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Declaration of Helsinki

The Declaration of Helsinki (DoH, Finnish: Helsingin julistus) is a set of ethical principles regarding human experimentation developed originally in 1964 for the medical community by the World Medical Association (WMA).[1] It is widely regarded as the cornerstone document on human research ethics.[1][2][3][4]

It is not a legally binding instrument under the international law, but instead draws its authority from the degree to which it has been codified in, or influenced, national or regional legislation and regulations.[5] Its role was described by a Brazilian forum in 2000 in these words: "Even though the Declaration of Helsinki is the responsibility of the World Medical Association, the document should be considered the property of all humanity."[5]

Principles edit

The Declaration is morally binding on physicians, and that obligation overrides any national or local laws or regulations, if the Declaration provides for a higher standard of protection of humans than the latter. Investigators still have to abide by local legislation but will be held to the higher standard.[citation needed]

Basic principles edit

The fundamental principle is respect for the individual (Article 8), his or her right to self-determination and the right to make informed decisions (Articles 20, 21 and 22) regarding participation in research, both initially and during the course of the research. The investigator's duty is solely to the patient (Articles 2, 3 and 10) or volunteer (Articles 16, 18), and while there is always a need for research (Article 6), the participant's welfare must always take precedence over the interests of science and society (Article 5), and ethical considerations must always take precedence over laws and regulations (Article 9).

The recognition of the increased vulnerability of individuals and groups calls for special vigilance (Article 8). It is recognized that when the research participant is incompetent, physically or mentally incapable of giving consent, or is a minor (Articles 23, 24), then allowance should be considered for surrogate consent by an individual acting in the participant's best interest, although his or her consent should still be obtained if at all possible (Article 25).

Operational principles edit

Research should be based on a thorough knowledge of the scientific background (Article 11), a careful assessment of risks and benefits (Articles 16, 17), have a reasonable likelihood of benefit to the population studied (Article 19) and be conducted by suitably trained investigators (Article 15) using approved protocols, subject to independent ethical review and oversight by a properly convened committee (Article 13). The protocol should address the ethical issues and indicate that it is in compliance with the Declaration (Article 14). Studies should be discontinued if the available information indicates that the original considerations are no longer satisfied (Article 17). Information regarding the study should be publicly available (Article 16). Ethical principles extend to publication of the results and consideration of any potential conflict of interest (Article 27). Experimental investigations should always be compared against the best methods, but under certain circumstances a placebo or no treatment group may be utilized (Article 29). The interests of the participant after the study is completed should be part of the overall ethical assessment, including assuring their access to the best proven care (Article 30). Wherever possible unproven methods should be tested in the context of research where there is reasonable belief of possible benefit (Article 32).

Additional guidelines or regulations edit

Investigators often find themselves in the position of having to follow several different codes or guidelines, and are therefore required to understand the differences between them. One of these is Good Clinical Practice (GCP), an international guide, while each country may also have local regulations such as the Common Rule in the US, in addition to the requirements of the FDA and Office for Human Research Protections (OHRP) in that country. There are a number of available tools which compare these.[6] Other countries have guides with similar roles, such as the in Canada. Additional international guidelines include those of the CIOMS, and UNESCO.

History edit

The Declaration was originally adopted in June 1964 in Helsinki, Finland, and has since undergone seven revisions (the most recent at the General Assembly in October 2013) and two clarifications, growing considerably in length from 11 paragraphs in 1964 to 37 in the 2013 version.[7] The Declaration is an important document in the history of research ethics as it is the first significant effort of the medical community to regulate research itself, and forms the basis of most subsequent documents.

Prior to the 1947 Nuremberg Code there was no generally accepted code of conduct governing the ethical aspects of human research, although some countries, notably Germany and Russia, had national policies [3a]. The Declaration developed the ten principles first stated in the Nuremberg Code, and tied them to the Declaration of Geneva (1948), a statement of physicians' ethical duties. The Declaration more specifically addressed clinical research, reflecting changes in medical practice from the term 'Human Experimentation used in the Nuremberg Code. A notable change from the Nuremberg Code was a relaxation of the conditions of consent, which was 'absolutely essential' under Nuremberg. Now doctors were asked to obtain consent 'if at all possible' and research was allowed without consent where a proxy consent, such as a legal guardian, was available (Article II.1).

First revision (1975) edit

The 1975 revision was almost twice the length of the original. It clearly stated that "concern for the interests of the subject must always prevail over the interests of science and society."[8] It also introduced the concept of oversight by an 'independent committee' (Article I.2) which became a system of Institutional Review Boards (IRB) in the US, and research ethics committees or ethical review boards in other countries.[9] In the United States regulations governing IRBs came into effect in 1981 and are now encapsulated in the Common Rule. Informed consent was developed further, made more prescriptive and partly moved from 'Medical Research Combined with Professional Care' into the first section (Basic Principles), with the burden of proof for not requiring consent being placed on the investigator to justify to the committee. 'Legal guardian' was replaced with 'responsible relative'. The duty to the individual was given primacy over that to society (Article I.5), and concepts of publication ethics were introduced (Article I.8). Any experimental manoeuvre was to be compared to the best available care as a comparator (Article II.2), and access to such care was assured (Article I.3). The document was also made gender neutral.

Second to fourth revisions (1975–2000) edit

Subsequent revisions between 1975 and 2000 were relatively minor, so the 1975 version was effectively that which governed research over a quarter of a century of relative stability.

Second and third Revisions (1983, 1989) edit

The second revision (1983) included seeking the consent of minors where possible. The third revision (1989) dealt further with the function and structure of the independent committee. However, from 1993 onwards, the Declaration was not alone as a universal guide since CIOMS and the World Health Organization (WHO) had also developed their International Ethical Guidelines for Biomedical Research Involving Human Subjects.

Fourth revision (1996) edit

Background edit

The AIDS Clinical Trials Group (ACTG) Study 076 of 100 Zidovudine in maternal-infant transmission of HIV had been published in 1994.[10] This was a placebo controlled trial which showed a reduction of nearly 70% in the risk of transmission, and Zidovudine became a de facto standard of care. The subsequent initiation of further placebo controlled trials carried out in developing countries and funded by the United States Centers for Disease Control or National Institutes of Health raised considerable concern when it was learned that patients in trials in the US had essentially unrestricted access to the drug, while those in developing countries did not. Justification was provided by a 1994 WHO group in Geneva which concluded "Placebo-controlled trials offer the best option for a rapid and scientifically valid assessment of alternative antiretroviral drug regimens to prevent transmission of HIV".[11] These trials appeared to be in direct conflict with recently published guidelines[12] for international research by CIOMS, which stated "The ethical standards applied should be no less exacting than they would be in the case of research carried out in country", referring to the sponsoring or initiating country.[13] In fact a schism between ethical universalism[14] and ethical pluralism[15] was already apparent before the 1993 revision of the CIOMS guidelines.[12]

Fourth revision edit

In retrospect, this was one of the most significant revisions because it added the phrase "This does not exclude the use of inert placebo in studies where no proven diagnostic or therapeutic method exists" to Article II.3 ("In any medical study, every patient--including those of a control group, if any—should be assured of the best proven diagnostic and therapeutic method."). Critics claimed that the Zidovudine trials in developing countries were in breach of this because Zidovudine was now the best proven treatment and the placebo group should have been given it.[16] This led to the US Food and Drug Administration (FDA) ignoring this and all subsequent revisions.[17][18]

Fifth revision (2000) edit

Background edit

Following the fourth revision in 1996 pressure began to build almost immediately for a more fundamental approach to revising the declaration.[19] The later revision in 2000 would go on to require monitoring of scientific research on human subjects to assure ethical standards were being met.[20] In 1997 Lurie and Wolfe published their seminal paper on HIV trials,[21] raising awareness of a number of central issues. These included the claims that the continuing trials in developing countries were unethical, and pointing out a fundamental discrepancy in decisions to change the study design in Thailand but not Africa. The issue of the use of placebo in turn raised questions about the standard of care in developing counties and whether, as Marcia Angell wrote "Human subjects in any part of the world should be protected by an irreducible set of ethical standards" (1988). The American Medical Association put forward a proposed revision in November that year,[22][23] and a proposed revision (17.C/Rev1/99) was circulated the following year,[24][25] causing considerable debate and resulting in a number of symposia and conferences.[26] Recommendations included limiting the document to basic guiding principles.[27][28] Many editorials and commentaries were published reflecting a variety of views including concerns that the Declaration was being weakened by a shift towards efficiency-based and utilitarian standards (Rothman, Michaels and Baum 2000),[29][30][31][32] and an entire issue of the Bulletin of Medical Ethics was devoted to the debate. Others saw it as an example of Angell's 'Ethical Imperialism', an imposition of US needs on the developing world,[33] and resisted any but the most minor changes, or even a partitioned document with firm principles and commentaries, as used by CIOMS. The idea of ethical imperialism was brought into high attention with HIV testing, as it was strongly debated from 1996 to 2000 because of its centrality to the issue of regimens to prevent its vertical transmission.[20] Brennan summarises this by stating "The principles exemplified by the current Declaration of Helsinki represent a delicate compromise that we should modify only after careful deliberation". Nevertheless, what had started as a controversy over a specific series of trials and their designs in Sub-Saharan Africa, now had potential implications for all research. These implications further came into public view since the Helsinki declaration had stated, "In the treatment of the sick person, the physician must be free to use a new diagnostic and therapeutic measure, if in his or her judgement, it offers hope of saving life, reestablishing health or alleviating suffering."[34]

