens such as the formation of opposition parties to participate in unfair elections 91 92 Elections provide several benefits to autocratic regimes allowing for a venue to restrain or appease the opposition and creating a method to transfer power without violent conflict 93 Many autocrats also institute show trials to carry out political repression rather than carrying out direct purges This may be done to more publicly discourage future dissidents 94 Prior to this trend autocratic elections rarely invited public participation They were instead used by elites to choose a leader amongst themselves such as in an electoral monarchy The creation of a constitution is another common measure used by autocrats to stay in power as they are able to draft the constitution unilaterally it can be tailored to suit their rule 18 Study and evaluation edit nbsp The 2022 Economist Democracy Index autocracies are designated in orange and red Autocratic government has been central to political theory since the development of Ancient Greek political philosophy 95 Despite its historical prominence autocracy has not been widely recognized as its own political theory in the way that democracy has 95 Autocratic government is generally considered to be less desirable than democratic government Reasons for this include its proclivity for corruption and violence as well as its lack of efficiency and its weakness in promoting liberty and transparency 96 Historically data on the operation of autocratic government has been limited preventing detailed study 97 Study of postcolonial autocracy in Africa has been particularly limited as these governments were less likely to keep detailed records of their activities relative to other governments at the time and they frequently destroyed the records that did exist 98 Study of citizen support for autocratic government relative to democratic government has also been infrequent and most studies conducted in this area have been limited to East Asia 99 Collection of information on autocratic regimes has improved in the 21st century allowing for more detailed analysis 97 Autocratic government has been found to have effects on a country s politics including its government s structure and bureaucracy long after it democratizes Comparisons between regions have found disparities in citizen attitudes policy preferences and political engagement depending on whether it had been subject to autocracy even in different regions within the same country Citizens of postcommunist nations are more likely to distrust government and free markets directly hindering the long term economic prosperity of these nations Xenophobia is generally more common in post autocratic nations and voters in these nations are more likely to vote for far right or far left political parties 100 Many democracy indices have been developed to measure whether countries are democratic or autocratic such as the Polity data series the Freedom in the World report and the Varieties of Democracy indices 101 102 These indices measure various attributes of a government s actions and its citizens rights to sort democracies and autocracies These attributes might include enfranchisement freedom of expression freedom of information separation of powers or free and fair elections among others 103 Both the choice in attributes and the method of measuring them are subjective and they are defined individually be each index 104 Despite this different democracy indices generally produce similar results 105 102 Most discrepancies come from the measurement of anocratic governments that blend democratic and autocratic traits 106 The concepts of tyranny and despotism as distinct modes of government were abandoned in the 19th century in favor of more specific typologies 107 Modern typology of autocratic regimes originates from the work of Juan Linz in the mid 20th century when his division of democracy authoritarianism and totalitarianism became accepted 81 The first general theory of autocracy that defined it independently of other systems was created by Gordon Tullock in 1974 through applied public choice theory 