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Constituent (linguistics)

In syntactic analysis, a constituent is a word or a group of words that function as a single unit within a hierarchical structure. The constituent structure of sentences is identified using tests for constituents.[1] These tests apply to a portion of a sentence, and the results provide evidence about the constituent structure of the sentence. Many constituents are phrases. A phrase is a sequence of one or more words (in some theories two or more) built around a head lexical item and working as a unit within a sentence. A word sequence is shown to be a phrase/constituent if it exhibits one or more of the behaviors discussed below. The analysis of constituent structure is associated mainly with phrase structure grammars, although dependency grammars also allow sentence structure to be broken down into constituent parts.

Tests for constituents in English edit

Tests for constituents are diagnostics used to identify sentence structure. There are numerous tests for constituents that are commonly used to identify the constituents of English sentences. 15 of the most commonly used tests are listed next: 1) coordination (conjunction), 2) pro-form substitution (replacement), 3) topicalization (fronting), 4) do-so-substitution, 5) one-substitution, 6) answer ellipsis (question test), 7) clefting, 8) VP-ellipsis, 9) pseudoclefting, 10) passivization, 11) omission (deletion), 12) intrusion, 13) wh-fronting, 14) general substitution, 15) right node raising (RNR).

The order in which these 15 tests are listed here corresponds to the frequency of use, coordination being the most frequently used of the 15 tests and RNR being the least frequently used. A general word of caution is warranted when employing these tests, since they often deliver contradictory results. The tests are merely rough-and-ready tools that grammarians employ to reveal clues about syntactic structure. Some syntacticians even arrange the tests on a scale of reliability, with less-reliable tests treated as useful to confirm constituency though not sufficient on their own. Failing to pass a single test does not mean that the test string is not a constituent, and conversely, passing a single test does not necessarily mean the test string is a constituent. It is best to apply as many tests as possible to a given string in order to prove or to rule out its status as a constituent.

The 15 tests are introduced, discussed, and illustrated below mainly relying on the same one sentence:[2]

Drunks could put off the customers.

By restricting the introduction and discussion of the tests for constituents below mainly to this one sentence, it becomes possible to compare the results of the tests. To aid the discussion and illustrations of the constituent structure of this sentence, the following two sentence diagrams are employed (D = determiner, N = noun, NP = noun phrase, Pa = particle, S = sentence, V = Verb, VP = verb phrase):

 

These diagrams show two potential analyses of the constituent structure of the sentence. A given node in a tree diagram is understood as marking a constituent, that is, a constituent is understood as corresponding to a given node and everything that that node exhaustively dominates. Hence the first tree, which shows the constituent structure according to dependency grammar, marks the following words and word combinations as constituents: Drunks, off, the, the customers, and put off the customers.[3] The second tree, which shows the constituent structure according to phrase structure grammar, marks the following words and word combinations as constituents: Drunks, could, put, off, the, customers, the customers, put off the customers, and could put off the customers. The analyses in these two tree diagrams provide orientation for the discussion of tests for constituents that now follows.

Coordination edit

The coordination test assumes that only constituents can be coordinated, i.e., joined by means of a coordinator such as and, or, or but:[4] The next examples demonstrate that coordination identifies individual words as constituents:

Drunks could put off the customers.
(a) [Drunks] and [bums] could put off the customers.
(b) Drunks [could] and [would] put off the customers.
(c) Drunks could [put off] and [drive away] the customers.
(d) Drunks could put off the [customers] and [neighbors].

The square brackets mark the conjuncts of the coordinate structures. Based on these data, one might assume that drunks, could, put off, and customers are constituents in the test sentence because these strings can be coordinated with bums, would, drive away, and neighbors, respectively. Coordination also identifies multi-word strings as constituents:

(e) Drunks could put off [the customers] and [the neighbors].
(f) Drunks could [put off the customers] and [drive away the neighbors].
(g) Drunks [could put off the customers] and [would drive away the neighbors].

These data suggest that the customers, put off the customers, and could put off the customers are constituents in the test sentence.

Examples such as (a-g) are not controversial insofar as many theories of sentence structure readily view the strings tested in sentences (a-g) as constituents. However, additional data are problematic, since they suggest that certain strings are also constituents even though most theories of syntax do not acknowledge them as such, e.g.

(h) Drunks [could put off] and [would really annoy] the customers.
(i) Drunks could [put off these] and [piss off those] customers.
(j) [Drunks could], and [they probably would], put off the customers.

These data suggest that could put off, put off these, and Drunks could are constituents in the test sentence. Most theories of syntax reject the notion that these strings are constituents, though. Data such as (h-j) are sometimes addressed in terms of the right node raising (RNR) mechanism.

The problem for the coordination test represented by examples (h-j) is compounded when one looks beyond the test sentence, for one quickly finds that coordination suggests that a wide range of strings are constituents that most theories of syntax do not acknowledge as such, e.g.

