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Medical record

The terms medical record, health record and medical chart are used somewhat interchangeably to describe the systematic documentation of a single patient's medical history and care across time within one particular health care provider's jurisdiction.[1] A medical record includes a variety of types of "notes" entered over time by healthcare professionals, recording observations and administration of drugs and therapies, orders for the administration of drugs and therapies, test results, X-rays, reports, etc. The maintenance of complete and accurate medical records is a requirement of health care providers and is generally enforced as a licensing or certification prerequisite.

The terms are used for the written (paper notes), physical (image films) and digital records that exist for each individual patient and for the body of information found therein.

Medical records have traditionally been compiled and maintained by health care providers, but advances in online data storage have led to the development of personal health records (PHR) that are maintained by patients themselves, often on third-party websites.[2] This concept is supported by US national health administration entities[3] and by AHIMA, the American Health Information Management Association.[4]

A medical record folder being pulled from the records

Because many consider the information in medical records to be sensitive private information covered by expectations of privacy, many ethical and legal issues are implicated in their maintenance, such as third-party access and appropriate storage and disposal.[5] Although the storage equipment for medical records generally is the property of the health care provider, the actual record is considered in most jurisdictions to be the property of the patient, who may obtain copies upon request.[6]

Uses edit

The information contained in the medical record allows health care providers to determine the patient's medical history and provide informed care. The medical record serves as the central repository for planning patient care and documenting communication among patient and health care provider and professionals contributing to the patient's care. An increasing purpose of the medical record is to ensure documentation of compliance with institutional, professional or governmental regulation.

The traditional medical record for inpatient care can include admission notes, on-service notes, progress notes (SOAP notes), preoperative notes, operative notes, postoperative notes, procedure notes, delivery notes, postpartum notes, and discharge notes.

Personal health records combine many of the above features with portability, thus allowing a patient to share medical records across providers and health care systems.[7]

Electronic medical records could also be studied to quantify disease burdens – such as the number of deaths from antimicrobial resistance[8] – or help identify causes of, factors of and contributors to diseases,[9][10] especially when combined with genome-wide association studies.[11][12] For such purposes, electronic medical records could potentially be made available in securely anonymized or pseudonymized[13] forms to ensure patients' privacy is maintained.[14][12][15][16]

Contents edit

A patient's individual medical record identifies the patient and contains information regarding the patient's case history at a particular provider. The health record as well as any electronically stored variant of the traditional paper files contain proper identification of the patient.[17] Further information varies with the individual medical history of the patient.

The contents are generally written with other healthcare professionals in mind. This can result in confusion and hurt feelings when patients read these notes.[18] For example, some abbreviations, such as for shortness of breath, are similar to the abbreviations for profanities, and taking "time out" to follow a surgical safety protocol might be misunderstood as a disciplinary technique for children.[18]

Media applied edit

Traditionally, medical records were written on paper and maintained in folders often divided into sections for each type of note (progress note, order, test results), with new information added to each section chronologically. Active records are usually housed at the clinical site, but older records are often archived offsite.

The advent of electronic medical records has not only changed the format of medical records but has increased accessibility of files. The use of an individual dossier style medical record, where records are kept on each patient by name and illness type originated at the Mayo Clinic out of a desire to simplify patient tracking and to allow for medical research.[19]

Maintenance of medical records requires security measures to prevent from unauthorized access or tampering with the records.

Medical history edit

The medical history is a longitudinal record of what has happened to the patient since birth. It chronicles diseases, major and minor illnesses, as well as growth landmarks. It gives the clinician a feel for what has happened before to the patient. As a result, it may often give clues to current disease state. It includes several subsets detailed below.

Surgical history
The surgical history is a chronicle of surgery performed for the patient. It may have dates of operations, operative reports, and/or the detailed narrative of what the surgeon did.
Obstetric history
The obstetric history lists prior pregnancies and their outcomes. It also includes any complications of these pregnancies.
Medications and medical allergies
The medical record may contain a summary of the patient's current and previous medications as well as any medical allergies.
Family history
The family history lists the health status of immediate family members as well as their causes of death (if known).[20] It may also list diseases common in the family or found only in one sex or the other. It may also include a pedigree chart. It is a valuable asset in predicting some outcomes for the patient.
Social history
The social history is a chronicle of human interactions. It tells of the relationships of the patient, his/her careers and trainings, and religious training. It is helpful for the physician to know what sorts of community support the patient might expect during a major illness. It may explain the behavior of the patient in relation to illness or loss. It may also give clues as to the cause of an illness (e.g. occupational exposure to asbestos).
Habits
Various habits which impact health, such as tobacco use, alcohol intake, exercise, and diet are chronicled, often as part of the social history. This section may also include more intimate details such as sexual habits and sexual orientation.
Immunization history
The history of vaccination is included. Any blood tests proving immunity will also be included in this section.
Growth chart and developmental history
For children and teenagers, charts documenting growth as it compares to other children of the same age is included, so that health-care providers can follow the child's growth over time. Many diseases and social stresses can affect growth, and longitudinal charting can thus provide a clue to underlying illness. Additionally, a child's behavior (such as timing of talking, walking, etc.) as it compares to other children of the same age is documented within the medical record for much the same reasons as growth.

Medical encounters edit

Within the medical record, individual medical encounters are marked by discrete summations of a patient's medical history by a physician, nurse practitioner, or physician assistant and can take several forms. Hospital admission documentation (i.e., when a patient requires hospitalization) or consultation by a specialist often take an exhaustive form, detailing the entirety of prior health and health care. Routine visits by a provider familiar to the patient, however, may take a shorter form such as the problem-oriented medical record (POMR), which includes a problem list of diagnoses or a "SOAP" method of documentation for each visit. Each encounter will generally contain the aspects below:

Chief complaint
This is the main problem (traditionally called a complaint) that has brought the patient to see the doctor or other clinician. Information on the nature and duration of the problem will be explored.
History of the present illness
A detailed exploration of the symptoms the patient is experiencing that have caused the patient to seek medical attention.
Physical examination
The physical examination is the recording of observations of the patient. This includes the vital signs, muscle power and examination of the different organ systems, especially ones that might directly be responsible for the symptoms the patient is experiencing.
Assessment and plan
The assessment is a written summation of what are the most likely causes of the patient's current set of symptoms. The plan documents the expected course of action to address the symptoms (diagnosis, treatment, etc.).