Fifth revision edit

Even though most meetings about the proposed revisions failed to achieve consensus, and many argued that the declaration should remain unchanged or only minimally altered, after extensive consultation the Workgroup [35] eventually came up with a text what that was endorsed by WMA's Council and passed by the General Assembly on October 7, 2000, [36] and which proved to be the most far reaching and contentious revision to date. The justification for this was partly to take account of expanded scope of biomedical research since 1975.[37] This involved a restructuring of the document, including renumbering and re-ordering of all the articles, the changes in which are outlined in this Table. The Introduction establishes the rights of subjects and describes the inherent tension between the need for research to improve the common good, and the rights of the individual. The Basic Principles establish a guide for judging to what extent proposed research meets the expected ethical standards. The distinction between therapeutic and non-therapeutic research introduced in the original document, criticised by Levine[19][38] was removed to emphasize the more general application of ethical principles, but the application of the principles to healthy volunteers is spelt out in Articles 18–9, and they are referred to in Article 8 ('those who will not benefit personally from the research') as being especially vulnerable. The scope of ethical review was increased to include human tissue and data (Article 1), the necessity to challenge accepted care was added (Article 6), as well as establishing the primacy of the ethical requirements over laws and regulations (Article 9).

Amongst the many changes was an increased emphasis on the need to benefit the communities in which research is undertaken, and to draw attention to the ethical problems of experimenting on those who would not benefit from the research, such as developing countries in which innovative medications would not be available. Article 19 first introduces the concept of social justice, and extends the scope from individuals to the community as a whole by stating that 'research is only justified if there is a reasonable likelihood that the populations in which the research is carried out stand to benefit from the results of the research'. This new role for the Declaration has been both denounced [18] and praised, [39] Macklin R. Future challenges for the Declaration of Helsinki: Maintaining credibility in the face of ethical controversies. Address to Scientific Session, World Medical Association General Assembly, September 2003, Helsinki and even considered for a clarification footnote.[40] Article 27 expanded the concept of publication ethics, adding the necessity to disclose conflict of interest (echoed in Articles 13 and 22), and to include publication bias amongst ethically problematic behavior.

Additional principles edit

The most controversial revisions [39] (Articles 29, 30) were placed in this new category. These predictably were those that like the fourth revision were related to the ongoing debate in international health research. The discussions[36] indicate that there was felt a need to send a strong signal that exploitation of poor populations as a means to an end, by research from which they would not benefit, was unacceptable. In this sense the Declaration endorsed ethical universalism.

Article 29 restates the use of placebo where 'no proven' intervention exists. Surprisingly, although the wording was virtually unchanged, this created far more protest in this revision. The implication being that placebos are not permitted where proven interventions are available. The placebo question was already an active debate prior to the fourth revision but had intensified, while at the same time the placebo question was still causing controversy in the international setting. This revision implies that in choosing a study design, developed-world standards of care should apply to any research conducted on human subjects, including those in developing countries. The wording of the fourth and fifth revisions reflect the position taken by Rothman and Michel[41] and Freedman et al.,[42] known as 'active-control orthodoxy'. The opposing view, as expressed by Levine[19] and by Temple and Ellenberg[43] is referred to as 'placebo orthodoxy', insisting that placebo controls are more scientifically efficient and are justifiable where the risk of harm is low. This viewpoint argues that where no standards of care exist, as for instance in developing countries, then placebo-controlled trials are appropriate. The utilitarian argument[44] held that the disadvantage to a few (such as denial of potentially beneficial interventions) was justifiable for the advantage of many future patients. These arguments are intimately tied to the concept of distributive justice, the equitable distribution of the burdens of research.[32][45] As with much of the Declaration, there is room for interpretation of words. 'Best current' has been variously held to refer to either global or local contexts.[46]

Article 30 introduced another new concept, that after the conclusion of the study patients 'should be assured of access to the best proven' intervention arising from the study, a justice issue. Arguments over this have dealt with whether subjects derive benefit from the trial and are no worse off at the end than the status quo prior to the trial, or of not participating, versus the harm of being denied access to that which they have contributed to. There are also operational issues that are unclear.

Aftermath edit

Given the lack of consensus on many issues prior to the fifth revision it is no surprise that the debates continued unabated.[39][47] The debate over these and related issues also revealed differences in perspectives between developed and developing countries.[48][49][50] Zion and colleagues (Zion 2000)[30][48] have attempted to frame the debate more carefully, exploring the broader social and ethical issues and the lived realities of potential subjects' lives as well as acknowledging the limitations of absolute universality in a diverse world, particularly those framed in a context that might be considered elitist and structured by gender and geographic identity. As Macklin[39] points out, both sides may be right, since justice "is not an unambiguous concept".

Clarifications of Articles 29, 30 (2002–2004) edit

Eventually Notes of Clarification (footnotes) to articles 29 and 30 were added in 2002 and 2004 respectively, predominantly under pressure from the US (CMAJ 2003, Blackmer 2005). The 2002 clarification to Article 29 was in response to many concerns about WMA's apparent position on placebos. As WMA states in the note, there appeared to be 'diverse interpretations and possibly confusion'. It then outlined circumstances in which a placebo might be 'ethically acceptable', namely 'compelling... methodological reasons', or 'minor conditions' where the 'risk of serious or irreversible harm' was considered low. Effectively this shifted the WMA position to what has been considered a 'middle ground'.[51][52] Given the previous lack of consensus, this merely shifted the ground of debate, [39] which now extended to the use of the 'or' connector. For this reason the footnote indicates that the wording must be interpreted in the light of all the other principles of the Declaration.

Article 30 was debated further at the 2003 meeting, with another proposed clarification[50] but did not result in any convergence of thought, and so decisions were postponed for another year,[53][54] but again a commitment was made to protecting the vulnerable. A new working group examined article 30, and recommended not amending it in January 2004. [55] Later that year the American Medical Association proposed a further note of clarification that was incorporated.[56] In this clarification the issue of post trial care now became something to consider, not an absolute assurance.

Despite these changes, as Macklin predicted, consensus was no closer and the Declaration was considered by some to be out of touch with contemporary thinking,[57] and even the question of the future of the Declaration became a matter for conjecture.[58]

Considerable deliberation has taken place regarding the most effective approach to address the concerns related to paragraph 30. Two distinct working groups have explored this matter and put forth various suggestions, which encompass potential revisions to the paragraph, the inclusion of a preamble, and the introduction of a clarifying note (similar to what was incorporated into paragraph 29). At a gathering of the WMA Council in France in May 2004, the American Medical Association presented the subsequent clarifying statement:

The WMA reaffirms its stance that it is imperative, within the study planning phase, to identify provisions for post-trial access by research participants to prophylactic, diagnostic, and therapeutic procedures deemed beneficial in the study or to access to other appropriate healthcare. The specifics of post-trial access arrangements or alternative care should be outlined in the study protocol, enabling the ethical review committee to evaluate these provisions during its assessment.[56]

Sixth revision (2008) edit

The sixth revision cycle commenced in May 2007. This consisted of a call for submissions, completed in August 2007. The terms of reference included only a limited revision compared to 2000.[59] In November 2007 a draft revision was issued for consultation until February 2008,[60] and led to a workshop in Helsinki in March.[61] Those comments were then incorporated into a second draft in May.[62][63] Further workshops were held in Cairo and São Paulo and the comments collated in August 2008. A final text was then developed by the Working Group for consideration by the Ethics Committee and finally the General Assembly, which approved it on October 18. Public debate was relatively slight compared to previous cycles, and in general supportive.[64] Input was received from a wide number of sources, some of which have been published, such as Feminist Approaches to Bioethics.[65] Others include CIOMS and the US Government.[66]

Seventh revision (2013) edit

The most recent iteration of Helsinki (2013) was reflective of the controversy regarding the standard of care that arose from the vertical transmission trials. The revised declaration of 2013 also highlights the need to disseminate research results, including negative and inconclusive studies and also includes a requirement for treatment and compensation for injuries related to research.[67] In addition, the updated version is felt to be more relevant to limited resource settings—specifically addressing the need to ensure access to an intervention if it is proven effective.