(k) Sam leaves [from home on Tuesday] and [from work on Wednesday].
(l) Sam leaves [from home on Tuesday on his bicycle] and [from work on Wednesday in his car].
(m) Sam leaves [from home on Tuesday], and [from work].

The strings from home on Tuesday and from home on Tuesday on his bicycle are not viewed as constituents in most theories of syntax, and concerning sentence (m), it is very difficult there to even discern how one should delimit the conjuncts of the coordinate structure. The coordinate structures in (k-l) are sometimes characterized in terms of non-constituent conjuncts (NCC), and the instance of coordination in sentence (m) is sometimes discussed in terms of stripping and/or gapping.

Due to the difficulties suggested with examples (h-m), many grammarians view coordination skeptically regarding its value as a test for constituents. The discussion of the other tests for constituents below reveals that this skepticism is warranted, since coordination identifies many more strings as constituents than the other tests for constituents.[5]

Proform substitution (replacement) edit

Proform substitution, or replacement, involves replacing the test string with the appropriate proform (e.g. pronoun, pro-verb, pro-adjective, etc.). Substitution normally involves using a definite proform like it, he, there, here, etc. in place of a phrase or a clause. If such a change yields a grammatical sentence where the general structure has not been altered, then the test string is likely a constituent:[6]

Drunks could put off the customers.
(a) They could put off the customers. (They = Drunks)
(b) Drunks could put them off. (them = the customers; note that shifting of them and off has occurred here.)
(c) Drunks could do it. (do it = put off the customers)

These examples suggest that Drunks, the customers, and put off the customers in the test sentence are constituents. An important aspect of the proform test is the fact that it fails to identify most subphrasal strings as constituents, e.g.

(d) *Drunks do so/it put off the customers (do so/it = could)
(e) *Drunks could do so/it off the customers (do so/it = put)
(f) *Drunks could put so/it the customers (so/it = off)
(g) *Drunks could put off the them. (them = customers)

These examples suggest that the individual words could, put, off, and customers should not be viewed as constituents. This suggestion is of course controversial, since most theories of syntax assume that individual words are constituents by default. The conclusion one can reach based on such examples, however, is that proform substitution using a definite proform identifies phrasal constituents only; it fails to identify sub-phrasal strings as constituents.

Topicalization (fronting) edit

Topicalization involves moving the test string to the front of the sentence. It is a simple movement operation.[7] Many instances of topicalization seem only marginally acceptable when taken out of context. Hence to suggest a context, an instance of topicalization can be preceded by ...and and a modal adverb can be added as well (e.g. certainly):

Drunks could put off the customers.
(a) ...and the customers, drunks certainly could put off.
(b) ...and put off the customers, drunks certainly could.

These examples suggest that the customers and put off the customers are constituents in the test sentence. Topicalization is like many of the other tests in that it identifies phrasal constituents only. When the test sequence is a sub-phrasal string, topicalization fails:

(c) *...and customers, drunks certainly could put off the.
(d) *...and could, drunks certainly put off the customers.
(e) *...and put, drunks certainly could off the customers.
(f) *...and off, drunks certainly could put the customers.
(g) *...and the, drunks certainly could put off customers.

These examples demonstrate that customers, could, put, off, and the fail the topicalization test. Since these strings are all sub-phrasal, one can conclude that topicalization is unable to identify sub-phrasal strings as constituents.

Do-so-substitution edit

Do-so-substitution is a test that substitutes a form of do so (does so, did so, done so, doing so) into the test sentence for the target string. This test is widely used to probe the structure of strings containing verbs (because do is a verb).[8] The test is limited in its applicability, though, precisely because it is only applicable to strings containing verbs:

Drunks could put off the customers.
(a) Drunks could do so. (do so = put off the customers)
(b) Drunks do so. (do so ≠ could put off the customers)

The 'a' example suggests that put off the customers is a constituent in the test sentence, whereas the b example fails to suggest that could put off the customers is a constituent, for do so cannot include the meaning of the modal verb could. To illustrate more completely how the do so test is employed, another test sentence is now used, one that contains two post-verbal adjunct phrases:

We met them in the pub because we had time.
(c) We did so in the pub because we had time. (did so = met them)
(d) We did so because we had time. (did so = met them in the pub)
(e) We did so. (did so = met them in the pub because we had time)

These data suggest that met them, met them in the pub, and met them in the pub because we had time are constituents in the test sentence. Taken together, such examples seem to motivate a structure for the test sentence that has a left-branching verb phrase, because only a left-branching verb phrase can view each of the indicated strings as a constituent. There is a problem with this sort of reasoning, however, as the next example illustrates:

(f) We did so in the pub. (did so = met them because we had time)

In this case, did so appears to stand in for the discontinuous word combination consisting of met them and because we had time. Such a discontinuous combination of words cannot be construed as a constituent. That such an interpretation of did so is indeed possible is seen in a fuller sentence such as You met them in the cafe because you had time, and we did so in the pub. In this case, the preferred reading of did so is that it indeed simultaneously stands in for both met them and because we had time.