Orders and prescriptions edit

Written orders by medical providers are included in the medical record. These detail the instructions given to other members of the health care team by the primary providers.

Progress notes edit

When a patient is hospitalized, daily updates are entered into the medical record documenting clinical changes, new information, etc. These often take the form of a SOAP note and are entered by all members of the health-care team (doctors, nurses, physical therapists, dietitians, clinical pharmacists, respiratory therapists, etc.). They are kept in chronological order and document the sequence of events leading to the current state of health.

Test results edit

The results of testing, such as blood tests (e.g., complete blood count) radiology examinations (e.g., X-rays), pathology (e.g., biopsy results), or specialized testing (e.g., pulmonary function testing) are included. Often, as in the case of X-rays, a written report of the findings is included in lieu of the actual film.

Other information edit

Many other items are variably kept within the medical record. Digital images of the patient, flowsheets from operations/intensive care units, informed consent forms, EKG tracings, outputs from medical devices (such as pacemakers), chemotherapy protocols, and numerous other important pieces of information form part of the record depending on the patient and his or her set of illnesses/treatments.

Administrative issues edit

 
A ward clerk in the Menn Hospital, Colorado

Medical records are legal documents that can be used as evidence via a subpoena duces tecum,[21] and are thus subject to the laws of the country/state in which they are produced. As such, there is great variability in rules governing production, ownership, accessibility, and destruction. There is some controversy regarding proof verifying the facts, or absence of facts in the record, apart from the medical record itself.[citation needed]

In 2009, Congress authorized and funded legislation known as the Health Information Technology for Economic and Clinical Health Act[22] to stimulate the conversion of paper medical records into electronic charts. While many hospitals and doctor's offices have since done this successfully, electronic health vendors' proprietary systems are sometimes incompatible.[23]

Demographics edit

Demographics include patient information that is not medical in nature. It is often information to locate the patient, including identifying numbers, addresses, and contact numbers. It may contain information about race and religion as well as workplace and type of occupation. It also contains information regarding the patient's health insurance. It is common to also find emergency contact information located in this section of the medical chart.

Production edit

In the United States, written records must be marked with the date and time and scribed with indelible pens without use of corrective paper. Errors in the record should be struck out with a single line (so that the initial entry remains legible) and initialed by the author.[21] Orders and notes must be signed by the author. Electronic versions require an electronic signature.

Ownership of patient's record edit

Ownership and keeping of patient's records varies from country to country.

US law and customs edit

In the United States, the data contained within the medical record belongs to the patient, whereas the physical form the data takes belongs to the entity responsible for maintaining the record[24] per the Health Insurance Portability and Accountability Act.[25] Patients have the right to ensure that the information contained in their record is accurate, and can petition their health care provider to amend factually incorrect information in their records.[21][26]

There is no consensus regarding medical record ownership in the United States. Factors complicating questions of ownership include the form and source of the information, custody of the information, contract rights, and variation in state law.[27] There is no federal law regarding ownership of medical records. HIPAA gives patients the right to access and amend their own records, but it has no language regarding ownership of the records.[28] Twenty-eight states and Washington, D.C., have no laws that define ownership of medical records. Twenty-one states have laws stating that the providers are the owners of the records. Only one state, New Hampshire, has a law ascribing ownership of medical records to the patient.[29]

Canadian law and customs edit

Under Canadian federal law, the patient owns the information contained in a medical record, but the healthcare provider owns the records themselves.[30] The same is true for both nursing home and dental records. In cases where the provider is an employee of a clinic or hospital, it is the employer that has ownership of the records. By law, all providers must keep medical records for a period of 15 years beyond the last entry.[31]

The precedent for the law is the 1992 Canadian Supreme Court ruling in McInerney v MacDonald. In that ruling, an appeal by a physician, Dr. Elizabeth McInerney, challenging a patient's access to their own medical record was denied. The patient, Margaret MacDonald, won a court order granting her full access to her own medical record.[32] The case was complicated by the fact that the records were in electronic form and contained information supplied by other providers. McInerney maintained that she didn't have the right to release records she herself did not author. The courts ruled otherwise. Legislation followed, codifying into law the principles of the ruling. It is that legislation which deems providers the owner of medical records, but requires that access to the records be granted to the patient themselves.[33]

UK law and customs edit

In the United Kingdom, ownership of the NHS's medical records has in the past generally been described as belonging to the Secretary of State for Health[34] and this is taken by some to mean copyright also belongs to the authorities.[35]

German law and customs edit

In Germany, a relatively new law,[36] which has been established in 2013, strengthens the rights of patients. It states, amongst other things, the statutory duty of medical personnel to document the treatment of the patient in either hard copy or within the electronic patient record (EPR). This documentation must happen in a timely manner and encompass each and every form of treatment the patient receives, as well as other necessary information, such as the patient's case history, diagnoses, findings, treatment results, therapies and their effects, surgical interventions and their effects, as well as informed consents. The information must include virtually everything that is of functional importance for the actual, but also for future treatment. This documentation must also include the medical report and must be archived by the attending physician for at least 10 years. The law clearly states that these records are not only memory aids for the physicians, but also should be kept for the patient and must be presented on request.