Future edit

The controversies and national divisions over the text have continued. The US FDA rejected the 2000 and subsequent revisions, only recognizing the third (1989) revision,[58] and in 2006 announced it would eliminate all reference to the Declaration. After consultation, which included expressions of concern, [68] a final rule was issued on April 28, 2008, replacing the Declaration of Helsinki with Good Clinical Practice effective October 2008. [69] This has raised a number of concerns regarding the apparent weakening of protections for research subjects outside the United States.[70][71][72][73][74][75][76][77][78] The no longer refers to the Declaration of Helsinki. The European Union similarly only cites the 1996 version in the EU Clinical Trials Directive published in 2001.[79] The European Commission, however, does refer to the 2000 revision.[80]

While the Declaration has been a central document guiding research practice, its future has been called into question. Challenges include the apparent conflict between guides, such as the CIOMS and Nuffield Council documents. Another is whether it should concentrate on basic principles as opposed to being more prescriptive, and hence controversial. It has continually grown and faced more frequent revisions.[40] The recent controversies undermine the authority of the document, as does the apparent desertion by major bodies, and any rewording must embrace deeply and widely held values, since continual shifts in the text do not imply authority. The actual claim to authority, particularly on a global level, by the insertion of the word "international" in article 10 has been challenged.[81]

Carlson raises the question as to whether the document's utility should be more formally evaluated, rather than just relying on tradition.

The Declaration's long-standing pre-eminence edit

There appears to be a noticeable trend toward more frequent changes in the Declaration of Helsinki (DoH). However, it's important to note that only two of the revisions, in 1975 and 2000, introduced significant alterations.[40] This means that there was an 11-year gap between comprehensive revisions (from 1964 to 1975) and a 25-year gap (from 1975 to 2000), respectively. Consequently, the DoH, essentially in its 1975 version, had a quarter-century to establish itself within the medical research community, and this has significantly contributed to its current status.

The World Medical Association (WMA) edit

One potential explanation is that it derives its legitimacy from being an official declaration of the World Medical Association (WMA). This organization represents the largest global assembly of physicians, and consequently, it could be argued that the WMA is a credible and authoritative entity for issuing statements on behalf of the medical profession as a whole.[40]

However, a historical observation appears to challenge the notion that this explains the Declaration of Helsinki's authority. It can be argued that the Declaration was most widely accepted as an authoritative document during the period from the late 1970s (after the 1975 amendment had been widely promulgated) to the mid-to-late 1990s when increasing demands for changes to the Declaration began to emerge. Notably, this period was marked by significant internal unrest within the WMA. In the 1980s, a group of countries, known as the 'Toronto Group,' which included the UK, withdrew from the WMA due to persistent objections related to the South African Medical Association's failure to denounce apartheid. Historical events eventually led to the reconciliation of this division, and all the countries that had previously withdrawn had rejoined the WMA by 1995.[82]

Timeline (WMA meetings) edit

  • 1964: Original version. 18th Meeting, Helsinki
  • 1975: First revision. 29th Meeting, Tokyo
  • 1983: Second revision. 35th Meeting, Venice
  • 1989: Third revision. 41st Meeting, Hong Kong
  • 1996: Fourth revision. 48th Meeting, Somerset West (South Africa)
  • 2000: Fifth revision. 52nd Meeting, Edinburgh
  • 2002: First clarification, Washington
  • 2004: Second clarification, Tokyo
  • 2008: Sixth revision, 59th Meeting, Seoul
  • 2013: Seventh revision, 64th Meeting, Fortaleza[83]

Other notable developments edit

  • 2014: This was the 50th anniversary of declaration. To mark this special occasion, the WMA published "The World Medical Association Declaration of Helsinki: 1964-2014 50 Years of Evolution of Medical Research Ethics.".
  • 2016: The Declaration of Taipei on Ethical Considerations regarding Health Databases and Biobanks finally complemented the Declaration of Helsinki.[83]

See also edit

References edit

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  2. ^ . Archived from the original on September 27, 2006.
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Training edit

    Bibliography edit

    Articles edit

    1990-1999 edit

    • Studdert DM, Brennan TA (November 1998). "Clinical trials in developing countries: scientific and ethical issues". The Medical Journal of Australia. 169 (10): 545–8. doi:10.5694/j.1326-5377.1998.tb123406.x. PMID 9861913. S2CID 33885748.
    • McNeill PM (November 1998). "Should research ethics change at the border?". The Medical Journal of Australia. 169 (10): 509–10. doi:10.5694/j.1326-5377.1998.tb123394.x. PMID 9861904. S2CID 36042251.
    • Lurie P, Wolfe SM (July 1999). "Proposed revisions to the Declaration of Helsinki. Paving the way for globalization in research". The Western Journal of Medicine. 171 (1): 6. PMC 1305720. PMID 10483334.

    2000-2008 edit

    Prior to fifth revision
    • Rothman, KJ (2000). "Declaration of Helsinki should be strengthened". BMJ (Clinical Research Ed.). 321 (7258): 442–5. doi:10.1136/bmj.321.7258.442. PMC 1127802. PMID 10938059.
    Following fifth revision
    • Vastag B. Helsinki Discord? A Controversial Declaration. JAMA 2000 Dec 20 284:2983-2985 (password required)
    • Singer P, Benatar S. Beyond Helsinki: a vision for global health ethics. BMJ 2001 March 31 322:747-748
    • Lilford RJ, Djulbegovic B (February 2001). "Declaration of Helsinki should be strengthened : Equipoise is essential principle of human experimentation". BMJ. 322 (7281): 299–300. doi:10.1136/bmj.322.7281.299/a. PMC 1119536. PMID 11157551.
    • Lewis, JA; Jonsson, B; Kreutz, G; Sampaio, C; Van Zwieten-Boot, B (2002). "Placebo-controlled trials and the Declaration of Helsinki". Lancet. 359 (9314): 1337–40. doi:10.1016/S0140-6736(02)08277-6. PMID 11965296. S2CID 8221201.
    • Frankish, H (2003). "WMA postpones decision to amend Declaration of Helsinki. Working group will consider controversy over sponsors' duties to provide treatment at study end". Lancet. 362 (9388): 963. doi:10.1016/S0140-6736(03)14398-X. PMID 14513842. S2CID 39256431.
    • MacKlin, Ruth (2003). "Bioethics, Vulnerability, and Protection". Bioethics. 17 (5–6): 472–86. doi:10.1111/1467-8519.00362. PMID 14959716.
    • Zion, D (2003). "Justice as equitable power relations: beyond the "standard of care" debate and the Declaration of Helsinki". The American Journal of Bioethics. 3 (2): 34–35. doi:10.1162/152651603322874906. PMID 14635633. S2CID 46569918.
    • Schuklenk, U (2004). "The standard of care debate: against the myth of an "international consensus opinion"". Journal of Medical Ethics. 30 (2): 194–7. doi:10.1136/jme.2003.006981. PMC 1733846. PMID 15082817.
    • Williams JR (2006). "The Physician's Role in the Protection of Human Research Subjects". Science and Engineering Ethics. 12 (1): 5–12. doi:10.1007/pl00022264. PMID 16501643. S2CID 34926262.
    • Carlson RV, van Ginneken NH, Pettigrew LM, Davies A, Boyd KM, Webb DJ (2007). "The three official language versions of the Declaration of Helsinki: what's lost in translation?". J Med Ethics. 33 (9): 545–548. doi:10.1136/jme.2006.018168. PMC 2598189. PMID 17761826.
    • S Frewer A, Schmidt U, eds. History and theory of human experimentation: the Declaration of Helsinki and modern medical ethics. Stuttgart: Franz Steiner Verlag, 2007.
    • Goodyear, M. D E; Krleza-Jeric, K.; Lemmens, T. (2007). "The Declaration of Helsinki". BMJ. 335 (7621): 624–5. doi:10.1136/bmj.39339.610000.BE. PMC 1995496. PMID 17901471.
    Following sixth revision
    • WMA News: Revising the Declaration of Helsinki. World Medical Journal 2008; 54(4): 120-25[permanent dead link]
    • Normile, D. (2008). "ETHICS: Clinical Trials Guidelines at Odds With U.S. Policy". Science. 322 (5901): 516. doi:10.1126/science.322.5901.516. PMID 18948510. S2CID 206582738.