One-substitution edit

The one-substitution test replaces the test string with the indefinite pronoun one or ones.[9] If the result is acceptable, then the test string is deemed a constituent. Since one is a type of pronoun, one-substitution is only of value when probing the structure of noun phrases. In this regard, the test sentence from above is expanded in order to better illustrate the manner in which one-substitution is generally employed:

Drunks could put off the loyal customers around here who we rely on.
(a) Drunks could put off the loyal ones around here who we rely on. (ones = customers)
(b) Drunks could put off the ones around here who we rely on. (ones = loyal customers)
(c) Drunks could put off the loyal ones who we rely on. (ones = customers around here)
(d) Drunks could put off the ones who we rely on. (ones = loyal customers around here)
(e) Drunks could put off the loyal ones. (ones = customers around here who we rely on)

These examples suggest that customers, loyal customers, customers around here, loyal customers around here, and customers around here who we rely on are constituents in the test sentence. Some have pointed to a problem associated with the one-substitution in this area, however. This problem is that it is impossible to produce a single constituent structure of the noun phrase the loyal customers around here who we rely on that could simultaneous view all of the indicated strings as constituents.[10] Another problem that has been pointed out concerning the one-substitution as a test for constituents is the fact that it at times suggests that non-string word combinations are constituents,[11] e.g.

(f) Drunks would put off the ones around here. (ones = loyal customers who we rely on)

The word combination consisting of both loyal customers and who we rely on is discontinuous in the test sentence, a fact that should motivate one to generally question the value of one-substitution as a test for constituents.

Answer fragments (answer ellipsis, question test, standalone test) edit

The answer fragment test involves forming a question that contains a single wh-word (e.g. who, what, where, etc.). If the test string can then appear alone as the answer to such a question, then it is likely a constituent in the test sentence:[12]

Drunks could put off the customers.
(a) Who could put off the customers? - Drunks.
(b) Who could drunks put off? - The customers.
(c) What would drunks do? - Put off the customers.

These examples suggest that Drunks, the customers, and put off the customers are constituents in the test sentence. The answer fragment test is like most of the other tests for constituents in that it does not identify sub-phrasal strings as constituents:

(d) What about putting off the customers? - *Could.
(e) What could drunks do about the customers? - *Put.
(f) *What could drunks do about putting the customers? - *Off.
(g) *Who could drunks put off the? - *Customers.

These answer fragments are all grammatically unacceptable, suggesting that could, put, off, and customers are not constituents. Note as well that the latter two questions themselves are ungrammatical. It is apparently often impossible to form the question in a way that could successfully elicit the indicated strings as answer fragments. The conclusion, then, is that the answer fragment test is like most of the other tests in that it fails to identify sub-phrasal strings as constituents.

Clefting edit

Clefting involves placing the test string X within the structure beginning with It is/was: It was X that....[13] The test string appears as the pivot of the cleft sentence:

Drunks could put off the customers.
(a) It is drunks that could put off the customers.
(b) It is the customers that drunks could put off.
(c) ??It is put off the customers that drunks could do.

These examples suggest that Drunks and the customers are constituents in the test sentence. Example c is of dubious acceptability, suggesting that put off the customers may not be constituent in the test string. Clefting is like most of the other tests for constituents in that it fails to identify most individual words as constituents:

(d) *It is could that drunks put off the customers.
(e) *It is put that drunks could off the customers.
(f) *It is off that drunks could put the customers.
(g) *It is the that drunks could put off customers.
(h) *It is customers that drunks could put off the.

The examples suggest that each of the individual words could, put, off, the, and customers are not constituents, contrary to what most theories of syntax assume. In this respect, clefting is like many of the other tests for constituents in that it only succeeds at identifying certain phrasal strings as constituents.

VP-ellipsis (verb phrase ellipsis) edit

The VP-ellipsis test checks to see which strings containing one or more predicative elements (usually verbs) can be elided from a sentence. Strings that can be elided are deemed constituents:[14] The symbol ∅ is used in the following examples to mark the position of ellipsis:

Beggars could immediately put off the customers when they arrive, and
(a) *drunks could immediately also ∅ the customers when they arrive. (∅ = put off)
(b) ?drunks could immediately also ∅ when they arrive. (∅ = put off the customers)
(c) drunks could also ∅ when they arrive. (∅ = immediately put off the customers)
(d) drunks could immediately also ∅. (∅ = put off the customers when they arrive)
(e) drunks could also ∅. (∅ = immediately put off the customers when they arrive)

These examples suggest that put off is not a constituent in the test sentence, but that immediately put off the customers, put off the customers when they arrive, and immediately put off the customers when they arrive are constituents. Concerning the string put off the customers in (b), marginal acceptability makes it difficult to draw a conclusion about put off the customers.

