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Scalar curvature

In the mathematical field of Riemannian geometry, the scalar curvature (or the Ricci scalar) is a measure of the curvature of a Riemannian manifold. To each point on a Riemannian manifold, it assigns a single real number determined by the geometry of the metric near that point. It is defined by a complicated explicit formula in terms of partial derivatives of the metric components, although it is also characterized by the volume of infinitesimally small geodesic balls. In the context of the differential geometry of surfaces, the scalar curvature is twice the Gaussian curvature, and completely characterizes the curvature of a surface. In higher dimensions, however, the scalar curvature only represents one particular part of the Riemann curvature tensor.

The definition of scalar curvature via partial derivatives is also valid in the more general setting of pseudo-Riemannian manifolds. This is significant in general relativity, where scalar curvature of a Lorentzian metric is one of the key terms in the Einstein field equations. Furthermore, this scalar curvature is the Lagrangian density for the Einstein–Hilbert action, the Euler–Lagrange equations of which are the Einstein field equations in vacuum.

The geometry of Riemannian metrics with positive scalar curvature has been widely studied. On noncompact spaces, this is the context of the positive mass theorem proved by Richard Schoen and Shing-Tung Yau in the 1970s, and reproved soon after by Edward Witten with different techniques. Schoen and Yau, and independently Mikhael Gromov and Blaine Lawson, developed a number of fundamental results on the topology of closed manifolds supporting metrics of positive scalar curvature. In combination with their results, Grigori Perelman's construction of Ricci flow with surgery in 2003 provided a complete characterization of these topologies in the three-dimensional case.

Definition edit

Given a Riemannian metric g, the scalar curvature Scal is defined as the trace of the Ricci curvature tensor with respect to the metric:[1]

 

The scalar curvature cannot be computed directly from the Ricci curvature since the latter is a (0,2)-tensor field; the metric must be used to raise an index to obtain a (1,1)-tensor field in order to take the trace. In terms of local coordinates one can write, using the Einstein notation convention, that:[2]

 

where Rij = Ric(∂i, ∂j) are the components of the Ricci tensor in the coordinate basis, and where gij are the inverse metric components, i.e. the components of the inverse of the matrix of metric components gij = g(∂i, ∂j). Based upon the Ricci curvature being a sum of sectional curvatures, it is possible to also express the scalar curvature as[3]

 

where Sec denotes the sectional curvature and e1, ..., en is any orthonormal frame at p. By similar reasoning, the scalar curvature is twice the trace of the curvature operator.[4] Alternatively, given the coordinate-based definition of Ricci curvature in terms of the Christoffel symbols, it is possible to express scalar curvature as

 

where   are the Christoffel symbols of the metric, and   is the partial derivative of   in the σ-coordinate direction.

The above definitions are equally valid for a pseudo-Riemannian metric.[5] The special case of Lorentzian metrics is significant in the mathematical theory of general relativity, where the scalar curvature and Ricci curvature are the fundamental terms in the Einstein field equation.

However, unlike the Riemann curvature tensor or the Ricci tensor, the scalar curvature cannot be defined for an arbitrary affine connection, for the reason that the trace of a (0,2)-tensor field is ill-defined. However, there are other generalizations of scalar curvature, including in Finsler geometry.[6]

Traditional notation edit

In the context of tensor index notation, it is common to use the letter R to represent three different things:[7]

  1. the Riemann curvature tensor: Rijkl or Rijkl
  2. the Ricci tensor: Rij
  3. the scalar curvature: R

These three are then distinguished from each other by their number of indices: the Riemann tensor has four indices, the Ricci tensor has two indices, and the Ricci scalar has zero indices. Other notations used for scalar curvature include scal,[8] κ,[9] K,[10] r,[11] s or S,[12] and τ.[13]

Those not using an index notation usually reserve R for the full Riemann curvature tensor. Alternatively, in a coordinate-free notation one may use Riem for the Riemann tensor, Ric for the Ricci tensor and R for the scalar curvature.

Some authors instead define Ricci curvature and scalar curvature with a normalization factor, so that[10]

 

The purpose of such a choice is that the Ricci and scalar curvatures become average values (rather than sums) of sectional curvatures.[14]

Basic properties edit

It is a fundamental fact that the scalar curvature is invariant under isometries. To be precise, if f is a diffeomorphism from a space M to a space N, the latter being equipped with a (pseudo-)Riemannian metric g, then the scalar curvature of the pullback metric on M equals the composition of the scalar curvature of g with the map f. This amounts to the assertion that the scalar curvature is geometrically well-defined, independent of any choice of coordinate chart or local frame.[15] More generally, as may be phrased in the language of homotheties, the effect of scaling the metric by a constant factor c is to scale the scalar curvature by the inverse factor c−1.[16]

Furthermore, the scalar curvature is (up to an arbitrary choice of normalization factor) the only coordinate-independent function of the metric which, as evaluated at the center of a normal coordinate chart, is a polynomial in derivatives of the metric and has the above scaling property.[17] This is one formulation of the Vermeil theorem.

Bianchi identity edit

As a direct consequence of the Bianchi identities, any (pseudo-)Riemannian metric has the property that[5]

 

This identity is called the contracted Bianchi identity. It has, as an almost immediate consequence, the Schur lemma stating that if the Ricci tensor is pointwise a multiple of the metric, then the metric must be Einstein (unless the dimension is two). Moreover, this says that (except in two dimensions) a metric is Einstein if and only if the Ricci tensor and scalar curvature are related by

 

where n denotes the dimension.[18] The contracted Bianchi identity is also fundamental in the mathematics of general relativity, since it identifies the Einstein tensor as a fundamental quantity.[19]

Ricci decomposition edit

Given a (pseudo-)Riemannian metric g on a space of dimension n, the scalar curvature part of the Riemann curvature tensor is the (0,4)-tensor field

 

(This follows the convention that Rijkl = glpiΓjkp − ....) This tensor is significant as part of the Ricci decomposition; it is orthogonal to the difference between the Riemann tensor and itself. The other two parts of the Ricci decomposition correspond to the components of the Ricci curvature which do not contribute to scalar curvature, and to the Weyl tensor, which is the part of the Riemann tensor which does not contribute to the Ricci curvature. Put differently, the above tensor field is the only part of the Riemann curvature tensor which contributes to the scalar curvature; the other parts are orthogonal to it and make no such contribution.[20] There is also a Ricci decomposition for the curvature of a Kähler metric.[21]