    WMA edit

      Other codes and regulations edit

      External links edit

      • Rickham, PP (1964). "Human Experimentation. Code of Ethics of the World Medical Association. Declaration of Helsinki". British Medical Journal. 2 (5402): 177. doi:10.1136/bmj.2.5402.177. PMC 1816102. PMID 14150898.
      • Shephard, DA (1976). "The 1975 Declaration of Helsinki and consent". Canadian Medical Association Journal. 115 (12): 1191–2. PMC 1878977. PMID 1000449.
      • Declaration of Helsinki: 1983 (Second revision)
      • CIOMS
      • UNESCO: Universal declaration on bioethics and human rights. 2005

      declaration, helsinki, this, article, about, human, medical, experimentation, ethics, document, other, uses, disambiguation, finnish, helsingin, julistus, ethical, principles, regarding, human, experimentation, developed, originally, 1964, medical, community, . This article is about the human medical experimentation ethics document For other uses see Declaration of Helsinki disambiguation The Declaration of Helsinki DoH Finnish Helsingin julistus is a set of ethical principles regarding human experimentation developed originally in 1964 for the medical community by the World Medical Association WMA 1 It is widely regarded as the cornerstone document on human research ethics 1 2 3 4 It is not a legally binding instrument under the international law but instead draws its authority from the degree to which it has been codified in or influenced national or regional legislation and regulations 5 Its role was described by a Brazilian forum in 2000 in these words Even though the Declaration of Helsinki is the responsibility of the World Medical Association the document should be considered the property of all humanity 5 Contents 1 Principles 1 1 Basic principles 1 2 Operational principles 1 3 Additional guidelines or regulations 2 History 2 1 First revision 1975 2 2 Second to fourth revisions 1975 2000 2 2 1 Second and third Revisions 1983 1989 2 2 2 Fourth revision 1996 2 2 2 1 Background 2 2 2 2 Fourth revision 2 3 Fifth revision 2000 2 3 1 Background 2 3 2 Fifth revision 2 3 2 1 Additional principles 2 3 3 Aftermath 2 4 Clarifications of Articles 29 30 2002 2004 2 5 Sixth revision 2008 2 6 Seventh revision 2013 3 Future 3 1 The Declaration s long standing pre eminence 4 The World Medical Association WMA 5 Timeline WMA meetings 6 Other notable developments 7 See also 8 References 9 Training 10 Bibliography 10 1 Articles 10 1 1 1990 1999 10 1 2 2000 2008 10 2 WMA 11 Other codes and regulations 12 External linksPrinciples editThe Declaration is morally binding on physicians and that obligation overrides any national or local laws or regulations if the Declaration provides for a higher standard of protection of humans than the latter Investigators still have to abide by local legislation but will be held to the higher standard citation needed Basic principles edit The fundamental principle is respect for the individual Article 8 his or her right to self determination and the right to make informed decisions Articles 20 21 and 22 regarding participation in research both initially and during the course of the research The investigator s duty is solely to the patient Articles 2 3 and 10 or volunteer Articles 16 18 and while there is always a need for research Article 6 the participant s welfare must always take precedence over the interests of science and society Article 5 and ethical considerations must always take precedence over laws and regulations Article 9 The recognition of the increased vulnerability of individuals and groups calls for special vigilance Article 8 It is recognized that when the research participant is incompetent physically or mentally incapable of giving consent or is a minor Articles 23 24 then allowance should be considered for surrogate consent by an individual acting in the participant s best interest although his or her consent should still be obtained if at all possible Article 25 Operational principles edit Research should be based on a thorough knowledge of the scientific background Article 11 a careful assessment of risks and benefits Articles 16 17 have a reasonable likelihood of benefit to the population studied Article 19 and be conducted by suitably trained investigators Article 15 using approved protocols subject to independent ethical review and oversight by a properly convened committee Article 13 The protocol should address the ethical issues and indicate that it is in compliance with the Declaration Article 14 Studies should be discontinued if the available information indicates that the original considerations are no longer satisfied Article 17 Information regarding the study should be publicly available Article 16 Ethical principles extend to publication of the results and consideration of any potential conflict of interest Article 27 Experimental investigations should always be compared against the best methods but under certain circumstances a placebo or no treatment group may be utilized Article 29 The interests of the participant after the study is completed should be part of the overall ethical assessment including assuring their access to the best proven care Article 30 Wherever possible unproven methods should be tested in the context of research where there is reasonable belief of possible benefit Article 32 Additional guidelines or regulations edit Investigators often find themselves in the position of having to follow several different codes or guidelines and are therefore required to understand the differences between them One of these is Good Clinical Practice GCP an international guide while each country may also have local regulations such as the Common Rule in the US in addition to the requirements of the FDA and Office for Human Research Protections OHRP in that country There are a number of available tools which compare these 6 Other countries have guides with similar roles such as the Tri Council Policy Statement in Canada Additional international guidelines include those of the CIOMS Nuffield Council and UNESCO History editThe Declaration was originally adopted in June 1964 in Helsinki Finland and has since undergone seven revisions the most recent at the General Assembly in October 2013 and two clarifications growing considerably in length from 11 paragraphs in 1964 to 37 in the 2013 version 7 The Declaration is an important document in the history of research ethics as it is the first significant effort of the medical community to regulate research itself and forms the basis of most subsequent documents Prior to the 1947 Nuremberg Code there was no generally accepted code of conduct governing the ethical aspects of human research although some countries notably Germany and Russia had national policies 3a The Declaration developed the ten principles first stated in the Nuremberg Code and tied them to the Declaration of Geneva 1948 a statement of physicians ethical duties The Declaration more specifically addressed clinical research reflecting changes in medical practice from the term Human Experimentation used in the Nuremberg Code A notable change from the Nuremberg Code was a relaxation of the conditions of consent which was absolutely essential under Nuremberg Now doctors were asked to obtain consent if at all possible and research was allowed without consent where a proxy consent such as a legal guardian was available Article II 1 First revision 1975 edit The 1975 revision was almost twice the length of the original It clearly stated that concern for the interests of the subject must always prevail over the interests of science and society 8 It also introduced the concept of oversight by an independent committee Article I 2 which became a system of Institutional Review Boards IRB in the US and research ethics committees or ethical review boards in other countries 9 In the United States regulations governing IRBs came into effect in 1981 and are now encapsulated in the Common Rule Informed consent was developed further made more prescriptive and partly moved from Medical Research Combined with Professional Care into the first section Basic Principles with the burden of proof for not requiring consent being placed on the investigator to justify to the committee Legal guardian was replaced with responsible relative The duty to the individual was given primacy over that to society Article I 5 and concepts of publication ethics were introduced Article I 8 Any experimental manoeuvre was to be compared to the best available care as a comparator Article II 2 and access to such care was assured Article I 3 The document was also made gender neutral Second to fourth revisions 1975 2000 edit Subsequent revisions between 1975 and 2000 were relatively minor so the 1975 version was effectively that which governed research over a quarter of a century of relative stability Second and third Revisions 1983 1989 edit The second revision 1983 included seeking the consent of minors where possible The third revision 1989 dealt further with the function and structure of the independent committee However from 1993 onwards the Declaration was not alone as a universal guide since CIOMS and the World Health Organization WHO had also developed their International Ethical Guidelines for Biomedical Research Involving Human Subjects Fourth revision 1996 edit Background edit The AIDS Clinical Trials Group ACTG Study 076 of 100 Zidovudine in maternal infant transmission of HIV had been published in 1994 10 This was a placebo controlled trial which showed a reduction of nearly 70 in the risk of transmission and Zidovudine became a de facto standard of care The subsequent