In addition, an electronic health insurance card was issued in January 2014 which is applicable in Germany (Elektronische Gesundheitskarte or eGK), but also in the other member states of the European Union (European Health Insurance Card). It contains data such as: the name of the health insurance company, the validity period of the card, and personal information about the patient (name, date of birth, sex, address, health insurance number) as well information about the patient's insurance status and additional charges. Furthermore, it can contain medical data if agreed to by the patient. This data can include information concerning emergency care, prescriptions, an electronic medical record, and electronic physician's letters. However, due to the limited storage space (32kB), some information is deposited on servers.

Accessibility edit

United States edit

In the United States, the most basic rules governing access to a medical record dictate that only the patient and the health-care providers directly involved in delivering care have the right to view the record. The patient, however, may grant consent for any person or entity to evaluate the record. The full rules regarding access and security for medical records are set forth under the guidelines of the Health Insurance Portability and Accountability Act (HIPAA). The rules become more complicated in special situations. A 2018 study found discrepancies in how major hospitals handle record requests, with forms displaying limited information relative to phone conversations.[37]

Capacity
When a patient does not have capacity (is not legally able) to make decisions regarding his or her own care, a legal guardian is designated (either through next of kin or by action of a court of law if no kin exists). Legal guardians have the ability to access the medical record in order to make medical decisions on the patient’s behalf. Those without capacity include the comatose, minors (unless emancipated), and patients with incapacitating psychiatric illness or intoxication.
Medical emergency
In the event of a medical emergency involving a non-communicative patient, consent to access medical records is assumed unless written documentation has been previously drafted (such as an advance directive)
Research, auditing, and evaluation
Individuals involved in medical research, financial or management audits, or program evaluation have access to the medical record. They are not allowed access to any identifying information, however.
Risk of death or harm
Information within the record can be shared with authorities without permission when failure to do so would result in death or harm, either to the patient or to others. Information cannot be used, however, to initiate or substantiate a charge unless the previous criteria are met (i.e., information from illicit drug testing cannot be used to bring charges of possession against a patient). This rule was established in the United States Supreme Court case Jaffe v. Redmond [1].

Canada edit

In the 1992 Canadian Supreme Court ruling in McInerney v. MacDonald gave patients the right to copy and examine all information in their medical records, while the records themselves remained the property of the healthcare provider.[32] The 2004 Personal Health Information Protection Act (PHIPA) contains regulatory guidelines to protect the confidentiality of patient information for healthcare organizations acting as stewards of their medical records.[38] Despite legal precedent for access nationwide, there is still some variance in laws depending on the province. There is also some confusion among providers as to the scope of the patient information they have to give access to, but the language in the supreme court ruling gives patient access rights to their entire record.[39]

United Kingdom edit

In the United Kingdom, the Data Protection Acts and later the Freedom of Information Act 2000 gave patients or their representatives the right to a copy of their record, except where information breaches confidentiality (e.g., information from another family member or where a patient has asked for information not to be disclosed to third parties) or would be harmful to the patient's wellbeing (e.g., some psychiatric assessments). Also, the legislation gives patients the right to check for any errors in their record and insist that amendments be made if required.

Destruction edit

In general, entities in possession of medical records are required to maintain those records for a given period. In the United Kingdom, medical records are required for the lifetime of a patient and legally for as long as that complaint action can be brought. Generally in the UK, any recorded information should be kept legally for 7 years, but for medical records additional time must be allowed for any child to reach the age of responsibility (20 years). Medical records are required many years after a patient's death to investigate illnesses within a community (e.g., industrial or environmental disease or even deaths at the hands of doctors committing murders, as in the Harold Shipman case).[40]

Abuses edit

The outsourcing of medical record transcription and storage has the potential to violate patient–physician confidentiality by possibly allowing unaccountable persons access to patient data. With the increase of clinical notes being shared as a result of the 21st Century Cures Act, the increase in sensitive terms used in the records of all patients, including minors, are increasingly shared amongst care teams making privacy more complicated.[41] Intersex people have historically had their medical records intentionally falsified/concealed, to hide birth sex, and intersex medical procedures. Christiane Völling became the first intersex person in Europe to successfully sue for medical malpractice.[42]

Falsification of a medical record by a medical professional is a felony in most United States jurisdictions. Governments have often refused to disclose medical records of military personnel who have been used as experimental subjects.

Data breaches edit

Given the series of medical data breaches and the lack of public trust, some countries have enacted laws requiring safeguards to be put in place to protect the security and confidentiality of medical information as it is shared electronically and to give patients some important rights to monitor their medical records and receive notification for loss and unauthorized acquisition of health information. The United States and the EU have imposed mandatory medical data breach notifications.[43]

Patients' medical information can be shared by a number of people both within the health care industry and beyond. The Health Insurance Portability and Accessibility Act (HIPAA) is a United States federal law pertaining to medical privacy that went into effect in 2003. This law established standards for patient privacy in all 50 states, including the right of patients to access to their own records. HIPAA provides some protection, but does not resolve the issues involving medical records privacy.[44]

Medical and health care providers experienced 767 security breaches resulting in the compromised confidential health information of 23,625,933 patients during the period of 2006–2012.[45]

Privacy edit

The federal Health Insurance Portability and Accessibility Act (HIPAA) addresses the issue of privacy by providing medical information handling guidelines.[46] Not only is it bound by the Code of Ethics of its profession (in the case of doctors and nurses), but also by the legislation on data protection and criminal law. Professional secrecy applies to practitioners, psychologists, nursing, physiotherapists, occupational therapists, nursing assistants, chiropodists, and administrative personnel, as well as auxiliary hospital staff. The maintenance of the confidentiality and privacy of patients implies first of all in the medical history, which must be adequately guarded, remaining accessible only to the authorized personnel. However, the precepts of privacy must be observed in all fields of hospital life: privacy at the time of the conduct of the anamnesis and physical exploration, the privacy at the time of the information to the relatives, the conversations between healthcare providers in the corridors, maintenance of adequate patient data collection in hospital nursing controls (planks, slates), telephone conversations, open intercoms etc.