There are various difficulties associated with this test. The first of these is that it can identify too many constituents, such as in this case here where it is impossible to produce a single constituent structure that could simultaneously view each of the three acceptable examples (c-e) as having elided a constituent. Another problem is that the test can at times suggest that a discontinuous word combination is a constituent, e.g.:

(f) Frank will help tomorrow in the office, and Susan will ∅ today. (∅ = help...in the office)

In this case, it appears as though the elided material corresponds to the discontinuous word combination including help and in the office.

Pseudoclefting edit

Pseudoclefting is similar to clefting in that it puts emphasis on a certain phrase in a sentence. There are two variants of the pseudocleft test. One variant inserts the test string X in a sentence starting with a free relative clause: What.....is/are X; the other variant inserts X at the start of the sentence followed by the it/are and then the free relative clause: X is/are what/who... Only the latter of these two variants is illustrated here.[15]

Drunks would put off the customers.
(a) Drunks are who could put off the customers.
(b) The customers are who drunks could put off.
(c) Put off the customers is what drunks could do.

These examples suggest that Drunks, the customers, and put off the customers are constituents in the test sentence. Pseudoclefting fails to identify most individual words as constituents:

(d) *Could is what drunks put off the customers.
(e) *Put is what drunks could off the customers.
(f) *Off is what drunks could put the customers.
(g) *The is who drunks could put off customers.
(h) *Customers is who drunks could put off the.

The pseudoclefting test is hence like most of the other tests insofar as it identifies phrasal strings as constituents, but does not suggest that sub-phrasal strings are constituents.

Passivization edit

Passivization involves changing an active sentence to a passive sentence, or vice versa. The object of the active sentence is changed to the subject of the corresponding passive sentence:[16]

(a) Drunks could put off the customers.
(b) The customers could be put off by drunks.

The fact that sentence (b), the passive sentence, is acceptable, suggests that Drunks and the customers are constituents in sentence (a). The passivization test used in this manner is only capable of identifying subject and object words, phrases, and clauses as constituents. It does not help identify other phrasal or sub-phrasal strings as constituents. In this respect, the value of passivization as test for constituents is very limited.

Omission (deletion) edit

Omission checks whether the target string can be omitted without influencing the grammaticality of the sentence. In most cases, local and temporal adverbials, attributive modifiers, and optional complements can be safely omitted and thus qualify as constituents.[17]

Drunks could put off the customers.
(a) Drunks could put off customers. (the has been omitted.)

This sentence suggests that the definite article the is a constituent in the test sentence. Regarding the test sentence, however, the omission test is very limited in its ability to identify constituents, since the strings that one wants to check do not appear optionally. Therefore, the test sentence is adapted to better illustrate the omission test:

The obnoxious drunks could immediately put off the customers when they arrive.
(b) The drunks could immediately put off the customers when they arrive. (obnoxious has been successfully omitted.)
(c) The obnoxious drunks could put off the customers when they arrive. (immediately has been successfully omitted.)
(d) The obnoxious drunks could put off the customers. (when they arrive has been successfully omitted.)

The ability to omit obnoxious, immediately, and when they arrive suggests that these strings are constituents in the test sentence. Omission used in this manner is of limited applicability, since it is incapable of identifying any constituent that appears obligatorily. Hence there are many target strings that most accounts of sentence structure take to be constituents but that fail the omission test because these constituents appear obligatorily, such as subject phrases.

Intrusion edit

Intrusion probes sentence structure by having an adverb "intrude" into parts of the sentence. The idea is that the strings on either side of the adverb are constituents.[18]

Drunks could put off the customers.
(a) Drunks definitely could put off the customers.
(b) Drunks could definitely put off the customers.
(c) *Drunks could put definitely off the customers.
(d) *Drunks could put off definitely the customers.
(e) *Drunks could put off the definitely customers.

Example (a) suggests that Drunks and could put off the customers are constituents. Example (b) suggests that Drunks could and put off the customers are constituents. The combination of (a) and (b) suggest in addition that could is a constituent. Sentence (c) suggests that Drunks could put and off the customers are not constituents. Example (d) suggests that Drunks could put off and the customers are not constituents. And example (e) suggests that Drunks could put off the and customers are not constituents.

Those that employ the intrusion test usually use a modal adverb like definitely. This aspect of the test is problematic, though, since the results of the test can vary based upon the choice of adverb. For instance, manner adverbs distribute differently than modal adverbs and will hence suggest a distinct constituent structure from that suggested by modal adverbs.

Wh-fronting edit

Wh-fronting checks to see if the test string can be fronted as a wh-word.[19] This test is similar to the answer fragment test insofar it employs just the first half of that test, disregarding the potential answer to the question.