initiation of further placebo controlled trials carried out in developing countries and funded by the United States Centers for Disease Control or National Institutes of Health raised considerable concern when it was learned that patients in trials in the US had essentially unrestricted access to the drug while those in developing countries did not Justification was provided by a 1994 WHO group in Geneva which concluded Placebo controlled trials offer the best option for a rapid and scientifically valid assessment of alternative antiretroviral drug regimens to prevent transmission of HIV 11 These trials appeared to be in direct conflict with recently published guidelines 12 for international research by CIOMS which stated The ethical standards applied should be no less exacting than they would be in the case of research carried out in country referring to the sponsoring or initiating country 13 In fact a schism between ethical universalism 14 and ethical pluralism 15 was already apparent before the 1993 revision of the CIOMS guidelines 12 Fourth revision edit In retrospect this was one of the most significant revisions because it added the phrase This does not exclude the use of inert placebo in studies where no proven diagnostic or therapeutic method exists to Article II 3 In any medical study every patient including those of a control group if any should be assured of the best proven diagnostic and therapeutic method Critics claimed that the Zidovudine trials in developing countries were in breach of this because Zidovudine was now the best proven treatment and the placebo group should have been given it 16 This led to the US Food and Drug Administration FDA ignoring this and all subsequent revisions 17 18 Fifth revision 2000 edit Background edit Following the fourth revision in 1996 pressure began to build almost immediately for a more fundamental approach to revising the declaration 19 The later revision in 2000 would go on to require monitoring of scientific research on human subjects to assure ethical standards were being met 20 In 1997 Lurie and Wolfe published their seminal paper on HIV trials 21 raising awareness of a number of central issues These included the claims that the continuing trials in developing countries were unethical and pointing out a fundamental discrepancy in decisions to change the study design in Thailand but not Africa The issue of the use of placebo in turn raised questions about the standard of care in developing counties and whether as Marcia Angell wrote Human subjects in any part of the world should be protected by an irreducible set of ethical standards 1988 The American Medical Association put forward a proposed revision in November that year 22 23 and a proposed revision 17 C Rev1 99 was circulated the following year 24 25 causing considerable debate and resulting in a number of symposia and conferences 26 Recommendations included limiting the document to basic guiding principles 27 28 Many editorials and commentaries were published reflecting a variety of views including concerns that the Declaration was being weakened by a shift towards efficiency based and utilitarian standards Rothman Michaels and Baum 2000 29 30 31 32 and an entire issue of the Bulletin of Medical Ethics was devoted to the debate Others saw it as an example of Angell s Ethical Imperialism an imposition of US needs on the developing world 33 and resisted any but the most minor changes or even a partitioned document with firm principles and commentaries as used by CIOMS The idea of ethical imperialism was brought into high attention with HIV testing as it was strongly debated from 1996 to 2000 because of its centrality to the issue of regimens to prevent its vertical transmission 20 Brennan summarises this by stating The principles exemplified by the current Declaration of Helsinki represent a delicate compromise that we should modify only after careful deliberation Nevertheless what had started as a controversy over a specific series of trials and their designs in Sub Saharan Africa now had potential implications for all research These implications further came into public view since the Helsinki declaration had stated In the treatment of the sick person the physician must be free to use a new diagnostic and therapeutic measure if in his or her judgement it offers hope of saving life reestablishing health or alleviating suffering 34 Fifth revision edit Even though most meetings about the proposed revisions failed to achieve consensus and many argued that the declaration should remain unchanged or only minimally altered after extensive consultation the Workgroup 35 eventually came up with a text what that was endorsed by WMA s Council and passed by the General Assembly on October 7 2000 36 and which proved to be the most far reaching and contentious revision to date The justification for this was partly to take account of expanded scope of biomedical research since 1975 37 This involved a restructuring of the document including renumbering and re ordering of all the articles the changes in which are outlined in this Table The Introduction establishes the rights of subjects and describes the inherent tension between the need for research to improve the common good and the rights of the individual The Basic Principles establish a guide for judging to what extent proposed research meets the expected ethical standards The distinction between therapeutic and non therapeutic research introduced in the original document criticised by Levine 19 38 was removed to emphasize the more general application of ethical principles but the application of the principles to healthy volunteers is spelt out in Articles 18 9 and they are referred to in Article 8 those who will not benefit personally from the research as being especially vulnerable The scope of ethical review was increased to include human tissue and data Article 1 the necessity to challenge accepted care was added Article 6 as well as establishing the primacy of the ethical requirements over laws and regulations Article 9 Amongst the many changes was an increased emphasis on the need to benefit the communities in which research is undertaken and to draw attention to the ethical problems of experimenting on those who would not benefit from the research such as developing countries in which innovative medications would not be available Article 19 first introduces the concept of social justice and extends the scope from individuals to the community as a whole by stating that research is only justified if there is a reasonable likelihood that the populations in which the research is carried out stand to benefit from the results of the research This new role for the Declaration has been both denounced 18 and praised 39 Macklin R Future challenges for the Declaration of Helsinki Maintaining credibility in the face of ethical controversies Address to Scientific Session World Medical Association General Assembly September 2003 Helsinki and even considered for a clarification footnote 40 Article 27 expanded the concept of publication ethics adding the necessity to disclose conflict of interest echoed in Articles 13 and 22 and to include publication bias amongst ethically problematic behavior Additional principles edit The most controversial revisions 39 Articles 29 30 were placed in this new category These predictably were those that like the fourth revision were related to the ongoing debate in international health research The discussions 36 indicate that there was felt a need to send a strong signal that exploitation of poor populations as a means to an end by research from which they would not benefit was unacceptable In this sense the Declaration endorsed ethical universalism Article 29 restates the use of placebo where no proven intervention exists Surprisingly although the wording was virtually unchanged this created far more protest in this revision The implication being that placebos are not permitted where proven interventions are available The placebo question was already an active debate prior to the fourth revision but had intensified while at the same time the placebo question was still causing controversy in the international setting This revision implies that in choosing a study design developed world standards of care should apply to any research conducted on human subjects including those in developing countries The wording of the fourth and fifth revisions reflect the position taken by Rothman and Michel 41 and Freedman et al 42 known as active control orthodoxy The opposing view as expressed by Levine 19 and by Temple and Ellenberg 43 is referred to as placebo orthodoxy insisting that placebo controls are more scientifically efficient and are justifiable where the risk of harm is low This viewpoint argues that where no standards of care exist as for instance in developing countries then placebo controlled trials are appropriate The utilitarian argument 44 held that the disadvantage to a few such as denial of potentially beneficial interventions was justifiable for the advantage of many future patients These arguments are intimately tied to the concept of distributive justice the equitable distribution of the burdens of research 32 45 As with much of the Declaration there is room for interpretation of words Best current has been variously held to refer to either global or local contexts 46 Article 30 introduced another new concept that after the conclusion of the study patients should be assured of access to the best proven intervention arising from the study a justice issue Arguments over this have dealt with whether subjects derive benefit