108 At the end of the Cold War Francis Fukuyama s theory of the end of history became popular among political scientists This theory proposed that autocratic government was approaching a permanent decline to be replaced by liberal democracy This theory was largely abandoned after the increase in autocratic government over the following decades 80 In the 2010s the concept of autocracy promotion became influential in the study of autocracy proposing that some governments have sought to establish autocratic rule in foreign nations though subsequent studies have found little evidence to support that such efforts are as widespread or successful as originally thought 109 110 See also editCentralisation Democratic backsliding Kleptocracy Mafia state Monocracy Oligarchy Statism Triumvirate Tsarist autocracyNotes edit a b Fiala 2015 Glossary Oxford English Dictionary 2023 a b c d e Burnell 2006 p 546 a b c Siaroff 2013 p 79 a b Gerschewski 2023 p 30 Tullock 1987 p 2 a b Mauk 2019 p 24 Gerschewski 2023 p 29 a b Mukherjee amp Koren 2018 p 5 Tullock 1987 pp 7 8 a b c Grzymala Busse amp Finkel 2022 How Autocracies Die Gurr Jaggers amp Moore 1990 p 85 Mauk 2019 pp 26 27 a b Tullock 1987 p 7 a b c d e f g Grzymala Busse amp Finkel 2022 How Autocracies Emerge Finer 1997 p 67 Tullock 1987 p 57 a b c d e f Grzymala Busse amp Finkel 2022 How Autocracies Are Sustained a b Siaroff 2013 pp 237 238 a b Earle 1997 p 14 North Wallis amp Weingast 2008 Burnell 2006 p 547 Gerschewski 2023 p 17 Gerschewski 2023 p 13 Tullock 1987 p 178 a b c Burnell 2006 p 549 Tullock 1987 p 20 Mauk 2019 p 34 Mauk 2019 p 7 Kurrild Klitgaard 2000 pp 68 70 Kurrild Klitgaard 2000 p 66 a b c Tullock 1987 p 18 Gerschewski 2023 p 32 a b c d Burnell 2006 p 548 a b Murphy 2014 Golosov 2021 pp 10 11 Tullock 1987 pp 5 6 Siaroff 2013 pp 232 233 Siaroff 2013 pp 229 232 Siaroff 2013 pp 239 240 Siaroff 2013 pp 240 242 243 245 Finer 1997 p 70 a b Finer 1997 p 66 a b Siaroff 2013 p 90 Wong amp Or 2020 Miller 2012 Siaroff 2013 p 91 Tullock 1987 p 8 Earle 1997 p 15 Beliaev Bondarenko amp Korotayev 2001 p 373 Beliaev Bondarenko amp Korotayev 2001 p 377 Beliaev Bondarenko amp Korotayev 2001 p 381 Finer 1997 p 104 Brisch 2013 p 38 Schrakamp 2016 Brisch 2013 p 40 Finer 1997 p 136 Fu 1993 pp 1 2 Fu 1993 p 16 Fu 1993 pp 31 33 Fu 1993 pp 33 34 Morris 2003 pp 1 2 Kalyvas 2007 p 413 Zeev 1996 p 251 253 Lee 1984 p 48 Shultz 2000 pp 1 2 Gordon 2003 p 58 Grigg 2014 Hulliung 2014 Richter 2005 pp 233 234 Richter 2005 pp 238 239 a b Tullock 1987 p 179 Lynch 1992 Gurr Jaggers amp Moore 1990 p 74 a b c Gurr Jaggers amp Moore 1990 p 90 Siaroff 2013 p 233 Gurr Jaggers amp Moore 1990 pp 74 75 Golosov 2021 p 13 Hariri 2012 p 489 a b Mauk 2019 p 1 a b Gerschewski 2023 p 31 Gerschewski 2023 p 3 Mauk 2019 p 32 Mauk 2019 p 37 Mauk 2019 p 161 Gerschewski 2023 p 11 Kinne 2005 p 126 Tangeras 2009 pp 100 101 Kinne 2005 p 119 Kneuer 2017 Golosov 2021 p 1 Mauk 2019 p 6 Golosov 2021 p 2 Shen Bayh 2022 p 28 a b Gerschewski 2023 p 28 Mauk 2019 p 3 a b Gerschewski 2023 p 7 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1435 6104 Tansey Oisin 2015 The problem with autocracy promotion Democratization 23 1 141 163 doi 10 1080 13510347 2015 1095736 ISSN 1351 0347 S2CID 146222778 Way Lucan 2016 Weaknesses of Autocracy Promotion Journal of Democracy 27 1 64 75 doi 10 1353 jod 2016 0009 ISSN 1086 3214 S2CID 155187881 Wong Stan Hok Wui Or Nick H K 1 December 2020 To Compete or to Cooperate Communist and Post Communist Studies 53 4 91 117 doi 10 1525 j postcomstud 2020 53 4 91 ISSN 0967 067X S2CID 234556117 Zeev Miriam Pucci Ben 1996 When was the title Dictator perpetuus given to Caesar L Antiquite Classique 65 251 253 doi 10 3406 antiq 1996 1259 ISSN 0770 2817 JSTOR 41658953 Web edit Autocrator n Etymology Oxford English Dictionary Oxford University Press 2023 doi 10 1093 OED 2280847239 External links edit nbsp Wikisource has the text of the 1911 Encyclopaedia Britannica article Autocracy Retrieved from https en wikipedia org w index php title Autocracy amp oldid 1206315941, wikipedia, wiki, book, books, 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