Basic formulas edit

The scalar curvature of a conformally changed metric can be computed:[22]

 

using the convention Δ = gij ij for the Laplace–Beltrami operator. Alternatively,[22]

 

Under an infinitesimal change of the underlying metric, one has[23]

 

This shows in particular that the principal symbol of the differential operator which sends a metric to its scalar curvature is given by

 

Furthermore the adjoint of the linearized scalar curvature operator is

 

and it is an overdetermined elliptic operator in the case of a Riemannian metric. It is a straightforward consequence of the first variation formulas that, to first order, a Ricci-flat Riemannian metric on a closed manifold cannot be deformed so as to have either positive or negative scalar curvature. Also to first order, an Einstein metric on a closed manifold cannot be deformed under a volume normalization so as to increase or decrease scalar curvature.[23]

Relation between volume and Riemannian scalar curvature edit

When the scalar curvature is positive at a point, the volume of a small geodesic ball about the point has smaller volume than a ball of the same radius in Euclidean space. On the other hand, when the scalar curvature is negative at a point, the volume of a small ball is larger than it would be in Euclidean space.

This can be made more quantitative, in order to characterize the precise value of the scalar curvature S at a point p of a Riemannian n-manifold  . Namely, the ratio of the n-dimensional volume of a ball of radius ε in the manifold to that of a corresponding ball in Euclidean space is given, for small ε, by[24]

 

Thus, the second derivative of this ratio, evaluated at radius ε = 0, is exactly minus the scalar curvature divided by 3(n + 2).

Boundaries of these balls are (n − 1)-dimensional spheres of radius  ; their hypersurface measures ("areas") satisfy the following equation:[25]

 

These expansions generalize certain characterizations of Gaussian curvature from dimension two to higher dimensions.

Special cases edit

Surfaces edit

In two dimensions, scalar curvature is exactly twice the Gaussian curvature. For an embedded surface in Euclidean space R3, this means that

 

where   are the principal radii of the surface. For example, the scalar curvature of the 2-sphere of radius r is equal to 2/r2.

The 2-dimensional Riemann curvature tensor has only one independent component, and it can be expressed in terms of the scalar curvature and metric area form. Namely, in any coordinate system, one has

 

Space forms edit

A space form is by definition a Riemannian manifold with constant sectional curvature. Space forms are locally isometric to one of the following types:

Euclidean space
The Riemann tensor of an n-dimensional Euclidean space vanishes identically, so the scalar curvature does as well.
n-spheres
The sectional curvature of an n-sphere of radius r is K = 1/r2. Hence the scalar curvature is S = n(n − 1)/r2.
Hyperbolic space
By the hyperboloid model, an n-dimensional hyperbolic space can be identified with the subset of (n + 1)-dimensional Minkowski space
 
The parameter r is a geometrical invariant of the hyperbolic space, and the sectional curvature is K = −1/r2. The scalar curvature is thus S = −n(n − 1)/r2.

The scalar curvature is also constant when given a Kähler metric of constant holomorphic sectional curvature.[21]

Products edit

The scalar curvature of a product M × N of Riemannian manifolds is the sum of the scalar curvatures of M and N. For example, for any smooth closed manifold M, M × S2 has a metric of positive scalar curvature, simply by taking the 2-sphere to be small compared to M (so that its curvature is large). This example might suggest that scalar curvature has little relation to the global geometry of a manifold. In fact, it does have some global significance, as discussed below.

In both mathematics and general relativity, warped product metrics are an important source of examples. For example, the general Robertson–Walker spacetime, important to cosmology, is the Lorentzian metric

 

on (a, b) × M, where g is a constant-curvature Riemannian metric on a three-dimensional manifold M. The scalar curvature of the Robertson–Walker metric is given by

 

where k is the constant curvature of g.[26]

Scalar-flat spaces edit

It is automatic that any Ricci-flat manifold has zero scalar curvature; the best-known spaces in this class are the Calabi–Yau manifolds. In the pseudo-Riemannian context, this also includes the Schwarzschild spacetime and Kerr spacetime.

There are metrics with zero scalar curvature but nonvanishing Ricci curvature. For example, there is a complete Riemannian metric on the tautological line bundle over real projective space, constructed as a warped product metric, which has zero scalar curvature but nonzero Ricci curvature. This may also be viewed as a rotationally symmetric Riemannian metric of zero scalar curvature on the cylinder R × Sn.[27]

Yamabe problem edit

The Yamabe problem was resolved in 1984 by the combination of results found by Hidehiko Yamabe, Neil Trudinger, Thierry Aubin, and Richard Schoen.[28] They proved that every smooth Riemannian metric on a closed manifold can be multiplied by some smooth positive function to obtain a metric with constant scalar curvature. In other words, every Riemannian metric on a closed manifold is conformal to one with constant scalar curvature.

Riemannian metrics of positive scalar curvature edit

For a closed Riemannian 2-manifold M, the scalar curvature has a clear relation to the topology of M, expressed by the Gauss–Bonnet theorem: the total scalar curvature of M is equal to 4π times the Euler characteristic of M. For example, the only closed surfaces with metrics of positive scalar curvature are those with positive Euler characteristic: the sphere S2 and RP2. Also, those two surfaces have no metrics with scalar curvature ≤ 0.

