Well-ordering principle

Not to be confused with Well-ordering theorem.

In mathematics, the well-ordering principle states that every non-empty set of positive integers contains a least element.^[1] In other words, the set of positive integers is well-ordered by its "natural" or "magnitude" order in which ${\displaystyle x}$ precedes ${\displaystyle y}$ if and only if ${\displaystyle y}$ is either ${\displaystyle x}$ or the sum of ${\displaystyle x}$ and some positive integer (other orderings include the ordering ${\displaystyle 2,4,6,...}$; and ${\displaystyle 1,3,5,...}$).

The phrase "well-ordering principle" is sometimes taken to be synonymous with the "well-ordering theorem". On other occasions it is understood to be the proposition that the set of integers ${\displaystyle \{\ldots ,-2,-1,0,1,2,3,\ldots \}}$ contains a well-ordered subset, called the natural numbers, in which every nonempty subset contains a least element.

Properties

Depending on the framework in which the natural numbers are introduced, this (second order) property of the set of natural numbers is either an axiom or a provable theorem. For example:

• In Peano arithmetic, second-order arithmetic and related systems, and indeed in most (not necessarily formal) mathematical treatments of the well-ordering principle, the principle is derived from the principle of mathematical induction, which is itself taken as basic.
• Considering the natural numbers as a subset of the real numbers, and assuming that we know already that the real numbers are complete (again, either as an axiom or a theorem about the real number system), i.e., every bounded (from below) set has an infimum, then also every set ${\displaystyle A}$  of natural numbers has an infimum, say ${\displaystyle a^{*}}$ . We can now find an integer ${\displaystyle n^{*}}$  such that ${\displaystyle a^{*}}$  lies in the half-open interval ${\displaystyle (n^{*}-1,n^{*}]}$ , and can then show that we must have ${\displaystyle a^{*}=n^{*}}$ , and ${\displaystyle n^{*}}$  in ${\displaystyle A}$ .
• In axiomatic set theory, the natural numbers are defined as the smallest inductive set (i.e., set containing 0 and closed under the successor operation). One can (even without invoking the regularity axiom) show that the set of all natural numbers ${\displaystyle n}$  such that "${\displaystyle \{0,\ldots ,n\}}$  is well-ordered" is inductive, and must therefore contain all natural numbers; from this property one can conclude that the set of all natural numbers is also well-ordered.

In the second sense, this phrase is used when that proposition is relied on for the purpose of justifying proofs that take the following form: to prove that every natural number belongs to a specified set ${\displaystyle S}$ , assume the contrary, which implies that the set of counterexamples is non-empty and thus contains a smallest counterexample. Then show that for any counterexample there is a still smaller counterexample, producing a contradiction. This mode of argument is the contrapositive of proof by complete induction. It is known light-heartedly as the "minimal criminal" method^{[citation needed]} and is similar in its nature to Fermat's method of "infinite descent".

Garrett Birkhoff and Saunders Mac Lane wrote in A Survey of Modern Algebra that this property, like the least upper bound axiom for real numbers, is non-algebraic; i.e., it cannot be deduced from the algebraic properties of the integers (which form an ordered integral domain).

References

1. Apostol, Tom (1976). Introduction to Analytic Number Theory. New York: Springer-Verlag. pp. 13. ISBN 0-387-90163-9.