Drunks would put off the customers.
(a) Who would put off the customers? (Who ↔ Drunks)
(b) Who would drunks put off? (Who ↔ the customers)
(c) What would drunks do? (What...do ↔ put off the customers)

These examples suggest that Drunks, the customers, and put off the customers are constituents in the test sentence. Wh-fronting is like a number of the other tests in that it fails to identify many subphrasal strings as constituents:

(d) *Do what drunks put off the customers? (Do what ↔ would)
(e) *Do what drunks would off the customers? (Do what ↔ put)
(f) *What would drunks put the customers? (What ↔ off)
(g) *What would drunks put off customers? (What ↔ the)
(h) *Who would drunks put off the? (Who ↔ customers)

These examples demonstrate a lack of evidence for viewing the individual words would, put, off, the, and customers as constituents.

General substitution edit

The general substitution test replaces the test string with some other word or phrase.[20] It is similar to proform substitution, the only difference being that the replacement word or phrase is not a proform, e.g.

Drunks could put off the customers.
(a) Beggars could put off the customers. (Beggars ↔ Drunks)
(b) Drunks could put off our guests. (our guests ↔ the customers)
(c) Drunks would put off the customers. (would ↔ could)

These examples suggest that the strings Drunks, the customers, and could are constituents in the test sentence. There is a major problem with this test, for it is easily possible to find a replacement word for strings that the other tests suggest are clearly not constituents, e.g.

(d) Drunks piss off the customers. (piss ↔ could put)
(e) Beggars put off the customers. (Beggars ↔ Drunks could)
(f) Drunks like customers. (like ↔ could put off the)

These examples suggest that could put, Drunks could, and could put of the are constituents in the test sentence. This is contrary to what the other tests reveal and to what most theories of sentence structure assume. The value of general substitution as test for constituents is therefore suspect. It is like the coordination test in that it suggests that too many strings are constituents.

Right node raising (RNR) edit

Right node raising, abbreviated as RNR, is a test that isolates the test string on the right side of a coordinate structure.[21] The assumption is that only constituents can be shared by the conjuncts of a coordinate structure, e.g.

Drunks could put off the customers.
(a) [Drunks] and [beggars] could put off the customers.
(b) [Drunks could], and [they probably would], put off the customers.
(c) [Drunks could approach] and [they would then put off] the customers.

These examples suggest that could put off the customers, put off the customers, and the customers are constituents in the test sentence. There are two problems with the RNR diagnostic as a test for constituents. The first is that it is limited in its applicability, since it is only capable of identifying strings as constituents if they appear on the right side of the test sentence. The second is that it can suggest strings to be constituents that most of the other tests suggest are not constituents. To illustrate this point, a different example must be used:

Frank has given his bicycle to us to use if need be.
(d) [Frank has offered], and [Susan has already loaned], their bicycles to us to use if need be.
(e) [Frank has offered his bicycle] and [Susan has already loaned her bicycle] to us to use if need be.
(f) [Frank has offered his bicycle to us] and [Susan has already loaned her bicycle to us] to use if need be.

These examples suggest that their bicycles (his bicycle) to us to use if need be, to us to use if need be, and to use if need be are constituents in the test sentence. Most theories of syntax do not view these strings as constituents, and more importantly, most of the other tests suggest that they are not constituents. In short, these tests are not taken for granted because a constituent may pass one test and fail to pass many others. We need to consult our intuitive thinking when judging the constituency of any set of words.

Other languages edit

A word of caution is warranted concerning the tests for constituents as just discussed above. These tests are found in textbooks on linguistics and syntax that are written mainly with the syntax of English in mind, and the examples that are discussed are mainly from English. The tests may or may not be valid and useful when probing the constituent structure of other languages. Ideally, a battery of tests for constituents can and should be developed for each language, catered to the idiosyncrasies of the language at hand.

Competing theories edit

Constituent structure analyses of sentences are a central concern for theories of syntax. The one theory can produce an analysis of constituent structure that is quite unlike the next. This point is evident with the two tree diagrams above of the sentence Drunks could put off the customers, where the dependency grammar analysis of constituent structure looks very much unlike the phrase structure analysis. The crucial difference across the two analyses is that the phrase structure analysis views every individual word as a constituent by default, whereas the dependency grammar analysis sees only those individual words as constituents that do not dominate other words. Phrase structure grammars therefore acknowledge many more constituents than dependency grammars.