Nonexistence results edit

In the 1960s, André Lichnerowicz found that on a spin manifold, the difference between the square of the Dirac operator and the tensor Laplacian (as defined on spinor fields) is given exactly by one-quarter of the scalar curvature. This is a fundamental example of a Weitzenböck formula. As a consequence, if a Riemannian metric on a closed manifold has positive scalar curvature, then there can exist no harmonic spinors. It is then a consequence of the Atiyah–Singer index theorem that, for any closed spin manifold with dimension divisible by four and of positive scalar curvature, the  genus must vanish. This is a purely topological obstruction to the existence of Riemannian metrics with positive scalar curvature.[29]

Lichnerowicz's argument using the Dirac operator can be "twisted" by an auxiliary vector bundle, with the effect of only introducing one extra term into the Lichnerowicz formula.[30] Then, following the same analysis as above except using the families version of the index theorem and a refined version of the  genus known as the α-genus, Nigel Hitchin proved that in certain dimensions there are exotic spheres which do not have any Riemannian metrics of positive scalar curvature. Gromov and Lawson later extensively employed these variants of Lichnerowicz's work. One of their resulting theorems introduces the homotopy-theoretic notion of enlargeability and says that an enlargeable spin manifold cannot have a Riemannian metric of positive scalar curvature. As a corollary, a closed manifold with a Riemannian metric of nonpositive curvature, such as a torus, has no metric with positive scalar curvature. Gromov and Lawson's various results on nonexistence of Riemannian metrics with positive scalar curvature support a conjecture on the vanishing of a wide variety of topological invariants of any closed spin manifold with positive scalar curvature. This (in a precise formulation) in turn would be a special case of the strong Novikov conjecture for the fundamental group, which deals with the K-theory of C*-algebras.[31] This in turn is a special case of the Baum–Connes conjecture for the fundamental group.[32]

In the special case of four-dimensional manifolds, the Seiberg–Witten equations have been usefully applied to the study of scalar curvature. Similarly to Lichnerowicz's analysis, the key is an application of the maximum principle to prove that solutions to the Seiberg–Witten equations must be trivial when scalar curvature is positive. Also in analogy to Lichnerowicz's work, index theorems can guarantee the existence of nontrivial solutions of the equations. Such analysis provides new criteria for nonexistence of metrics of positive scalar curvature. Claude LeBrun pursued such ideas in a number of papers.[33]

Existence results edit

By contrast to the above nonexistence results, Lawson and Yau constructed Riemannian metrics of positive scalar curvature from a wide class of nonabelian effective group actions.[30]

Later, Schoen–Yau and Gromov–Lawson (using different techniques) proved the fundamental result that existence of Riemannian metrics of positive scalar curvature is preserved by topological surgery in codimension at least three, and in particular is preserved by the connected sum. This establishes the existence of such metrics on a wide variety of manifolds. For example, it immediately shows that the connected sum of an arbitrary number of copies of spherical space forms and generalized cylinders Sm × Sn has a Riemannian metric of positive scalar curvature. Grigori Perelman's construction of Ricci flow with surgery has, as an immediate corollary, the converse in the three-dimensional case: a closed orientable 3-manifold with a Riemannian metric of positive scalar curvature must be such a connected sum.[34]

Based upon the surgery allowed by the Gromov–Lawson and Schoen–Yau construction, Gromov and Lawson observed that the h-cobordism theorem and analysis of the cobordism ring can be directly applied. They proved that, in dimension greater than four, any non-spin simply connected closed manifold has a Riemannian metric of positive scalar curvature.[35] Stephan Stolz completed the existence theory for simply-connected closed manifolds in dimension greater than four, showing that as long as the α-genus is zero, then there is a Riemannian metric of positive scalar curvature.[36]

According to these results, for closed manifolds, the existence of Riemannian metrics of positive scalar curvature is completely settled in the three-dimensional case and in the case of simply-connected manifolds of dimension greater than four.

Kazdan and Warner's trichotomy theorem edit

The sign of the scalar curvature has a weaker relation to topology in higher dimensions. Given a smooth closed manifold M of dimension at least 3, Kazdan and Warner solved the prescribed scalar curvature problem, describing which smooth functions on M arise as the scalar curvature of some Riemannian metric on M. Namely, M must be of exactly one of the following three types:[37]

  1. Every function on M is the scalar curvature of some metric on M.
  2. A function on M is the scalar curvature of some metric on M if and only if it is either identically zero or negative somewhere.
  3. A function on M is the scalar curvature of some metric on M if and only if it is negative somewhere.

Thus every manifold of dimension at least 3 has a metric with negative scalar curvature, in fact of constant negative scalar curvature. Kazdan–Warner's result focuses attention on the question of which manifolds have a metric with positive scalar curvature, that being equivalent to property (1). The borderline case (2) can be described as the class of manifolds with a strongly scalar-flat metric, meaning a metric with scalar curvature zero such that M has no metric with positive scalar curvature.

Akito Futaki showed that strongly scalar-flat metrics (as defined above) are extremely special. For a simply connected Riemannian manifold M of dimension at least 5 which is strongly scalar-flat, M must be a product of Riemannian manifolds with holonomy group SU(n) (Calabi–Yau manifolds), Sp(n) (hyperkähler manifolds), or Spin(7).[38] In particular, these metrics are Ricci-flat, not just scalar-flat. Conversely, there are examples of manifolds with these holonomy groups, such as the K3 surface, which are spin and have nonzero α-invariant, hence are strongly scalar-flat.

See also edit

Notes edit

  1. ^ Gallot, Hulin & Lafontaine 2004, Definition 3.19; Lawson & Michelsohn 1989, p. 160; Petersen 2016, Section 1.5.2.
  2. ^ Aubin 1998, Section 1.2.3; Petersen 2016, Section 1.5.2.
  3. ^ Gallot, Hulin & Lafontaine 2004, Definition 3.19; Petersen 2016, Section 3.1.5.
  4. ^ Petersen 2016, Section 3.1.5.
  5. ^ a b Besse 1987, Section 1F; O'Neill 1983, p. 88.
  6. ^ Bao, Chern & Shen 2000.
  7. ^ Aubin 1998, Definition 1.22; Jost 2017, p. 200; Petersen 2016, Remark 3.1.7.
  8. ^ Gallot, Hulin & Lafontaine 2004, p. 135; Petersen 2016, p. 30.
  9. ^ Lawson & Michelsohn 1989, p. 160.
  10. ^ a b do Carmo 1992, Section 4.4.
  11. ^ Berline, Getzler & Vergne 2004, p. 34.
  12. ^ Besse 1987, p. 10; Gallot, Hulin & Lafontaine 2004, p. 135; O'Neill 1983, p. 88.
  13. ^ Gilkey 1995, p. 144.
  14. ^ do Carmo 1992, pp. 107–108.
  15. ^ O'Neill 1983, pp. 90–91.
  16. ^ O'Neill 1983, p. 92.
  17. ^ Gilkey 1995, Example 2.4.3.
  18. ^ Aubin 1998, Section 1.2.3; Gallot, Hulin & Lafontaine 2004, Section 3.K.3; Petersen 2016, Section 3.1.5.
  19. ^ Besse 1987, Section 3C; O'Neill 1983, p. 336.
  20. ^ Besse 1987, Sections 1G and 1H.
  21. ^ a b Besse 1987, Section 2D.
  22. ^ a b Aubin 1998, p. 146; Besse 1987, Section 1J.
  23. ^ a b Besse 1987, Section 1K.
  24. ^ Chavel 1984, Section XII.8; Gallot, Hulin & Lafontaine 2004, Section 3.H.4.
  25. ^ Chavel 1984, Section XII.8.
  26. ^ O'Neill 1983, p. 345.
  27. ^ Petersen 2016, Section 4.2.3.
  28. ^ Lee & Parker 1987.
  29. ^ Besse 1987, Section 1I; Gilkey 1995, Section 4.1; Jost 2017, Sections 4.4 and 4.5; Lawson & Michelsohn 1989, Section II.8.
  30. ^ a b Lawson & Michelsohn 1989, Sections II.8 and IV.3.
  31. ^ Blackadar 1998, Section 24.3; Lawson & Michelsohn 1989, Section IV.5.
  32. ^ Blackadar 1998, Section 24.4.
  33. ^ Jost 2017, Section 11.2.
  34. ^ Perelman 2003, Section 6.1; Cao & Zhu 2006, Corollary 7.4.4; Kleiner & Lott 2008, Lemmas 81.1 and 81.2.
  35. ^ Lawson & Michelsohn 1989, Section IV.4.
  36. ^ Berger 2003, Section 12.3.3.
  37. ^ Besse 1987, Theorem 4.35.
  38. ^ Petersen 2016, Corollary C.4.4.