See also edit

References edit

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  8. ^ Christopher JL Murray; et al. (12 February 2022). "Global burden of bacterial antimicrobial resistance in 2019: a systematic analysis". The Lancet. 399 (10325): 629–655. doi:10.1016/S0140-6736(21)02724-0. ISSN 0140-6736. PMC 8841637. PMID 35065702.
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  12. ^ a b Loukides, Grigorios; Gkoulalas-Divanis, Aris; Malin, Bradley (27 April 2010). "Anonymization of electronic medical records for validating genome-wide association studies". Proceedings of the National Academy of Sciences. 107 (17): 7898–7903. Bibcode:2010PNAS..107.7898L. doi:10.1073/pnas.0911686107. ISSN 0027-8424. PMC 2867915. PMID 20385806.
  13. ^ Al-Zubaidie, Mishall; Zhang, Zhongwei; Zhang, Ji (January 2019). "PAX: Using Pseudonymization and Anonymization to Protect Patients' Identities and Data in the Healthcare System". International Journal of Environmental Research and Public Health. 16 (9): 1490. doi:10.3390/ijerph16091490. ISSN 1660-4601. PMC 6540163. PMID 31035551.
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  26. ^ 45 CFR 164.526
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  41. ^ Lee, Jennifer; Yang, Samuel; Holland-Hall, Cynthia; Sezgin, Emre; Gill, Manjot; Linwood, Simon; Huang, Yungui; Hoffman, Jeffrey (2022-06-10). "Prevalence of Sensitive Terms in Clinical Notes Using Natural Language Processing Techniques: Observational Study". JMIR Medical Informatics. 10 (6): e38482. doi:10.2196/38482. ISSN 2291-9694. PMC 9233261. PMID 35687381.
  42. ^ Dreger, Alice D.; Herndon, April M. (2009-04-01). "Progress and Politics in the Intersex Rights Movement". GLQ: A Journal of Lesbian and Gay Studies. 15 (2): 199–224. doi:10.1215/10642684-2008-134. ISSN 1064-2684. S2CID 145754009.
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  44. ^ Privacy Rights Clearinghouse - Medical Privacy Information
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  46. ^ Health and Human Services HIPAA Privacy Rule for health information.

External links edit

Organizations dealing with medical records edit

  • ASTM Continuity of Care Record - a patient health summary standard based upon XML, the CCR can be created, read and interpreted by various EHR or Electronic Medical Record (EMR) systems, allowing easy interoperability between otherwise disparate entities.
  • American Health Information Management Association