from the trial and are no worse off at the end than the status quo prior to the trial or of not participating versus the harm of being denied access to that which they have contributed to There are also operational issues that are unclear Aftermath edit Given the lack of consensus on many issues prior to the fifth revision it is no surprise that the debates continued unabated 39 47 The debate over these and related issues also revealed differences in perspectives between developed and developing countries 48 49 50 Zion and colleagues Zion 2000 30 48 have attempted to frame the debate more carefully exploring the broader social and ethical issues and the lived realities of potential subjects lives as well as acknowledging the limitations of absolute universality in a diverse world particularly those framed in a context that might be considered elitist and structured by gender and geographic identity As Macklin 39 points out both sides may be right since justice is not an unambiguous concept Clarifications of Articles 29 30 2002 2004 edit Eventually Notes of Clarification footnotes to articles 29 and 30 were added in 2002 and 2004 respectively predominantly under pressure from the US CMAJ 2003 Blackmer 2005 The 2002 clarification to Article 29 was in response to many concerns about WMA s apparent position on placebos As WMA states in the note there appeared to be diverse interpretations and possibly confusion It then outlined circumstances in which a placebo might be ethically acceptable namely compelling methodological reasons or minor conditions where the risk of serious or irreversible harm was considered low Effectively this shifted the WMA position to what has been considered a middle ground 51 52 Given the previous lack of consensus this merely shifted the ground of debate 39 which now extended to the use of the or connector For this reason the footnote indicates that the wording must be interpreted in the light of all the other principles of the Declaration Article 30 was debated further at the 2003 meeting with another proposed clarification 50 but did not result in any convergence of thought and so decisions were postponed for another year 53 54 but again a commitment was made to protecting the vulnerable A new working group examined article 30 and recommended not amending it in January 2004 55 Later that year the American Medical Association proposed a further note of clarification that was incorporated 56 In this clarification the issue of post trial care now became something to consider not an absolute assurance Despite these changes as Macklin predicted consensus was no closer and the Declaration was considered by some to be out of touch with contemporary thinking 57 and even the question of the future of the Declaration became a matter for conjecture 58 Considerable deliberation has taken place regarding the most effective approach to address the concerns related to paragraph 30 Two distinct working groups have explored this matter and put forth various suggestions which encompass potential revisions to the paragraph the inclusion of a preamble and the introduction of a clarifying note similar to what was incorporated into paragraph 29 At a gathering of the WMA Council in France in May 2004 the American Medical Association presented the subsequent clarifying statement The WMA reaffirms its stance that it is imperative within the study planning phase to identify provisions for post trial access by research participants to prophylactic diagnostic and therapeutic procedures deemed beneficial in the study or to access to other appropriate healthcare The specifics of post trial access arrangements or alternative care should be outlined in the study protocol enabling the ethical review committee to evaluate these provisions during its assessment 56 Sixth revision 2008 edit The sixth revision cycle commenced in May 2007 This consisted of a call for submissions completed in August 2007 The terms of reference included only a limited revision compared to 2000 59 In November 2007 a draft revision was issued for consultation until February 2008 60 and led to a workshop in Helsinki in March 61 Those comments were then incorporated into a second draft in May 62 63 Further workshops were held in Cairo and Sao Paulo and the comments collated in August 2008 A final text was then developed by the Working Group for consideration by the Ethics Committee and finally the General Assembly which approved it on October 18 Public debate was relatively slight compared to previous cycles and in general supportive 64 Input was received from a wide number of sources some of which have been published such as Feminist Approaches to Bioethics 65 Others include CIOMS and the US Government 66 Seventh revision 2013 edit The most recent iteration of Helsinki 2013 was reflective of the controversy regarding the standard of care that arose from the vertical transmission trials The revised declaration of 2013 also highlights the need to disseminate research results including negative and inconclusive studies and also includes a requirement for treatment and compensation for injuries related to research 67 In addition the updated version is felt to be more relevant to limited resource settings specifically addressing the need to ensure access to an intervention if it is proven effective Future editThe controversies and national divisions over the text have continued The US FDA rejected the 2000 and subsequent revisions only recognizing the third 1989 revision 58 and in 2006 announced it would eliminate all reference to the Declaration After consultation which included expressions of concern 68 a final rule was issued on April 28 2008 replacing the Declaration of Helsinki with Good Clinical Practice effective October 2008 69 This has raised a number of concerns regarding the apparent weakening of protections for research subjects outside the United States 70 71 72 73 74 75 76 77 78 The NIH training in human subject research participant protection no longer refers to the Declaration of Helsinki The European Union similarly only cites the 1996 version in the EU Clinical Trials Directive published in 2001 79 The European Commission however does refer to the 2000 revision 80 While the Declaration has been a central document guiding research practice its future has been called into question Challenges include the apparent conflict between guides such as the CIOMS and Nuffield Council documents Another is whether it should concentrate on basic principles as opposed to being more prescriptive and hence controversial It has continually grown and faced more frequent revisions 40 The recent controversies undermine the authority of the document as does the apparent desertion by major bodies and any rewording must embrace deeply and widely held values since continual shifts in the text do not imply authority The actual claim to authority particularly on a global level by the insertion of the word international in article 10 has been challenged 81 Carlson raises the question as to whether the document s utility should be more formally evaluated rather than just relying on tradition The Declaration s long standing pre eminence edit There appears to be a noticeable trend toward more frequent changes in the Declaration of Helsinki DoH However it s important to note that only two of the revisions in 1975 and 2000 introduced significant alterations 40 This means that there was an 11 year gap between comprehensive revisions from 1964 to 1975 and a 25 year gap from 1975 to 2000 respectively Consequently the DoH essentially in its 1975 version had a quarter century to establish itself within the medical research community and this has significantly contributed to its current status The World Medical Association WMA editOne potential explanation is that it derives its legitimacy from being an official declaration of the World Medical Association WMA This organization represents the largest global assembly of physicians and consequently it could be argued that the WMA is a credible and authoritative entity for issuing statements on behalf of the medical profession as a whole 40 However a historical observation appears to challenge the notion that this explains the Declaration of Helsinki s authority It can be argued that the Declaration was most widely accepted as an authoritative document during the period from the late 1970s after the 1975 amendment had been widely promulgated to the mid to late 1990s when increasing demands for changes to the Declaration began to emerge Notably this period was marked by significant internal unrest within the WMA In the 1980s a group of countries known as the Toronto Group which included the UK withdrew from the WMA due to persistent objections related to the South African Medical Association s failure to denounce apartheid Historical events eventually led to the reconciliation of this division and all the countries that had previously withdrawn had rejoined the WMA by 1995 82 Timeline WMA meetings edit1964 Original version 18th Meeting Helsinki 1975 First revision 29th Meeting Tokyo 1983 Second revision 35th Meeting Venice 1989 Third revision 41st Meeting Hong Kong 1996 Fourth revision 48th Meeting Somerset West South Africa 2000 Fifth revision 52nd Meeting Edinburgh 2002 First clarification Washington 2004 Second clarification Tokyo 2008 Sixth revision 59th Meeting Seoul 2013 Seventh revision 64th Meeting Fortaleza 83 Other notable developments edit2014 This was the 50th anniversary of declaration To mark this special occasion the WMA published The World Medical Association Declaration of Helsinki 1964 2014 50 Years