References edit

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  • Bao, D.; Chern, S.-S.; Shen, Z. (2000). An introduction to Riemann–Finsler geometry. Graduate Texts in Mathematics. Vol. 200. New York: Springer-Verlag. doi:10.1007/978-1-4612-1268-3. ISBN 0-387-98948-X. MR 1747675. Zbl 0954.53001.
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    (2006). "Hamilton–Perelman's Proof of the Poincaré Conjecture and the Geometrization Conjecture". arXiv:math/0612069.
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Further reading edit


scalar, curvature, mathematical, field, riemannian, geometry, scalar, curvature, ricci, scalar, measure, curvature, riemannian, manifold, each, point, riemannian, manifold, assigns, single, real, number, determined, geometry, metric, near, that, point, defined. In the mathematical field of Riemannian geometry the scalar curvature or the Ricci scalar is a measure of the curvature of a Riemannian manifold To each point on a Riemannian manifold it assigns a single real number determined by the geometry of the metric near that point It is defined by a complicated explicit formula in terms of partial derivatives of the metric components although it is also characterized by the volume of infinitesimally small geodesic balls In the context of the differential geometry of surfaces the scalar curvature is twice the Gaussian curvature and completely characterizes the curvature of a surface In higher dimensions however the scalar curvature only represents one particular part of the Riemann curvature tensor The definition of scalar curvature via partial derivatives is also valid in the more general setting of pseudo Riemannian manifolds This is significant in general relativity where scalar curvature of a Lorentzian metric is one of the key terms in the Einstein field equations Furthermore this scalar curvature is the Lagrangian density for the Einstein Hilbert action the Euler Lagrange equations of which are the Einstein field equations in vacuum The geometry of Riemannian metrics with positive scalar curvature has been widely studied On noncompact spaces this is the context of the positive mass theorem proved by Richard Schoen and Shing Tung Yau in the 1970s and reproved soon after by Edward Witten with different techniques Schoen and Yau and independently Mikhael Gromov and Blaine Lawson developed a number of fundamental results on the topology of closed manifolds supporting metrics of positive scalar curvature In combination with their results Grigori Perelman s construction of Ricci flow with surgery in 2003 provided a complete characterization of these topologies in the three dimensional case Contents 1 Definition 1 1 Traditional notation 2 Basic properties 2 1 Bianchi identity 2 2 Ricci decomposition 2 3 Basic formulas 3 Relation between volume and Riemannian scalar curvature 4 Special cases 4 1 Surfaces 4 2 Space forms 4 3 Products 4 4 Scalar flat spaces 5 Yamabe problem 6 Riemannian metrics of positive scalar curvature 6 1 Nonexistence results 6 2 Existence results 7 Kazdan and Warner s trichotomy theorem 8 See also 9 Notes 10 References 11 Further readingDefinition editGiven a Riemannian metric g the scalar curvature Scal is defined as the trace of the Ricci curvature tensor with respect to the metric 1 Scal tr g Ric displaystyle operatorname Scal operatorname tr g operatorname Ric nbsp The scalar curvature cannot be computed directly from the Ricci curvature since the latter is a 0 2 tensor field the metric must be used to raise an index to obtain a 1 1 tensor field in order to take the trace In terms of local coordinates one can write using the Einstein notation convention that 2 Scal g i j R i j displaystyle operatorname Scal g ij R ij nbsp where Rij Ric i j are the components of the Ricci tensor in the coordinate basis and where gij are the inverse metric components i e the components of the inverse of the matrix of metric components gij g i j Based upon the Ricci curvature being a sum of sectional curvatures it is possible to also express the scalar curvature as 3 Scal p i j Sec e i e j displaystyle operatorname Scal p sum i neq j operatorname Sec e i e j nbsp where Sec denotes the sectional curvature and e1 en is any orthonormal frame at p By similar reasoning the scalar curvature is twice the trace of the curvature operator 4 Alternatively given the coordinate based definition of Ricci curvature in terms of the Christoffel symbols it is possible to express scalar curvature as Scal g m n G l m n l G l m l n G s m n G l l s G s m l G l n s displaystyle operatorname Scal g mu nu left Gamma lambda mu nu lambda Gamma lambda mu lambda nu Gamma sigma mu nu Gamma lambda lambda sigma Gamma sigma mu lambda Gamma lambda nu sigma right nbsp where G m n l displaystyle Gamma mu nu lambda nbsp are the Christoffel symbols of the metric and G m n l s displaystyle Gamma mu nu lambda sigma nbsp is the partial derivative of G m n l displaystyle Gamma mu nu lambda nbsp in the s coordinate direction The above definitions are equally valid for a pseudo Riemannian metric 5 The special case of Lorentzian metrics is significant in the mathematical theory of general relativity where the scalar curvature and Ricci curvature are the fundamental terms in the Einstein field equation However unlike the Riemann curvature tensor or the Ricci tensor the scalar curvature cannot be defined for an arbitrary affine connection for the reason that the trace of a 0 2 tensor field is ill defined However there are other generalizations of scalar curvature including in Finsler geometry 6 Traditional notation edit In the context of tensor index notation it is common to use the letter R to represent three different things 7 the Riemann curvature tensor Rijkl or Rijkl the Ricci tensor Rij the scalar curvature R These three are then distinguished from each other by their number of indices the Riemann tensor has four indices the Ricci tensor has two indices and the Ricci scalar has zero