A second example further illustrates this point (D = determiner, N = noun, NP = noun phrase, Pa = particle, S = sentence, V = Verb, V' = verb-bar, VP = verb phrase):

 

The dependency grammar tree shows five words and word combinations as constituents: who, these, us, these diagrams, and show us. The phrase structure tree, in contrast, shows nine words and word combinations as constituents: what, do, these, diagrams, show, us, these diagrams, show us, and do these diagrams show us. The two diagrams thus disagree concerning the status of do, diagrams, show, and do these diagrams show us, the phrase structure diagram showing them as constituents and the dependency grammar diagram showing them as non-constituents. To determine which analysis is more plausible, one turns to the tests for constituents discussed above.[22]

Within phrase structure grammars, views about of constituent structure can also vary significantly. Many modern phrase structure grammars assume that syntactic branching is always binary, that is, each greater constituent is necessarily broken down into two lesser constituents. More dated phrase structures analyses are, however, more likely to allow n-ary branching, that is, each greater constituent can be broken down into one, two, or more lesser constituents. The next two trees illustrate the distinction (Aux = auxiliary verb, AuxP = auxiliary verb phrase, Aux' = Aux-bar, D = determiner, N = noun, NP = noun phrase, P = preposition, PP = prepositional phrase, Pa = particle, S = sentence, t = trace, V = Verb, V' = verb-bar, VP = verb phrase):

 

The details in the second diagram here not crucial to the point at hand. This point is that the all branching there is strictly binary, whereas in the first tree diagram ternary branching is present twice, for the AuxP and for the VP. Observe in this regard that strictly binary branching analyses increase the number of (overt) constituents to what is possible. The word combinations have sent many things to us and many things to us are shown as constituents in the second tree diagram but not in the first. Which of these two analyses is better is again at least in part a matter of what the tests for constituents can reveal.