medical, record, this, article, about, documentation, patient, medical, history, digital, records, electronic, health, record, york, journal, published, washington, institute, medicine, medical, record, journal, radio, medical, programme, case, notes, radio, s. This article is about the documentation of a patient s medical history For digital records see electronic health record For the New York journal published by the Washington Institute of Medicine see Medical Record journal For the BBC Radio 4 medical programme see Case Notes radio show The terms medical record health record and medical chart are used somewhat interchangeably to describe the systematic documentation of a single patient s medical history and care across time within one particular health care provider s jurisdiction 1 A medical record includes a variety of types of notes entered over time by healthcare professionals recording observations and administration of drugs and therapies orders for the administration of drugs and therapies test results X rays reports etc The maintenance of complete and accurate medical records is a requirement of health care providers and is generally enforced as a licensing or certification prerequisite The terms are used for the written paper notes physical image films and digital records that exist for each individual patient and for the body of information found therein Medical records have traditionally been compiled and maintained by health care providers but advances in online data storage have led to the development of personal health records PHR that are maintained by patients themselves often on third party websites 2 This concept is supported by US national health administration entities 3 and by AHIMA the American Health Information Management Association 4 A medical record folder being pulled from the recordsBecause many consider the information in medical records to be sensitive private information covered by expectations of privacy many ethical and legal issues are implicated in their maintenance such as third party access and appropriate storage and disposal 5 Although the storage equipment for medical records generally is the property of the health care provider the actual record is considered in most jurisdictions to be the property of the patient who may obtain copies upon request 6 Contents 1 Uses 2 Contents 3 Media applied 3 1 Medical history 3 2 Medical encounters 3 3 Orders and prescriptions 3 4 Progress notes 3 5 Test results 3 6 Other information 4 Administrative issues 4 1 Demographics 4 2 Production 5 Ownership of patient s record 5 1 US law and customs 5 2 Canadian law and customs 5 3 UK law and customs 5 4 German law and customs 5 5 Accessibility 5 5 1 United States 5 5 2 Canada 5 5 3 United Kingdom 5 6 Destruction 5 7 Abuses 5 8 Data breaches 6 Privacy 7 See also 8 References 9 External links 9 1 Organizations dealing with medical recordsUses editThe information contained in the medical record allows health care providers to determine the patient s medical history and provide informed care The medical record serves as the central repository for planning patient care and documenting communication among patient and health care provider and professionals contributing to the patient s care An increasing purpose of the medical record is to ensure documentation of compliance with institutional professional or governmental regulation The traditional medical record for inpatient care can include admission notes on service notes progress notes SOAP notes preoperative notes operative notes postoperative notes procedure notes delivery notes postpartum notes and discharge notes Personal health records combine many of the above features with portability thus allowing a patient to share medical records across providers and health care systems 7 Electronic medical records could also be studied to quantify disease burdens such as the number of deaths from antimicrobial resistance 8 or help identify causes of factors of and contributors to diseases 9 10 especially when combined with genome wide association studies 11 12 For such purposes electronic medical records could potentially be made available in securely anonymized or pseudonymized 13 forms to ensure patients privacy is maintained 14 12 15 16 Contents editA patient s individual medical record identifies the patient and contains information regarding the patient s case history at a particular provider The health record as well as any electronically stored variant of the traditional paper files contain proper identification of the patient 17 Further information varies with the individual medical history of the patient The contents are generally written with other healthcare professionals in mind This can result in confusion and hurt feelings when patients read these notes 18 For example some abbreviations such as for shortness of breath are similar to the abbreviations for profanities and taking time out to follow a surgical safety protocol might be misunderstood as a disciplinary technique for children 18 Media applied editTraditionally medical records were written on paper and maintained in folders often divided into sections for each type of note progress note order test results with new information added to each section chronologically Active records are usually housed at the clinical site but older records are often archived offsite The advent of electronic medical records has not only changed the format of medical records but has increased accessibility of files The use of an individual dossier style medical record where records are kept on each patient by name and illness type originated at the Mayo Clinic out of a desire to simplify patient tracking and to allow for medical research 19 Maintenance of medical records requires security measures to prevent from unauthorized access or tampering with the records Medical history edit The medical history is a longitudinal record of what has happened to the patient since birth It chronicles diseases major and minor illnesses as well as growth landmarks It gives the clinician a feel for what has happened before to the patient As a result it may often give clues to current disease state It includes several subsets detailed below Surgical history The surgical history is a chronicle of surgery performed for the patient It may have dates of operations operative reports and or the detailed narrative of what the surgeon did Obstetric history The obstetric history lists prior pregnancies and their outcomes It also includes any complications of these pregnancies Medications and medical allergies The medical record may contain a summary of the patient s current and previous medications as well as any medical allergies Family history The family history lists the health status of immediate family members as well as their causes of death if known 20 It may also list diseases common in the family or found only in one sex or the other It may also include a pedigree chart It is a valuable asset in predicting some outcomes for the patient Social history The social history is a chronicle of human interactions It tells of the relationships of the patient his her careers and trainings and religious training It is helpful for the physician to know what sorts of community support the patient might expect during a major illness It may explain the behavior of the patient in relation to illness or loss It may also give clues as to the cause of an illness e g occupational exposure to asbestos Habits Various habits which impact health such as tobacco use alcohol intake exercise and diet are chronicled often as part of the social history This section may also include more intimate details such as sexual habits and sexual orientation Immunization history The history of vaccination is included Any blood tests proving immunity will also be included in this section Growth chart and developmental history For children and teenagers charts documenting growth as it compares to other children of the same age is included so that health care providers can follow the child s growth over time Many diseases and social stresses can affect growth and longitudinal charting can thus provide a clue to underlying illness Additionally a child s behavior such as timing of talking walking etc as it compares to other children of the same age is documented within the medical record for much the same reasons as growth Medical encounters edit Within the medical record individual medical encounters are marked by discrete summations of a patient s medical history by a physician nurse practitioner