indices Other notations used for scalar curvature include scal 8 k 9 K 10 r 11 s or S 12 and t 13 Those not using an index notation usually reserve R for the full Riemann curvature tensor Alternatively in a coordinate free notation one may use Riem for the Riemann tensor Ric for the Ricci tensor and R for the scalar curvature Some authors instead define Ricci curvature and scalar curvature with a normalization factor so that 10 R i j 1 n 1 g k l R k i j l and R 1 n g i j R i j displaystyle R ij frac 1 n 1 g kl R kijl text and R frac 1 n g ij R ij nbsp The purpose of such a choice is that the Ricci and scalar curvatures become average values rather than sums of sectional curvatures 14 Basic properties editIt is a fundamental fact that the scalar curvature is invariant under isometries To be precise if f is a diffeomorphism from a space M to a space N the latter being equipped with a pseudo Riemannian metric g then the scalar curvature of the pullback metric on M equals the composition of the scalar curvature of g with the map f This amounts to the assertion that the scalar curvature is geometrically well defined independent of any choice of coordinate chart or local frame 15 More generally as may be phrased in the language of homotheties the effect of scaling the metric by a constant factor c is to scale the scalar curvature by the inverse factor c 1 16 Furthermore the scalar curvature is up to an arbitrary choice of normalization factor the only coordinate independent function of the metric which as evaluated at the center of a normal coordinate chart is a polynomial in derivatives of the metric and has the above scaling property 17 This is one formulation of the Vermeil theorem Bianchi identity edit As a direct consequence of the Bianchi identities any pseudo Riemannian metric has the property that 5 1 2 i R g j k j R k i displaystyle frac 1 2 nabla i R g jk nabla j R ki nbsp This identity is called the contracted Bianchi identity It has as an almost immediate consequence the Schur lemma stating that if the Ricci tensor is pointwise a multiple of the metric then the metric must be Einstein unless the dimension is two Moreover this says that except in two dimensions a metric is Einstein if and only if the Ricci tensor and scalar curvature are related by R i j 1 n R g i j displaystyle R ij frac 1 n Rg ij nbsp where n denotes the dimension 18 The contracted Bianchi identity is also fundamental in the mathematics of general relativity since it identifies the Einstein tensor as a fundamental quantity 19 Ricci decomposition edit Given a pseudo Riemannian metric g on a space of dimension n the scalar curvature part of the Riemann curvature tensor is the 0 4 tensor field 1 n n 1 R g i l g j k g i k g j l displaystyle frac 1 n n 1 R g il g jk g ik g jl nbsp This follows the convention that Rijkl glp iGjkp This tensor is significant as part of the Ricci decomposition it is orthogonal to the difference between the Riemann tensor and itself The other two parts of the Ricci decomposition correspond to the components of the Ricci curvature which do not contribute to scalar curvature and to the Weyl tensor which is the part of the Riemann tensor which does not contribute to the Ricci curvature Put differently the above tensor field is the only part of the Riemann curvature tensor which contributes to the scalar curvature the other parts are orthogonal to it and make no such contribution 20 There is also a Ricci decomposition for the curvature of a Kahler metric 21 Basic formulas edit The scalar curvature of a conformally changed metric can be computed 22 R e 2 f g e 2 f R g 2 n 1 D g f n 2 n 1 g d f d f displaystyle R e 2f g e 2f Big R g 2 n 1 Delta g f n 2 n 1 g df df Big nbsp using the convention D gij i j for the Laplace Beltrami operator Alternatively 22 R ps 4 n 2 g 4 n 1 n 2 D g ps R g ps ps n 2 n 2 displaystyle R psi 4 n 2 g frac 4 frac n 1 n 2 Delta g psi R g psi psi frac n 2 n 2 nbsp Under an infinitesimal change of the underlying metric one has 23 R t D g g i j g i j t k l g i j t R k l g i j t g i k g j l displaystyle frac partial R partial t Delta g left g ij frac partial g ij partial t right left nabla k nabla l frac partial g ij partial t R kl frac partial g ij partial t right g ik g jl nbsp This shows in particular that the principal symbol of the differential operator which sends a metric to its scalar curvature is given by 3 i h i j g 3 3 g i j h i j h i j 3 i 3 j displaystyle xi i h ij mapsto g xi xi g ij h ij h ij xi i xi j nbsp Furthermore the adjoint of the linearized scalar curvature operator is f i j f D f g i j f R i j displaystyle f mapsto nabla i nabla j f Delta f g ij fR ij nbsp and it is an overdetermined elliptic operator in the case of a Riemannian metric It is a straightforward consequence of the first variation formulas that to first order a Ricci flat Riemannian metric on a closed manifold cannot be deformed so as to have either positive or negative scalar curvature Also to first order an Einstein metric on a closed manifold cannot be deformed under a volume normalization so as to increase or decrease scalar curvature 23 Relation between volume and Riemannian scalar curvature editWhen the scalar curvature is positive at a point the volume of a small geodesic ball about the point has smaller volume than a ball of the same radius in Euclidean space On the other hand when the scalar curvature is negative at a point the volume of a small ball is larger than it would be in Euclidean space This can be made more quantitative in order to characterize the precise value of the scalar curvature S at a point p of a Riemannian n manifold M g displaystyle M g nbsp Namely the ratio of the n dimensional volume of a ball of radius e in the manifold to that of a corresponding ball in Euclidean space is given for small e by 24 Vol B e p M Vol B e 0 R n 1 S 6 n 2 e 2 O e 3 displaystyle frac operatorname Vol B varepsilon p subset M operatorname Vol left B varepsilon 0 subset mathbb R n