of Evolution of Medical Research Ethics 2016 The Declaration of Taipei on Ethical Considerations regarding Health Databases and Biobanks finally complemented the Declaration of Helsinki 83 See also editInformed consent Medical ethics Clinical trial Human experimentation in the United States Clinical ResearchReferences edit a b World Medical Association 2013 Declaration of Helsinki Ethical Principles for Medical Research Involving Human Subjects JAMA 310 20 2191 2194 doi 10 1001 jama 2013 281053 hdl 10818 33790 PMID 24141714 WMA Press Release WMA revises the Declaration of Helsinki 9 October 2000 Archived from the original on September 27 2006 Snezana Bosnjak 2001 The declaration of Helsinki The cornerstone of research ethics Archive of Oncology 9 3 179 84 Tyebkhan G 2003 Declaration of Helsinki the ethical cornerstone of human clinical research Indian Journal of Dermatology Venereology and Leprology 69 3 245 7 PMID 17642902 a b Human Delon Fluss Sev S July 24 2001 The World Medical Association s Declaration of Helsinki Historical and contemporary perspectives 5th draft PDF World Medical Association Archived from the original PDF on October 6 2016 Retrieved July 18 2016 Toxicology Excellence for Risk Assessment August 2002 Comparison of Common Rule with the Declaration of Helsinki and Good Clinical Practice PDF Retrieved 26 August 2012 Declaration of Helsinki History Website Ethical Principles For Medical Research The JAMA Network Retrieved 26 July 2015 Vanderpool Harold Y 1996 The Ethics of Research Involving Human Subjects Facing the 21st Century Frederick Maryland University Publishing Group Inc p 85 ISBN 1 55572 036 6 Riis P July 1977 Letter from Denmark Planning of scientific ethical committees British Medical Journal 2 6080 173 4 doi 10 1136 bmj 2 6080 173 PMC 1631019 PMID 871832 Connor Edward M Sperling Rhoda S Gelber Richard Kiselev Pavel Scott Gwendolyn O Sullivan Mary Jo VanDyke Russell Bey Mohammed Shearer William 1994 11 03 Reduction of Maternal Infant Transmission of Human Immunodeficiency Virus Type 1 with Zidovudine Treatment New England Journal of Medicine 331 18 1173 1180 doi 10 1056 NEJM199411033311801 ISSN 0028 4793 PMID 7935654 Recommendations from the Meeting on Prevention of Mother to Infant Transmission of HIV by Use of Antiretrovirals World Health Organization June 23 1994 a b Levine RJ August 1993 New international ethical guidelines for research involving human subjects Annals of Internal Medicine 119 4 339 41 doi 10 7326 0003 4819 119 4 199308150 00016 PMID 8328746 S2CID 45747064 Council for International Organizations of Medical Sciences 1993 Guideline 11 Selection of pregnant or nursing breastfeeding women as research subjects International Ethical Guidelines for Biomedical Research Involving Human Subjects Geneva World Health Organization ISBN 978 92 9036 056 8 Angell M October 1988 Ethical imperialism Ethics in international collaborative clinical research The New England Journal of Medicine 319 16 1081 3 doi 10 1056 NEJM198810203191608 PMID 3173435 Barry M October 1988 Ethical considerations of human investigation in developing countries the AIDS dilemma The New England Journal of Medicine 319 16 1083 6 doi 10 1056 NEJM198810203191609 PMID 3173436 Levine Robert J 2006 Some Recent Developments in the International Guidelines on the Ethics of Research Involving Human Subjectsa Annals of the New York Academy of Sciences 918 1 170 8 Bibcode 2000NYASA 918 170L doi 10 1111 j 1749 6632 2000 tb05486 x PMID 11131702 S2CID 32192360 Health Center for Drug Evaluation and Research Center for Biologics Evaluation and Research Center for Devices and Radiological 2019 04 20 Search for FDA Guidance Documents Acceptance of Foreign Clinical Studies www fda gov a href Template Cite web html title Template Cite web cite web a CS1 maint multiple names authors list link a b Temple R Impact of the Declaration of Helsinki on medical research from a regulatory perspective Address to the Scientific Session World Medical Association General Assembly September 2003 a b c Levine RJ August 1999 The need to revise the Declaration of Helsinki The New England Journal of Medicine 341 7 531 4 doi 10 1056 NEJM199908123410713 PMID 10441613 a b Grady Christine Forster Heidi P Emanuel Ezekiel October 2001 The 2000 Revision of the Declaration of Helsinki A Step Forward or More Confusion The Lancet Submitted manuscript 358 9291 1449 1453 doi 10 1016 S0140 6736 01 06534 5 PMID 11705513 S2CID 32531949 Lurie P Wolfe SM September 1997 Unethical trials of interventions to reduce perinatal transmission of the human immunodeficiency virus in developing countries The New England Journal of Medicine 337 12 853 6 doi 10 1056 NEJM199709183371212 PMID 9295246 General Assembly WMA Hamburg Germany 1997 Americans want to water down Helsinki Declaration Bulletin of Medical Ethics 136 3 4 1998 PMID 11657531 Harvard Kennedy School Case Program www ksg harvard edu 14 March 2024 World Medical Association 1999 Proposed revision of the Declaration of Helsinki Bulletin of Medical Ethics 147 18 22 PMID 11657218 Nicholson RH Crawley FP 1999 Revising the Declaration of Helsinki a fresh start Bulletin of Medical Ethics 151 13 7 PMID 11657985 WMA Medical Ethics Committee 1999 Updating the WMA Declaration of Helsinki WLD Med J 45 11 13 Deutsch E Taupitz J 1999 Gottingen Report Freedom and control of biomedical research the planned revision of the Declaration of Helsinki WLD Med J 45 40 41 Stockhausen K 2000 The Declaration of Helsinki revising ethical research guidelines for the 21st century The Medical Journal of Australia 172 6 252 3 doi 10 5694 j 1326 5377 2000 tb123936 x PMID 10860086 S2CID 6224890 a b Loff B Black J 2000 The Declaration of Helsinki and research in vulnerable populations The Medical Journal of Australia 172 6 292 5 doi 10 5694 j 1326 5377 2000 tb123950 x PMID 10860097 S2CID 22564170 Loff Bebe Gillam Deborah Loff Lynn 2000 The Declaration of Helsinki CIOMS and the ethics of research on vulnerable populations Nature Medicine 6 6 615 7 doi 10 1038 76174 PMID 10835665 S2CID 35158750 a b Brennan TA August 1999 Proposed revisions to the Declaration of Helsinki will they weaken the ethical principles underlying human research The New England Journal of Medicine 341 7 527 31 doi 10 1056 NEJM199908123410712 PMID 10441612 Nicholson RH 2000 If it ain t broke don t fix it Hastings Center Report 30 1 6 doi 10 2307 3527987 JSTOR 3527987 PMID 11645209 Vanderpool Harold Y 1996 The Ethics of Research Involving Human Subjects Facing the 21st Century Frederick Maryland University Publishing Group Inc pp 433 436 ISBN 978 1 55572 036 0 Nancy Dickey Kati Myllymaki Judith Kazimirsky a b Christie B October 2000 Doctors revise Declaration of Helsinki BMJ 321 7266 913 doi 10 1136 bmj 321 7266 913 PMC 1118720 PMID 11030663 Riis Povl December 20 2000 Perspectives on the Fifth Revision of the Declaration of Helsinki JAMA 284 23 3045 3046 doi 10 1001 jama 284 23 3045 via Silverchair Levine RJ 2000 Some recent developments in the international guidelines on the ethics of research involving human subjects Annals of the New York Academy of Sciences 918 1 170 8 Bibcode 2000NYASA 918 170L doi 10 1111 j 1749 6632 2000 tb05486 x PMID 11131702 S2CID 32192360 a b c d e Macklin R After Helsinki Unresolved issues in international research Kennedy Inst Ethics J 2001 11 1 17 36 password required a b c d Carlson Robert V Boyd Kenneth M Webb David J 2004 The revision of the Declaration of Helsinki past present and future British Journal of Clinical Pharmacology 57 6 695 713 doi 10 1111 j 1365 2125 2004 02103 x PMC 1884510 PMID 15151515 Rothman KJ Michels KB August 1994 The continuing unethical use of placebo controls The New England Journal of Medicine 331 6 394 8 doi 10 1056 NEJM199408113310611 PMID 8028622 Freedman B Weijer C Glass KC 1996 Placebo orthodoxy in clinical research I Empirical and methodological myths The Journal of Law Medicine amp Ethics 24 3 243 51 doi 10 1111 j 1748 720X 1996 tb01859 x PMID 9069851 S2CID 19346751 Temple R Ellenberg SS 2000 Placebo controlled trials and active control trials in the evaluation of new treatments Part 1 ethical and scientific issues Annals of Internal Medicine 133 6 455 63 doi 10 7326 0003 4819 133 6 200009190 00014 PMID 10975964 S2CID 10749308 Elander G Hermeren G June 1995 Placebo effect and randomized clinical trials Theoretical Medicine 16 2 171 82 doi 10 1007 BF00998543 PMID 7570396 S2CID 30039309 Benatar S R 2001 Distributive justice and clinical trials in the Third World Theoretical Medicine and Bioethics 22 3 169 176 doi 10 1023 A 1011419820440 PMID 11499493 S2CID 33645553 Nuffield Council on Bioethics The ethics of research related to healthcare in developing countries 2005 PDF Archived from the original PDF on 2007 09 28 Retrieved 2007 08 21 Williams JR The promise and limits of international bioethics Lessons from the recent revision of the Declaration of Helsinki Int J Bioethics 2004 15 1 31 42 a b Loff B 2000 Violence in research The Lancet 355 9217 1806 doi 10 1016 S0140 6736 00 02310 2 PMID 10832846 S2CID 20338322 Schuklenk U Helsinki Declaration revisions Indian Journal of Medical Ethics Jan Mar 2001 9 1 a b lt Please add first missing authors to populate metadata gt 2003 Dismantling the Helsinki Declaration CMAJ 169 10 997 999 PMC 236218 PMID 14609962 Emanuel Ezekiel J Miller Franklin G 2001 The Ethics of Placebo Controlled Trials A Middle Ground New England Journal of Medicine 345 12 915 9 doi 10 1056 NEJM200109203451211 PMID 11565527 Huston Patricia Peterson Robert 2001 Withholding Proven Treatment in Clinical Research New England Journal of Medicine 345 12 912 4 doi 10 1056 NEJM200109203451210 