or physician assistant and can take several forms Hospital admission documentation i e when a patient requires hospitalization or consultation by a specialist often take an exhaustive form detailing the entirety of prior health and health care Routine visits by a provider familiar to the patient however may take a shorter form such as the problem oriented medical record POMR which includes a problem list of diagnoses or a SOAP method of documentation for each visit Each encounter will generally contain the aspects below Chief complaint This is the main problem traditionally called a complaint that has brought the patient to see the doctor or other clinician Information on the nature and duration of the problem will be explored History of the present illness A detailed exploration of the symptoms the patient is experiencing that have caused the patient to seek medical attention Physical examination The physical examination is the recording of observations of the patient This includes the vital signs muscle power and examination of the different organ systems especially ones that might directly be responsible for the symptoms the patient is experiencing Assessment and plan The assessment is a written summation of what are the most likely causes of the patient s current set of symptoms The plan documents the expected course of action to address the symptoms diagnosis treatment etc Orders and prescriptions edit Written orders by medical providers are included in the medical record These detail the instructions given to other members of the health care team by the primary providers Progress notes edit When a patient is hospitalized daily updates are entered into the medical record documenting clinical changes new information etc These often take the form of a SOAP note and are entered by all members of the health care team doctors nurses physical therapists dietitians clinical pharmacists respiratory therapists etc They are kept in chronological order and document the sequence of events leading to the current state of health Test results edit The results of testing such as blood tests e g complete blood count radiology examinations e g X rays pathology e g biopsy results or specialized testing e g pulmonary function testing are included Often as in the case of X rays a written report of the findings is included in lieu of the actual film Other information edit Many other items are variably kept within the medical record Digital images of the patient flowsheets from operations intensive care units informed consent forms EKG tracings outputs from medical devices such as pacemakers chemotherapy protocols and numerous other important pieces of information form part of the record depending on the patient and his or her set of illnesses treatments Administrative issues edit nbsp A ward clerk in the Menn Hospital ColoradoMedical records are legal documents that can be used as evidence via a subpoena duces tecum 21 and are thus subject to the laws of the country state in which they are produced As such there is great variability in rules governing production ownership accessibility and destruction There is some controversy regarding proof verifying the facts or absence of facts in the record apart from the medical record itself citation needed In 2009 Congress authorized and funded legislation known as the Health Information Technology for Economic and Clinical Health Act 22 to stimulate the conversion of paper medical records into electronic charts While many hospitals and doctor s offices have since done this successfully electronic health vendors proprietary systems are sometimes incompatible 23 Demographics edit Demographics include patient information that is not medical in nature It is often information to locate the patient including identifying numbers addresses and contact numbers It may contain information about race and religion as well as workplace and type of occupation It also contains information regarding the patient s health insurance It is common to also find emergency contact information located in this section of the medical chart Production edit In the United States written records must be marked with the date and time and scribed with indelible pens without use of corrective paper Errors in the record should be struck out with a single line so that the initial entry remains legible and initialed by the author 21 Orders and notes must be signed by the author Electronic versions require an electronic signature Ownership of patient s record editOwnership and keeping of patient s records varies from country to country US law and customs edit In the United States the data contained within the medical record belongs to the patient whereas the physical form the data takes belongs to the entity responsible for maintaining the record 24 per the Health Insurance Portability and Accountability Act 25 Patients have the right to ensure that the information contained in their record is accurate and can petition their health care provider to amend factually incorrect information in their records 21 26 There is no consensus regarding medical record ownership in the United States Factors complicating questions of ownership include the form and source of the information custody of the information contract rights and variation in state law 27 There is no federal law regarding ownership of medical records HIPAA gives patients the right to access and amend their own records but it has no language regarding ownership of the records 28 Twenty eight states and Washington D C have no laws that define ownership of medical records Twenty one states have laws stating that the providers are the owners of the records Only one state New Hampshire has a law ascribing ownership of medical records to the patient 29 Canadian law and customs edit Under Canadian federal law the patient owns the information contained in a medical record but the healthcare provider owns the records themselves 30 The same is true for both nursing home and dental records In cases where the provider is an employee of a clinic or hospital it is the employer that has ownership of the records By law all providers must keep medical records for a period of 15 years beyond the last entry 31 The precedent for the law is the 1992 Canadian Supreme Court ruling in McInerney v MacDonald In that ruling an appeal by a physician Dr Elizabeth McInerney challenging a patient s access to their own medical record was denied The patient Margaret MacDonald won a court order granting her full access to her own medical record 32 The case was complicated by the fact that the records were in electronic form and contained information supplied by other providers McInerney maintained that she didn t have the right to release records she herself did not author The courts ruled otherwise Legislation followed codifying into law the principles of the ruling It is that legislation which deems providers the owner of medical records but requires that access to the records be granted to the patient themselves 33 UK law and customs edit In the United Kingdom ownership of the NHS s medical records has in the past generally been described as belonging to the Secretary of State for Health 34 and this is taken by some to mean copyright also belongs to the authorities 35 German law and customs edit In Germany a relatively new law 36 which has been established in 2013 strengthens the rights of patients It states amongst other things the statutory duty of medical personnel to document the treatment of the patient in either hard copy or within the electronic patient record EPR This documentation must happen in a timely manner and encompass each and every form of treatment the patient receives as well as other necessary information such as the patient s case history diagnoses findings treatment results therapies and their effects surgical interventions and their effects as well as informed consents The information must include virtually everything that is of functional importance for the actual but also for future treatment This documentation must also include the medical report and must be archived by the attending physician for at least 10 years The law clearly states that these records are not only memory aids for the physicians but also should be kept for the patient and must be presented on request In addition an electronic health insurance card was issued in January 2014 which is applicable in Germany Elektronische Gesundheitskarte or eGK but also in the other member states of the European Union European Health Insurance Card It