right 1 frac S 6 n 2 varepsilon 2 O left varepsilon 3 right nbsp Thus the second derivative of this ratio evaluated at radius e 0 is exactly minus the scalar curvature divided by 3 n 2 Boundaries of these balls are n 1 dimensional spheres of radius e displaystyle varepsilon nbsp their hypersurface measures areas satisfy the following equation 25 Area B e p M Area B e 0 R n 1 S 6 n e 2 O e 3 displaystyle frac operatorname Area partial B varepsilon p subset M operatorname Area partial B varepsilon 0 subset mathbb R n 1 frac S 6n varepsilon 2 O left varepsilon 3 right nbsp These expansions generalize certain characterizations of Gaussian curvature from dimension two to higher dimensions Special cases editSurfaces edit In two dimensions scalar curvature is exactly twice the Gaussian curvature For an embedded surface in Euclidean space R3 this means that S 2 r 1 r 2 displaystyle S frac 2 rho 1 rho 2 nbsp where r 1 r 2 displaystyle rho 1 rho 2 nbsp are the principal radii of the surface For example the scalar curvature of the 2 sphere of radius r is equal to 2 r2 The 2 dimensional Riemann curvature tensor has only one independent component and it can be expressed in terms of the scalar curvature and metric area form Namely in any coordinate system one has 2 R 1212 S det g i j S g 11 g 22 g 12 2 displaystyle 2R 1212 S det g ij S left g 11 g 22 g 12 2 right nbsp Space forms edit A space form is by definition a Riemannian manifold with constant sectional curvature Space forms are locally isometric to one of the following types Euclidean spaceThe Riemann tensor of an n dimensional Euclidean space vanishes identically so the scalar curvature does as well n spheresThe sectional curvature of an n sphere of radius r is K 1 r2 Hence the scalar curvature is S n n 1 r2 Hyperbolic spaceBy the hyperboloid model an n dimensional hyperbolic space can be identified with the subset of n 1 dimensional Minkowski spacex 0 2 x 1 2 x n 2 r 2 x 0 gt 0 displaystyle x 0 2 x 1 2 cdots x n 2 r 2 quad x 0 gt 0 nbsp The parameter r is a geometrical invariant of the hyperbolic space and the sectional curvature is K 1 r2 The scalar curvature is thus S n n 1 r2 dd The scalar curvature is also constant when given a Kahler metric of constant holomorphic sectional curvature 21 Products edit The scalar curvature of a product M N of Riemannian manifolds is the sum of the scalar curvatures of M and N For example for any smooth closed manifold M M S2 has a metric of positive scalar curvature simply by taking the 2 sphere to be small compared to M so that its curvature is large This example might suggest that scalar curvature has little relation to the global geometry of a manifold In fact it does have some global significance as discussed below In both mathematics and general relativity warped product metrics are an important source of examples For example the general Robertson Walker spacetime important to cosmology is the Lorentzian metric d t 2 f t 2 g displaystyle dt 2 f t 2 g nbsp on a b M where g is a constant curvature Riemannian metric on a three dimensional manifold M The scalar curvature of the Robertson Walker metric is given by 6 f t 2 f t f t k f t 2 displaystyle 6 frac f t 2 f t f t k f t 2 nbsp where k is the constant curvature of g 26 Scalar flat spaces edit It is automatic that any Ricci flat manifold has zero scalar curvature the best known spaces in this class are the Calabi Yau manifolds In the pseudo Riemannian context this also includes the Schwarzschild spacetime and Kerr spacetime There are metrics with zero scalar curvature but nonvanishing Ricci curvature For example there is a complete Riemannian metric on the tautological line bundle over real projective space constructed as a warped product metric which has zero scalar curvature but nonzero Ricci curvature This may also be viewed as a rotationally symmetric Riemannian metric of zero scalar curvature on the cylinder R Sn 27 Yamabe problem editMain article Yamabe problem The Yamabe problem was resolved in 1984 by the combination of results found by Hidehiko Yamabe Neil Trudinger Thierry Aubin and Richard Schoen 28 They proved that every smooth Riemannian metric on a closed manifold can be multiplied by some smooth positive function to obtain a metric with constant scalar curvature In other words every Riemannian metric on a closed manifold is conformal to one with constant scalar curvature Riemannian metrics of positive scalar curvature editFor a closed Riemannian 2 manifold M the scalar curvature has a clear relation to the topology of M expressed by the Gauss Bonnet theorem the total scalar curvature of M is equal to 4p times the Euler characteristic of M For example the only closed surfaces with metrics of positive scalar curvature are those with positive Euler characteristic the sphere S2 and RP2 Also those two surfaces have no metrics with scalar curvature 0 Nonexistence results edit In the 1960s Andre Lichnerowicz found that on a spin manifold the difference between the square of the Dirac operator and the tensor Laplacian as defined on spinor fields is given exactly by one quarter of the scalar curvature This is a fundamental example of a Weitzenbock formula As a consequence if a Riemannian metric on a closed manifold has positive scalar curvature then there can exist no harmonic spinors It is then a consequence of the Atiyah Singer index theorem that for any closed spin manifold with dimension divisible by four and of positive scalar curvature the A genus must vanish This is a purely topological obstruction to the existence of Riemannian metrics with positive scalar curvature 29 Lichnerowicz s argument using the Dirac operator can be twisted by an auxiliary vector bundle with the effect of only introducing one extra term into the Lichnerowicz formula 30 Then following the same analysis as above except using the families version of the index theorem and a refined version of the A genus known as the a genus Nigel Hitchin proved that in certain dimensions