See also edit

Notes edit

  1. ^ Osborne (2018) provides a detailed and comprehensive discussion of tests for constituents, having surveyed dozens of textbooks on the topic. Osborne's article is available here: Tests for constituents: What they really reveal about the nature of syntactic structure 2018-11-27 at the Wayback Machine. See also Osborne (2019: 2–6, 73–94).
  2. ^ This one sentence has been adapted slightly from Radford 1988:91. Radford uses this sentence to introduce and illustrate sentence structure and tests for constituents that identify this structure.
  3. ^ Two prominent sources on dependency grammar are Tesnière (1959) and Ágel, et al. (2003/2006).
  4. ^ For examples of coordination used as a test for constituent structure, see Baker 1978:269–76; Radford 1981:59–60; Atkinson et al. 1982:172–3; Radford 1988:75–8; Akmajian et al. 1990:152–3; Borsley 1991:25–30; Cowper 1992:34–7; Napoli 1993:159–61; Ouhalla 1994:17; Radford 1997:104–7; Burton–Roberts 1997:66–70; Haegeman and Guéron 1999:27; Fromkin 2000:160–2; Lasnik 2000:11; Lobeck 2000:61–3; Börjars and Burridge 2001:27–31; Huddleston and Pullum 2002:1348–9; van Valin 2001:113–4; Poole 2002:31–2; Adger 2003:125–6; Sag et al. 2003:30; Radford 2004:70–1; Kroeger 2005:91, 218–9; Tallerman 2005:144–6; Haegeman 2006:89–92; Payne 2006:162; Kim and Sells 2008:22; Carnie 2010:115–6, 125; Quirk et al. 2010:46–7; Sobin 2011:31–2; Carnie 2013:99–100; Sportiche et al. 2014:62–8; Müller 2016:10, 16–7
  5. ^ The problems with coordination as a test for constituent structure have been pointed out in numerous places in the literature. See for instance Baker 1989:425; McCawley 1998:63; Adger 2003:125; Payne 2006:162; Kim and Sells 2008:22; Carnie 2010:21; Carnie 2013:100; Sportiche et al. 2014:66; Müller 2016:16-7.
  6. ^ For examples of pro-form substitution used as a test for constituents, see Allerton 1979:113–4; Radford 1981:63–6; Atkinson et al 1982:173–4; Radford 1988:78–81, 98–9; Thomas 1993:10–12; Napoli 1993:168; Ouhalla 1994:19; Radford 1997:109; Haegeman and Guéron 1999:46; Fromkin 2000:155–8; Lasnik 2000:9–10; Lobeck 2000:53–7; Börjars and Burridge 2001:24–5; van Valin 2001: 111–2; Poole 2002:29–31; Adger 2003:63; Radford 2004:71; Tallerman 2005:140–2; Haegeman 2006:74–9; Moravcsik 2006:123; Kim and Sells 2008:21–2; Culicover 2009:81; Carnie 2010:19–20; Quirk et al. 2010:75–7; Miller 2011:54–5; Sobin 2011:32; Carnie 2013:98; Denham and Lobeck 2013:262–5; Sportiche et al. 2014:50; Müller 2016:8.
  7. ^ For examples of topicalization used as a test for constituents, see Allerton 1979:114; Atkinson et al. 1982:171–2; Radford 1988:95; Borsley 1991:24; Haegeman 1991:27; Napoli 1993:422; Ouhalla 1994:20; Burton–Roberts 1997:17–8; Haegeman and Guéron 1999:46; Fromkin 2000:151; Lasnik 2000:10; Lobeck 2000:47–9; Börjars and Burridge 2001:26; van Valin 2001:112; Poole 2002:32; Adger 2003:65; Sag et al. 2003:33; Radford 2004:72; Kroeger 2005:31; Downing and Locke 2006:10; Haegeman 2006:79; Payne 2006:160; Culicover 2009:84; Quirk et al. 2010:51; Miller 2011:55; Sobin 2011:31; Sportiche et al. 2014:68; Müller 2016:10.
  8. ^ For examples of the use of do-so-substitution as a test for constituents, see Baker 1978:261–8; Aarts and Aarts 1982:56, Atkinson et al. 1982:174; Borsley 1991:63; Haegeman 1991:79–82; Cowper 1992:31; Napoli 1993:423–5; Burton–Roberts 1997:104–7; Haegeman and Guéron 1999:74; Fromkin 2000:156–7; van Valin 2001:123, 127; Poole 2002:41–3; Tallerman 2005:130–1, 141; Haegeman 2006:75–6; Payne 2006:162; Culicover 2009:81; Carnie 2010:115–6; Quirk et al. 2010:76, 82; Miller 2011:54–5; Sobin 2011:33; Carnie 2013:169–70; Denham and Lobeck 2013:265; Sportiche et al. 2014:61.
  9. ^ For examples of one-substitution used as a test for constituents, see Baker 1978:327–40, 413–25; Radford 1981:92, 96–100; Aarts and Aarts 1982:57; Haegeman 1991: 26, 88–9; Cowper 1992:26; Napoli 1993:423–5; Burton–Roberts 1997:182–9; McCawley 1998:183; Haegeman and Guéron 1999:75–6; Fromkin 2000: 157–8; van Valin 2001:122, 126, 128, Poole 2002:37–9; Adger 2003:63; Radford 2004:37; Kroeger 2005:97–8; Tallerman 2005:150; Haegeman 2006:109; Carnie 2010:114–5; Quirk et al. 2010:75; Carnie 2013:166–7; Sportiche et al. 2014:52, 57, 60.
  10. ^ Concerning the inability of a single constituent structure to simultaneously acknowledge all of the strings that one-substitution suggests are constituents, see Cowper 1992:30, Napoli 1993: 425, Burton-Roberts 1997: 187, and Carnie 2013: 190–2.
  11. ^ The fact that one-substitution at times suggests that non-string word combinations are constituents is illustrated and discussed by Culicover and Jackendoff 2005:136–9 and Goldberg and Michaelis 2017:4–6.
  12. ^ For examples of answer fragments used as a test for constituents, see Brown and Miller 1980:25; Radford 1981:72, 92; Radford 1988:91; Burton–Roberts 1997:15–8; Radford 1997:107; Börjars and Burridge 2001:25; Kroeger 2005:31; Tallerman 2005:125; Downing and Locke 2006:10; Haegeman 2006:82; Moravcsik 2006:123; Herbst and Schüler 2008:6–7; Kim and Sells 2008:20; Carnie 2010:18; Sobin 2011:31; Carnie 2013:98.
  13. ^ For examples of clefting used as a test for constituents, see Brown and Miller 1980:25; Radford 1981:109–10; Aarts and Aarts 1982:97–8; Akmajian et al. 1990:150; Borsley 1991:23; Napoli 1993:148; McCawley 1998:64; Haegeman and Guéron 1999:49; Börjars and Burridge 2001:27; Adger 2003:67; Sag et al. 2003:33; Tallerman 2005:127; Downing and Locke 2006:10; Haegeman 2006:85; Kim and Sells 2008:19; Carnie 2013: 98; Sportiche et al. 2014:70.
  14. ^ For examples of VP-ellipsis used to test constituent structure, see Radford 1981:67, 1988:101; Napoli 1993:424; Ouhalla 1994:20; Radford 1997:110; McCawley 1998:67; Fromkin 2000:158; Adger 2003:65; Kroeger 2005:82; Tallerman 2005:141; Haegeman 2006:84–5; Payne 2006:163; Culicover 2009:80; Denham and Lobeck 2013:273–4; Sportiche et al. 2014:58–60.
  15. ^ For examples of pseudoclefting used as a test for constituents, see Brown and Miller 1980:25; Aarts and Aarts 1982:98; Borsley 1991:24; Napoli 1993:168; McCawley 1998:64; Haegeman and Guéron 1999:50; Kroeger 2005:82; Downing and Locke 2006:10; Haegeman 2006:88; Payne 2006:160; Culicover 2009:89; Miller 2011:56; Carnie 2013:99; Sportiche et al. 2014:71.
  16. ^ For examples of passivization used as a test for constituents, see Brown and Miller 1980:25; Borsley 1991:24; Thomas 1993:10; Lobeck 2000:49–50; Downing and Locke 2006:10; Carnie 2010:21; Sobin 2011:30; Carnie 2013:99; Denham and Lobeck 2013:277.
  17. ^ For examples of omission used as a test for constituents, see Allerton 1979: 113–9; Aarts and Aarts 1982: 60–1, 65–7; Burton–Roberts 1997: 14–5; Börjars and Burridge 2001: 33–4; Payne 2006: 163–5; Carnie 2010: 19; Hudson 2010: 147; Quirk et al. 2010: 41, 51, 61; Miller 2011: 54; Sobin 2011: 33).
  18. ^ For examples of intrusion used as a test for constituents, see Radford 1981:60–2; 1988:93; McCawley 1998:68–70; Fromkin 2000:147–51; Börjars and Burridge 2001:34; Huddleston and Pullum 2002:21; Moravcsik 2006:123; Payne 2006:162.
  19. ^ For examples of wh-fronting used as a test for constituents, see Radford 1981:108; Haegeman 1991:28; Haegeman and Guéron 1999:46–7; Lobeck 2000:57–9; Payne 2006:160; Culicover 2009:90–1; Denham and Lobeck 2013:279–81; Sportiche et al. 2014:58–60; Müller 2016:9.
  20. ^ For examples of the general substitution test, see Allerton 1979: 113; Brown and Miller 1980: 38; Aarts and Aarts 1982: 11; Radford 1988: 89–91; Moravcsik 2006: 123–4; Culicover 2009: 37; Quirk et al. 2010: 41; Müller 2016: 7–8.
  21. ^ For examples of RNR used as test for constituents, see Radford 1988: 77–8, 97; Radford 1997: 106; McCawley 1998: 60–1; Haegeman and Guéron 1999: 52, 77; Sportiche et al. 2014: 67–8.
  22. ^ For a comparison of these two competing views of constituent structure, see Osborne (2019:73-94).