contains data such as the name of the health insurance company the validity period of the card and personal information about the patient name date of birth sex address health insurance number as well information about the patient s insurance status and additional charges Furthermore it can contain medical data if agreed to by the patient This data can include information concerning emergency care prescriptions an electronic medical record and electronic physician s letters However due to the limited storage space 32kB some information is deposited on servers Accessibility edit United States edit In the United States the most basic rules governing access to a medical record dictate that only the patient and the health care providers directly involved in delivering care have the right to view the record The patient however may grant consent for any person or entity to evaluate the record The full rules regarding access and security for medical records are set forth under the guidelines of the Health Insurance Portability and Accountability Act HIPAA The rules become more complicated in special situations A 2018 study found discrepancies in how major hospitals handle record requests with forms displaying limited information relative to phone conversations 37 Capacity When a patient does not have capacity is not legally able to make decisions regarding his or her own care a legal guardian is designated either through next of kin or by action of a court of law if no kin exists Legal guardians have the ability to access the medical record in order to make medical decisions on the patient s behalf Those without capacity include the comatose minors unless emancipated and patients with incapacitating psychiatric illness or intoxication Medical emergency In the event of a medical emergency involving a non communicative patient consent to access medical records is assumed unless written documentation has been previously drafted such as an advance directive Research auditing and evaluation Individuals involved in medical research financial or management audits or program evaluation have access to the medical record They are not allowed access to any identifying information however Risk of death or harm Information within the record can be shared with authorities without permission when failure to do so would result in death or harm either to the patient or to others Information cannot be used however to initiate or substantiate a charge unless the previous criteria are met i e information from illicit drug testing cannot be used to bring charges of possession against a patient This rule was established in the United States Supreme Court case Jaffe v Redmond 1 Canada edit In the 1992 Canadian Supreme Court ruling in McInerney v MacDonald gave patients the right to copy and examine all information in their medical records while the records themselves remained the property of the healthcare provider 32 The 2004 Personal Health Information Protection Act PHIPA contains regulatory guidelines to protect the confidentiality of patient information for healthcare organizations acting as stewards of their medical records 38 Despite legal precedent for access nationwide there is still some variance in laws depending on the province There is also some confusion among providers as to the scope of the patient information they have to give access to but the language in the supreme court ruling gives patient access rights to their entire record 39 United Kingdom edit In the United Kingdom the Data Protection Acts and later the Freedom of Information Act 2000 gave patients or their representatives the right to a copy of their record except where information breaches confidentiality e g information from another family member or where a patient has asked for information not to be disclosed to third parties or would be harmful to the patient s wellbeing e g some psychiatric assessments Also the legislation gives patients the right to check for any errors in their record and insist that amendments be made if required Destruction edit In general entities in possession of medical records are required to maintain those records for a given period In the United Kingdom medical records are required for the lifetime of a patient and legally for as long as that complaint action can be brought Generally in the UK any recorded information should be kept legally for 7 years but for medical records additional time must be allowed for any child to reach the age of responsibility 20 years Medical records are required many years after a patient s death to investigate illnesses within a community e g industrial or environmental disease or even deaths at the hands of doctors committing murders as in the Harold Shipman case 40 Abuses edit The outsourcing of medical record transcription and storage has the potential to violate patient physician confidentiality by possibly allowing unaccountable persons access to patient data With the increase of clinical notes being shared as a result of the 21st Century Cures Act the increase in sensitive terms used in the records of all patients including minors are increasingly shared amongst care teams making privacy more complicated 41 Intersex people have historically had their medical records intentionally falsified concealed to hide birth sex and intersex medical procedures Christiane Volling became the first intersex person in Europe to successfully sue for medical malpractice 42 Falsification of a medical record by a medical professional is a felony in most United States jurisdictions Governments have often refused to disclose medical records of military personnel who have been used as experimental subjects Data breaches edit Given the series of medical data breaches and the lack of public trust some countries have enacted laws requiring safeguards to be put in place to protect the security and confidentiality of medical information as it is shared electronically and to give patients some important rights to monitor their medical records and receive notification for loss and unauthorized acquisition of health information The United States and the EU have imposed mandatory medical data breach notifications 43 Patients medical information can be shared by a number of people both within the health care industry and beyond The Health Insurance Portability and Accessibility Act HIPAA is a United States federal law pertaining to medical privacy that went into effect in 2003 This law established standards for patient privacy in all 50 states including the right of patients to access to their own records HIPAA provides some protection but does not resolve the issues involving medical records privacy 44 Medical and health care providers experienced 767 security breaches resulting in the compromised confidential health information of 23 625 933 patients during the period of 2006 2012 45 Privacy editThe examples and perspective in this section deal primarily with the United States and do not represent a worldwide view of the subject You may improve this section discuss the issue on the talk page or create a new section as appropriate December 2012 Learn how and when to remove this template message The federal Health Insurance Portability and Accessibility Act HIPAA addresses the issue of privacy by providing medical information handling guidelines 46 Not only is it bound by the Code of Ethics of its profession in the case of doctors and nurses but also by the legislation on data protection and criminal law Professional secrecy applies to practitioners psychologists nursing physiotherapists occupational therapists nursing assistants chiropodists and administrative personnel as well as auxiliary hospital staff The maintenance of the confidentiality and privacy of patients implies first of all in the medical history which must be adequately guarded remaining accessible only to the authorized personnel However the precepts of privacy must be observed in all fields of hospital life privacy at the time of the conduct of the anamnesis and physical exploration the privacy at the time of the information to the relatives the conversations between healthcare providers in the corridors maintenance of adequate patient data collection in hospital nursing controls planks slates telephone conversations open intercoms etc See also edit nbsp Medicine portalBioethics Electronic health record Hospital information system Medical history Medical law OpenNotes Patient record access Right to know Physical examination Physician patient privilege Labour inspection Midwife Nursing PharmaceuticalReferences