there are exotic spheres which do not have any Riemannian metrics of positive scalar curvature Gromov and Lawson later extensively employed these variants of Lichnerowicz s work One of their resulting theorems introduces the homotopy theoretic notion of enlargeability and says that an enlargeable spin manifold cannot have a Riemannian metric of positive scalar curvature As a corollary a closed manifold with a Riemannian metric of nonpositive curvature such as a torus has no metric with positive scalar curvature Gromov and Lawson s various results on nonexistence of Riemannian metrics with positive scalar curvature support a conjecture on the vanishing of a wide variety of topological invariants of any closed spin manifold with positive scalar curvature This in a precise formulation in turn would be a special case of the strong Novikov conjecture for the fundamental group which deals with the K theory of C algebras 31 This in turn is a special case of the Baum Connes conjecture for the fundamental group 32 In the special case of four dimensional manifolds the Seiberg Witten equations have been usefully applied to the study of scalar curvature Similarly to Lichnerowicz s analysis the key is an application of the maximum principle to prove that solutions to the Seiberg Witten equations must be trivial when scalar curvature is positive Also in analogy to Lichnerowicz s work index theorems can guarantee the existence of nontrivial solutions of the equations Such analysis provides new criteria for nonexistence of metrics of positive scalar curvature Claude LeBrun pursued such ideas in a number of papers 33 Existence results edit By contrast to the above nonexistence results Lawson and Yau constructed Riemannian metrics of positive scalar curvature from a wide class of nonabelian effective group actions 30 Later Schoen Yau and Gromov Lawson using different techniques proved the fundamental result that existence of Riemannian metrics of positive scalar curvature is preserved by topological surgery in codimension at least three and in particular is preserved by the connected sum This establishes the existence of such metrics on a wide variety of manifolds For example it immediately shows that the connected sum of an arbitrary number of copies of spherical space forms and generalized cylinders Sm Sn has a Riemannian metric of positive scalar curvature Grigori Perelman s construction of Ricci flow with surgery has as an immediate corollary the converse in the three dimensional case a closed orientable 3 manifold with a Riemannian metric of positive scalar curvature must be such a connected sum 34 Based upon the surgery allowed by the Gromov Lawson and Schoen Yau construction Gromov and Lawson observed that the h cobordism theorem and analysis of the cobordism ring can be directly applied They proved that in dimension greater than four any non spin simply connected closed manifold has a Riemannian metric of positive scalar curvature 35 Stephan Stolz completed the existence theory for simply connected closed manifolds in dimension greater than four showing that as long as the a genus is zero then there is a Riemannian metric of positive scalar curvature 36 According to these results for closed manifolds the existence of Riemannian metrics of positive scalar curvature is completely settled in the three dimensional case and in the case of simply connected manifolds of dimension greater than four Kazdan and Warner s trichotomy theorem editThe sign of the scalar curvature has a weaker relation to topology in higher dimensions Given a smooth closed manifold M of dimension at least 3 Kazdan and Warner solved the prescribed scalar curvature problem describing which smooth functions on M arise as the scalar curvature of some Riemannian metric on M Namely M must be of exactly one of the following three types 37 Every function on M is the scalar curvature of some metric on M A function on M is the scalar curvature of some metric on M if and only if it is either identically zero or negative somewhere A function on M is the scalar curvature of some metric on M if and only if it is negative somewhere Thus every manifold of dimension at least 3 has a metric with negative scalar curvature in fact of constant negative scalar curvature Kazdan Warner s result focuses attention on the question of which manifolds have a metric with positive scalar curvature that being equivalent to property 1 The borderline case 2 can be described as the class of manifolds with a strongly scalar flat metric meaning a metric with scalar curvature zero such that M has no metric with positive scalar curvature Akito Futaki showed that strongly scalar flat metrics as defined above are extremely special For a simply connected Riemannian manifold M of dimension at least 5 which is strongly scalar flat M must be a product of Riemannian manifolds with holonomy group SU n Calabi Yau manifolds Sp n hyperkahler manifolds or Spin 7 38 In particular these metrics are Ricci flat not just scalar flat Conversely there are examples of manifolds with these holonomy groups such as the K3 surface which are spin and have nonzero a invariant hence are strongly scalar flat See also editBasic introduction to the mathematics of curved spacetime Yamabe invariant Kretschmann scalarNotes edit Gallot Hulin amp Lafontaine 2004 Definition 3 19 Lawson amp Michelsohn 1989 p 160 Petersen 2016 Section 1 5 2 Aubin 1998 Section 1 2 3 Petersen 2016 Section 1 5 2 Gallot Hulin amp Lafontaine 2004 Definition 3 19 Petersen 2016 Section 3 1 5 Petersen 2016 Section 3 1 5 a b Besse 1987 Section 1F O Neill 1983 p 88 Bao Chern amp Shen 2000 Aubin 1998 Definition 1 22 Jost 2017 p 200 Petersen 2016 Remark 3 1 7 Gallot Hulin amp Lafontaine 2004 p 135 Petersen 2016 p 30 Lawson amp Michelsohn 1989 p 160 a b do Carmo 1992 Section 4 4 Berline Getzler amp Vergne 2004 p 34 Besse 1987 p 10 Gallot Hulin amp Lafontaine 2004 p 135 O Neill 1983 p 88 Gilkey 1995 p 144 do Carmo 1992 pp 107 108 O