PMID 11565526 WMA The World Medical Association Hello world PDF Archived from the original PDF on 2008 11 13 Retrieved 2007 08 21 WMA Press Release WMA to continue discussion on Declaration of Helsinki 14 September 2003 Archived from the original on 17 November 2008 Retrieved 24 August 2007 Workgroup report on the revision of paragraph 30 of the Declaration of Helsinki 5 January 2004 PDF Archived from the original PDF on 7 October 2008 Retrieved 17 August 2008 a b Blackmer J Haddad H 2005 The Declaration of Helsinki an update on paragraph 30 Canadian Medical Association Journal 173 9 1052 3 doi 10 1503 cmaj 045280 PMC 1266330 PMID 16247102 Lie R K Emanuel E Grady C Wendler D 2004 The standard of care debate the Declaration of Helsinki versus the international consensus opinion Journal of Medical Ethics 30 2 190 3 doi 10 1136 jme 2003 006031 PMC 1733825 PMID 15082816 a b Wolinsky Howard 2006 The battle of Helsinki Two troublesome paragraphs in the Declaration of Helsinki are causing a furore over medical research ethics EMBO Reports 7 7 670 2 doi 10 1038 sj embor 7400743 PMC 1500825 PMID 16819460 WMA Ethics Unit Invitation of Submissions Archived from the original on 2007 08 17 Retrieved 2007 08 18 Schmidt Harald Schulz Baldes Annette November 28 2007 The 2007 Draft Declaration of Helsinki Plus ca Change Bioethics Forum Hastings Center Draft revision Nov 2007 permanent dead link Second draft revision May 2008 Archived from the original on 2011 09 29 Retrieved 2008 06 12 Williams J 2008 The Declaration of Helsinki and public health Bulletin of the World Health Organization 86 8 650 651 doi 10 2471 BLT 08 050955 PMC 2649471 PMID 18797627 Archived from the original on August 14 2008 APPI endorses proposed updates to Declaration of Helsinki APPI 22 July 2008 PDF Archived from the original PDF on 4 July 2011 Retrieved 15 August 2008 Eckenwiler Lisa Feinholz Dafna Ells Carolyn Schonfeld Toby Spring 2008 The Declaration of Helsinki through a feminist lens International Journal of Feminist Approaches to Bioethics 1 1 161 177 doi 10 3138 ijfab 1 1 161 JSTOR 40339217 S2CID 34142927 Goodyear MD Eckenwiler LA Ells C 2008 Fresh thinking about the Declaration of Helsinki BMJ 337 a2128 doi 10 1136 bmj a2128 PMID 18930967 S2CID 45673279 World Medical Association 2013 World Medical Association Declaration of Helsinki Ethical Principles for Medical Research Involving Human Subjects JAMA 310 20 2191 2194 doi 10 1001 jama 2013 281053 hdl 10818 33790 PMID 24141714 Lurie P Greco DB 2005 US exceptionalism comes to research ethics Lancet 365 9465 1117 9 doi 10 1016 S0140 6736 05 71856 0 PMID 15794954 S2CID 32421380 DHHS FDA 21 CFR part 312 Human Subject Protection Foreign clinical studies not conducted under an investigational new drug application Final Rule April 28 2008 effective October 27 2008 Archived from the original on 2008 05 31 Retrieved 2008 05 13 Obasogie O Goozner on the FDA and the Declaration of Helsinki Biopolitical Times Center for Genetics and Society May 15th 2008 Archived from the original on 2009 02 21 Retrieved 2008 08 03 Anderson Matthew June 1 2008 FDA abandons Declaration of Helsinki for international clinical trials ALAMES Latin American Social Medicine Asociation Global bioethics blog May 2008 Shah S FDA Puts Medical Test Subjects in Danger The Nation May 19 2008 Trials on trial The Food and Drug Administration should rethink its rejection of the Declaration of Helsinki Nature 453 7194 427 8 May 2008 Bibcode 2008Natur 453R 427 doi 10 1038 453427b PMID 18497763 FDA scraps Helsinki Declaration on protecting human subjects Integrity in Science May 5 2008 Archived from the original on 2008 10 22 Retrieved 2008 08 15 Camporesi Silvia 2009 The FDA decision to shelve the Helsinki Declaration Ethical considerations ecancermedicalscience 3 doi 10 3332 eCMS 2008 LTR76 Kimmelman J Weijer C Meslin EM January 2009 Helsinki discords FDA ethics and international drug trials Lancet 373 9657 13 4 doi 10 1016 S0140 6736 08 61936 4 PMID 19121708 S2CID 45220288 Archived from the original on 2023 02 06 Retrieved 2023 02 17 Goodyear MD Lemmens T Sprumont D Tangwa G 2009 Does the FDA have the authority to trump the Declaration of Helsinki BMJ 338 b1559 doi 10 1136 bmj b1559 PMID 19383751 S2CID 38223712 DIRECTIVE 2001 20 EC OF THE EUROPEAN PARLIAMENT AND OF THE COUNCIL of 4 April 2001 PDF Research and innovation Rid Annette Schmidt Harald Spring 2010 The 2008 Declaration of Helsinki First among Equals in Research Ethics The Journal of Law Medicine amp Ethics 38 1 143 8 doi 10 1111 j 1748 720X 2010 00474 x PMID 20446992 S2CID 5266004 Richards T 1994 01 22 The World Medical Association can hope triumph over experience BMJ 308 6923 262 266 doi 10 1136 bmj 308 6923 262 ISSN 0959 8138 PMC 2539333 PMID 8111265 a b https www wma net what we do medical ethics declaration of helsinki Training editU S National Institutes of Health NIH Protecting Human Subject Research ParticipantsBibliography editArticles edit 1990 1999 edit Studdert DM Brennan TA November 1998 Clinical trials in developing countries scientific and ethical issues The Medical Journal of Australia 169 10 545 8 doi 10 5694 j 1326 5377 1998 tb123406 x PMID 9861913 S2CID 33885748 McNeill PM November 1998 Should research ethics change at the border The Medical Journal of Australia 169 10 509 10 doi 10 5694 j 1326 5377 1998 tb123394 x PMID 9861904 S2CID 36042251 Lurie P Wolfe SM July 1999 Proposed revisions to the Declaration of Helsinki Paving the way for globalization in research The Western Journal of Medicine 171 1 6 PMC 1305720 PMID 10483334 2000 2008 edit Prior to fifth revision Rothman KJ 2000 Declaration of Helsinki should be strengthened BMJ Clinical Research Ed 321 7258 442 5 doi 10 1136 bmj 321 7258 442 PMC 1127802 PMID 10938059 Following fifth revision Vastag B Helsinki Discord A Controversial Declaration JAMA 2000 Dec 20 284 2983 2985 password required References Singer P Benatar S Beyond Helsinki a vision for global health ethics BMJ 2001 March 31 322 747 748 Lilford RJ Djulbegovic B February 2001 Declaration of Helsinki should be strengthened Equipoise is essential principle of human experimentation BMJ 322 7281 299 300 doi 10 1136 bmj 322 7281 299 a PMC 1119536 PMID 11157551 Lewis JA Jonsson B Kreutz G Sampaio C Van Zwieten Boot B 2002 Placebo controlled trials and the Declaration of Helsinki Lancet 359 9314 1337 40 doi 10 1016 S0140 6736 02 08277 6 PMID 11965296 S2CID 8221201 Frankish H 2003 WMA postpones decision to amend Declaration of Helsinki Working group will consider controversy over sponsors duties to provide treatment at study end Lancet 362 9388 963 doi 10 1016 S0140 6736 03 14398 X PMID 14513842 S2CID 39256431 MacKlin Ruth 2003 Bioethics Vulnerability and Protection Bioethics 17 5 6 472 86 doi 10 1111 1467 8519 00362 PMID 14959716 Zion D 2003 Justice as equitable power relations beyond the standard of care debate and the Declaration of Helsinki The American Journal of Bioethics 3 2 34 35 doi 10 1162 152651603322874906 PMID 14635633 S2CID 46569918 Schuklenk U 2004 The standard of care debate against the myth of an international consensus opinion Journal of Medical Ethics 30 2 194 7 doi 10 1136 jme 2003 006981 PMC 1733846 PMID 15082817 Williams JR 2006 The Physician s Role in the Protection of Human Research Subjects Science and Engineering Ethics 12 1 5 12 doi 10 1007 pl00022264 PMID 16501643 S2CID 34926262 Carlson RV van Ginneken NH Pettigrew LM Davies A Boyd KM Webb DJ 2007 The three official language versions of the Declaration of Helsinki what s lost in translation J Med Ethics 33 9 545 548 doi 10 1136 jme 2006 018168 PMC 2598189 PMID 17761826 S Frewer A Schmidt U eds History and theory of human experimentation the Declaration of Helsinki and modern medical ethics Stuttgart Franz Steiner Verlag 2007 Goodyear M D E Krleza Jeric K Lemmens T 2007 The Declaration of Helsinki BMJ 335 7621 624 5 doi 10 1136 bmj 39339 610000 BE PMC 1995496 PMID 17901471 Following sixth revision WMA News Revising the Declaration of Helsinki World Medical Journal 2008 54 4 120 25 permanent dead link Normile D 2008 ETHICS Clinical Trials Guidelines at Odds With U S Policy Science 322 5901 516 doi 10 1126 science 322 5901 516 PMID 18948510 S2CID 206582738 WMA edit International response to Helsinki VI 2000 WMA 2001Other codes and regulations editNuremberg Code Declaration of Helsinki Belmont Report CIOMS Good clinical practice GCP International Conference on Harmonisation of Technical Requirements for Registration of Pharmaceuticals for Human Use Code of Federal RegulationsExternal links editNuremberg Code Declaration of Geneva 1948 Rickham PP 1964 Human Experimentation Code of Ethics of the World Medical Association Declaration of Helsinki British Medical Journal 2 5402 177 doi 10 1136 bmj 2 5402 177 PMC 1816102 PMID 14150898 Shephard DA 1976 The 1975 Declaration of Helsinki and consent Canadian Medical Association Journal 115 12 1191 2 PMC 1878977 PMID 1000449 Declaration of Helsinki 1983 Second revision Declaration of Helsinki 2000 Fifth revision with footnotes from 2002 2004 Declaration of Helsinki 2013 Seventh revision Current International ethical guidelines for biomedical research involving human subjects 2002 CIOMS WMA Medical Ethics Manual 2005 CIOMS UNESCO Universal declaration on bioethics and human rights 2005 CFR Title 45 Public Welfare CFR Title 45 Part 46 Protection of Human Subjects Tri Council Policy Statement Ethical conduct for research involving humans Canada Retrieved from https en wikipedia org w index php title Declaration of Helsinki amp oldid 1222242634, wikipedia, wiki, book, books, library,

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