edit Personal Health Records PDF CMS April 2011 Archived from the original PDF on 2012 03 05 Retrieved 2012 04 14 Frequently Asked Questions MyPHR com Archived from the original on 2012 04 11 Retrieved 2012 04 14 National Institute for Health Nih gov Retrieved 2012 04 14 American Health Information Management Association Ahima org 2012 03 22 Retrieved 2012 04 14 Health Information Privacy Hhs gov Retrieved 2012 04 14 10 tips to give patients electronic access to their medical records American Medical Association 9 March 2020 Medical Records McKinley Health Center Retrieved 2012 04 14 Christopher JL Murray et al 12 February 2022 Global burden of bacterial antimicrobial resistance in 2019 a systematic analysis The Lancet 399 10325 629 655 doi 10 1016 S0140 6736 21 02724 0 ISSN 0140 6736 PMC 8841637 PMID 35065702 Solomon Daniel H Liu Chih Chin Kuo I Hsin Zak Agnes Kim Seoyoung C 1 September 2016 Effects of colchicine on risk of cardiovascular events and mortality among patients with gout a cohort study using electronic medical records linked with Medicare claims Annals of the Rheumatic Diseases 75 9 1674 1679 doi 10 1136 annrheumdis 2015 207984 ISSN 0003 4967 PMC 5049504 PMID 26582823 Newschaffer Craig J Bush Trudy L Penberthy Lynne T 1 June 1997 Comorbidity measurement in elderly female breast cancer patients with administrative and medical records data Journal of Clinical Epidemiology 50 6 725 733 doi 10 1016 S0895 4356 97 00050 4 ISSN 0895 4356 PMID 9250271 Byun Jinyoung Schwartz Ann G Lusk Christine Wenzlaff Angela S de Andrade Mariza Mandal Diptasri Gaba Colette Yang Ping You Ming Kupert Elena Y Anderson Marshall W Han Younghun Li Yafang Qian David Stilp Adrienne Laurie Cathy Nelson Sarah Zheng Wenying Hung Rayjean J Gaborieau Valerie Mckay James Brennan Paul Caporaso Neil E Landi Maria Teresa Wu Xifeng McLaughlin John R Brhane Yonathan Bosse Yohan Pinney Susan M Bailey Wilson Joan E Amos Christopher I 21 September 2018 Genome wide association study of familial lung cancer Carcinogenesis 39 9 1135 1140 doi 10 1093 carcin bgy080 PMC 6148967 PMID 29924316 a b Loukides Grigorios Gkoulalas Divanis Aris Malin Bradley 27 April 2010 Anonymization of electronic medical records for validating genome wide association studies Proceedings of the National Academy of Sciences 107 17 7898 7903 Bibcode 2010PNAS 107 7898L doi 10 1073 pnas 0911686107 ISSN 0027 8424 PMC 2867915 PMID 20385806 Al Zubaidie Mishall Zhang Zhongwei Zhang Ji January 2019 PAX Using Pseudonymization and Anonymization to Protect Patients Identities and Data in the Healthcare System International Journal of Environmental Research and Public Health 16 9 1490 doi 10 3390 ijerph16091490 ISSN 1660 4601 PMC 6540163 PMID 31035551 Tamersoy Acar Loukides Grigorios Nergiz Mehmet Ercan Saygin Yucel Malin Bradley May 2012 Anonymization of Longitudinal Electronic Medical Records IEEE Transactions on Information Technology in Biomedicine 16 3 413 423 doi 10 1109 TITB 2012 2185850 ISSN 1558 0032 PMC 3779068 PMID 22287248 Chevrier Raphael Foufi Vasiliki Gaudet Blavignac Christophe Robert Arnaud Lovis Christian 31 May 2019 Use and Understanding of Anonymization and De Identification in the Biomedical Literature Scoping Review Journal of Medical Internet Research 21 5 e13484 doi 10 2196 13484 PMC 6658290 PMID 31152528 Puri Vartika Sachdeva Shelly Kaur Parmeet 1 May 2019 Privacy preserving publication of relational and transaction data Survey on the anonymization of patient data Computer Science Review 32 45 61 doi 10 1016 j cosrev 2019 02 001 ISSN 1574 0137 S2CID 133142770 A Sample Health Record Nlm nih gov Retrieved 2012 04 14 a b Klein Jared W Jackson Sara L Bell Sigall K Anselmo Melissa K Walker Jan Delbanco Tom Elmore Joann G October 2016 Your Patient Is Now Reading Your Note Opportunities Problems and Prospects The American Journal of Medicine 129 10 1018 1021 doi 10 1016 j amjmed 2016 05 015 ISSN 0002 9343 PMC 7098183 PMID 27288854 Mayo Clinic Investing 1 5 Billion in HIPAA Compliant EHR System HIPAA Journal 13 July 2017 Retrieved 2017 10 17 My Family Health Portrait Office of the Surgeon General Archived from the original on 2014 10 06 Retrieved 2012 04 14 a b c Judson Karen B S Harrison Carlene Ed D C M A 2010 Chapter 6 Medical Records and Informed Consent Law amp Ethics for Medical Careers 5th ed New York McGraw Hill Higher Education ISBN 9780073402062 a href Template Cite book html title Template Cite book cite book a CS1 maint multiple names authors list link HITECH Act Enforcement Interim Final Rule Hhs gov 28 October 2009 Retrieved 2018 09 25 Paper Trails Living and Dying With Fragmented Medical Records undark org 24 September 2018 Retrieved 2018 09 25 Brodnik Melanie S PhD RHIA McCain Mary Cole MPA RHIA et al 2009 Fundamentals of Law for Health Informatics and Information Management Chicago AHIMA p 239 ISBN 978 1 58426 173 5 a href Template Cite book html title Template Cite book cite book a CS1 maint multiple names authors list link P L 104 191 Aspe hhs gov 1996 08 21 Retrieved 2012 04 14 45 CFR 164 526 Who Owns Health Information Health Information amp the Law Patient records The struggle for ownership Archived from the original on 2015 12 10 Who Owns Medical Records 50 State Comparison Health Information amp the Law CMPA Electronic Records Handbook PDF The Canadian Bar Association Getting Your Medical Records a b Canada Supreme Court 1992 McInerney v MacDonald Dominion Law Reports 93 415 31 PMID 12041089 CMPA Who Owns the Medical Record Moyle R 30 November 1976 Written Answers Commons SOCIAL SERVICES Medical Records Ownership and Storage Hansard 921 c91W Personal medical records including X rays in respect of patients treated under the NHS are held to be the property of the Secretary of State NHS hospital medical records are stored in premises designated by the appropriate health authority Access to a patient s medical records is governed in the patient s interest by the ethics of the medical and allied professions Policy and Procedure For Records Retention amp Disposal PDF Mersey Care NHS Trust Nov 2016 Retrieved 2017 10 16 ownership and copyright in these records as a rule is with the NHS Trust or Health Authority not with any individual employee or contractor 630f BGB Dokumentation der Behandlung dejure org Retrieved 2022 04 05 Lye Carolyn T Forman Howard P Gao Ruiyi Daniel Jodi G Hsiao Allen L Mann Marilyn K deBronkart Dave Campos Hugo O Krumholz Harlan M 2018 10 05 Assessment of US Hospital Compliance With Regulations for Patients Requests for Medical Records JAMA Network Open 1 6 e183014 doi 10 1001 jamanetworkopen 2018 3014 ISSN 2574 3805 PMC 6324595 PMID 30646219 Personal Health Information Protection Acts SBC 2003 Chapter 63 Grant D A 1998 MDs still confused about patient access to medical records Canadian Medical Association Journal 158 9 1126 PMC 1229252 Government Breached Ex Soldier s Human Rights The Guardian October 20 2004 Lee Jennifer Yang Samuel Holland Hall Cynthia Sezgin Emre Gill Manjot Linwood Simon Huang Yungui Hoffman Jeffrey 2022 06 10 Prevalence of Sensitive Terms in Clinical Notes Using Natural Language Processing Techniques Observational Study JMIR Medical Informatics 10 6 e38482 doi 10 2196 38482 ISSN 2291 9694 PMC 9233261 PMID 35687381 Dreger Alice D Herndon April M 2009 04 01 Progress and Politics in the Intersex Rights Movement GLQ A Journal of Lesbian and Gay Studies 15 2 199 224 doi 10 1215 10642684 2008 134 ISSN 1064 2684 S2CID 145754009 Kierkegaard Patrick 2012 Medical data breaches Notification delayed is notification denied Computer Law amp Security Review 28 2 163 183 doi 10 1016 j clsr 2012 01 003 Privacy Rights Clearinghouse Medical Privacy Information Privacy Rights Clearinghouse s Chronology of Data Security Breaches Health and Human Services HIPAA Privacy Rule for health information External links edit nbsp Wikimedia Commons has media related to Medical records Personal Medical Records from MedlinePlus American Health Information Management Association Medical Record Privacy Electronic Privacy Information Center EPIC Organizations dealing with medical records edit ASTM Continuity of Care Record a patient health summary standard based upon XML the CCR can be created read and interpreted by various EHR or Electronic Medical Record EMR systems allowing easy interoperability between otherwise disparate entities American Health Information Management Association Retrieved from https en wikipedia org w index php title Medical record amp oldid 1176486623, wikipedia, wiki, book, books, library,

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