Neill 1983 pp 90 91 O Neill 1983 p 92 Gilkey 1995 Example 2 4 3 Aubin 1998 Section 1 2 3 Gallot Hulin amp Lafontaine 2004 Section 3 K 3 Petersen 2016 Section 3 1 5 Besse 1987 Section 3C O Neill 1983 p 336 Besse 1987 Sections 1G and 1H a b Besse 1987 Section 2D a b Aubin 1998 p 146 Besse 1987 Section 1J a b Besse 1987 Section 1K Chavel 1984 Section XII 8 Gallot Hulin amp Lafontaine 2004 Section 3 H 4 Chavel 1984 Section XII 8 O Neill 1983 p 345 Petersen 2016 Section 4 2 3 Lee amp Parker 1987 Besse 1987 Section 1I Gilkey 1995 Section 4 1 Jost 2017 Sections 4 4 and 4 5 Lawson amp Michelsohn 1989 Section II 8 a b Lawson amp Michelsohn 1989 Sections II 8 and IV 3 Blackadar 1998 Section 24 3 Lawson amp Michelsohn 1989 Section IV 5 Blackadar 1998 Section 24 4 Jost 2017 Section 11 2 Perelman 2003 Section 6 1 Cao amp Zhu 2006 Corollary 7 4 4 Kleiner amp Lott 2008 Lemmas 81 1 and 81 2 Lawson amp Michelsohn 1989 Section IV 4 Berger 2003 Section 12 3 3 Besse 1987 Theorem 4 35 Petersen 2016 Corollary C 4 4 References editAubin Thierry 1998 Some nonlinear problems in Riemannian geometry Springer Monographs in Mathematics Berlin Springer Verlag doi 10 1007 978 3 662 13006 3 ISBN 3 540 60752 8 MR 1636569 Zbl 0896 53003 Bao D Chern S S Shen Z 2000 An introduction to Riemann Finsler geometry Graduate Texts in Mathematics Vol 200 New York Springer Verlag doi 10 1007 978 1 4612 1268 3 ISBN 0 387 98948 X MR 1747675 Zbl 0954 53001 Berger Marcel 2003 A panoramic view of Riemannian geometry Berlin Springer Verlag doi 10 1007 978 3 642 18245 7 ISBN 3 540 65317 1 MR 2002701 Zbl 1038 53002 Berline Nicole Getzler Ezra Vergne Michele 2004 Heat kernels and Dirac operators Grundlehren Text Editions Corrected reprint of the 1992 original ed Berlin Springer Verlag doi 10 1007 978 3 642 58088 8 ISBN 978 3 540 20062 8 MR 2273508 Zbl 1037 58015 Besse Arthur L 1987 Einstein manifolds Ergebnisse der Mathematik und ihrer Grenzgebiete 3 Vol 10 Reprinted in 2008 Berlin Springer Verlag doi 10 1007 978 3 540 74311 8 ISBN 3 540 15279 2 MR 0867684 Zbl 0613 53001 Blackadar Bruce 1998 K theory for operator algebras Mathematical Sciences Research Institute Publications Vol 5 Second edition of 1986 original ed Cambridge Cambridge University Press doi 10 1007 978 1 4613 9572 0 ISBN 0 521 63532 2 MR 1656031 Zbl 0913 46054 Cao Huai Dong Zhu Xi Ping 2006 A complete proof of the Poincare and geometrization conjectures application of the Hamilton Perelman theory of the Ricci flow Asian Journal of Mathematics 10 2 165 492 doi 10 4310 ajm 2006 v10 n2 a2 MR 2233789 Zbl 1200 53057 Erratum doi 10 4310 AJM 2006 v10 n4 e2 2006 Hamilton Perelman s Proof of the Poincare Conjecture and the Geometrization Conjecture arXiv math 0612069 do Carmo Manfredo Perdigao 1992 Riemannian geometry Mathematics Theory amp Applications Translated from the second Portuguese edition by Francis Flaherty Boston MA Birkhauser Boston Inc ISBN 0 8176 3490 8 MR 1138207 Zbl 0752 53001 Chavel Isaac 1984 Eigenvalues in Riemannian geometry Pure and Applied Mathematics Vol 115 Orlando FL Academic Press doi 10 1016 s0079 8169 08 x6051 9 ISBN 0 12 170640 0 MR 0768584 Zbl 0551 53001 Gallot Sylvestre Hulin Dominique Lafontaine Jacques 2004 Riemannian geometry Universitext Third ed Springer Verlag doi 10 1007 978 3 642 18855 8 ISBN 3 540 20493 8 MR 2088027 Zbl 1068 53001 Gilkey Peter B 1995 Invariance theory the heat equation and the Atiyah Singer index theorem Studies in Advanced Mathematics Second edition of 1984 original ed Boca Raton FL CRC Press doi 10 1201 9780203749791 ISBN 0 8493 7874 5 MR 1396308 Zbl 0856 58001 Jost Jurgen 2017 Riemannian geometry and geometric analysis Universitext Seventh edition of 1995 original ed Springer Cham doi 10 1007 978 3 319 61860 9 ISBN 978 3 319 61859 3 MR 3726907 Zbl 1380 53001 Kleiner Bruce Lott John 2008 Notes on Perelman s papers Geometry amp Topology 12 5 Updated for corrections in 2011 amp 2013 2587 2855 arXiv math 0605667 doi 10 2140 gt 2008 12 2587 MR 2460872 Zbl 1204 53033 Lawson H Blaine Jr Michelsohn Marie Louise 1989 Spin geometry Princeton Mathematical Series Vol 38 Princeton NJ Princeton University Press ISBN 0 691 08542 0 MR 1031992 Zbl 0688 57001 Lee John M Parker Thomas H 1987 The Yamabe problem Bulletin of the American Mathematical Society New Series 17 1 37 91 doi 10 1090 S0273 0979 1987 15514 5 MR 0888880 Zbl 0633 53062 O Neill Barrett 1983 Semi Riemannian geometry With applications to relativity Pure and Applied Mathematics Vol 103 New York Academic Press Inc doi 10 1016 s0079 8169 08 x6002 7 ISBN 0 12 526740 1 MR 0719023 Zbl 0531 53051 Perelman Grisha March 2003 Ricci flow with surgery on three manifolds arXiv math 0303109 Petersen Peter 2016 Riemannian geometry Graduate Texts in Mathematics Vol 171 Third edition of 1998 original ed Springer Cham doi 10 1007 978 3 319 26654 1 ISBN 978 3 319 26652 7 MR 3469435 Zbl 1417 53001 Ricci G 1903 1904 Direzioni e invarianti principali in una varieta qualunque Atti R Inst Veneto 63 2 1233 1239 JFM 35 0145 01Further reading editGromov Misha 2023 Four lectures on scalar curvature In Gromov Mikhail L Lawson H Blaine Jr eds Perspectives in scalar curvature Volume 1 Hackensack NJ World Scientific Publishing pp 1 514 arXiv 1908 10612 doi 10 1142 12644 vol1 ISBN 978 981 124 998 3 MR 4577903 Zbl 1532 53003 Rosenberg Jonathan Stolz Stephan 2001 Metrics of positive scalar curvature and connections with surgery In Cappell Sylvain Ranicki Andrew Rosenberg Jonathan eds Surveys on surgery theory Volume 2 Annals of Mathematics Studies Vol 149 Princeton NJ Princeton University Press pp 353 386 CiteSeerX 10 1 1 725 8156 doi 10 1515 9781400865215 010 ISBN 0 691 08814 4 MR 1818778 Yau S T 2000 Review of geometry and analysis Asian Journal of Mathematics 4 1 235 278 doi 10 4310 AJM 2000 v4 n1 a16 MR 1803723 Zbl 1031 53004 Retrieved from https en wikipedia org w index php title Scalar curvature amp oldid 1226489754, wikipedia, wiki, book, books, library,

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