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constituent, linguistics, syntactic, analysis, constituent, word, group, words, that, function, single, unit, within, hierarchical, structure, constituent, structure, sentences, identified, using, tests, constituents, these, tests, apply, portion, sentence, re. In syntactic analysis a constituent is a word or a group of words that function as a single unit within a hierarchical structure The constituent structure of sentences is identified using tests for constituents 1 These tests apply to a portion of a sentence and the results provide evidence about the constituent structure of the sentence Many constituents are phrases A phrase is a sequence of one or more words in some theories two or more built around a head lexical item and working as a unit within a sentence A word sequence is shown to be a phrase constituent if it exhibits one or more of the behaviors discussed below The analysis of constituent structure is associated mainly with phrase structure grammars although dependency grammars also allow sentence structure to be broken down into constituent parts Contents 1 Tests for constituents in English 1 1 Coordination 1 2 Proform substitution replacement 1 3 Topicalization fronting 1 4 Do so substitution 1 5 One substitution 1 6 Answer fragments answer ellipsis question test standalone test 1 7 Clefting 1 8 VP ellipsis verb phrase ellipsis 1 9 Pseudoclefting 1 10 Passivization 1 11 Omission deletion 1 12 Intrusion 1 13 Wh fronting 1 14 General substitution 1 15 Right node raising RNR 2 Other languages 3 Competing theories 4 See also 5 Notes 6 ReferencesTests for constituents in English editTests for constituents are diagnostics used to identify sentence structure There are numerous tests for constituents that are commonly used to identify the constituents of English sentences 15 of the most commonly used tests are listed next 1 coordination conjunction 2 pro form substitution replacement 3 topicalization fronting 4 do so substitution 5 one substitution 6 answer ellipsis question test 7 clefting 8 VP ellipsis 9 pseudoclefting 10 passivization 11 omission deletion 12 intrusion 13 wh fronting 14 general substitution 15 right node raising RNR The order in which these 15 tests are listed here corresponds to the frequency of use coordination being the most frequently used of the 15 tests and RNR being the least frequently used A general word of caution is warranted when employing these tests since they often deliver contradictory results The tests are merely rough and ready tools that grammarians employ to reveal clues about syntactic structure Some syntacticians even arrange the tests on a scale of reliability with less reliable tests treated as useful to confirm constituency though not sufficient on their own Failing to pass a single test does not mean that the test string is not a constituent and conversely passing a single test does not necessarily mean the test string is a constituent It is best to apply as many tests as possible to a given string in order to prove or to rule out its status as a constituent The 15 tests are introduced discussed and illustrated below mainly relying on the same one sentence 2 Drunks could put off the customers dd By restricting the introduction and discussion of the tests for constituents below mainly to this one sentence it becomes possible to compare the results of the tests To aid the discussion and illustrations of the constituent structure of this sentence the following two sentence diagrams are employed D determiner N noun NP noun phrase Pa particle S sentence V Verb VP verb phrase nbsp These diagrams show two potential analyses of the constituent structure of the sentence A given node in a tree diagram is understood as marking a constituent that is a constituent is understood as corresponding to a given node and everything that that node exhaustively dominates Hence the first tree which shows the constituent structure according to dependency grammar marks the following words and word combinations as constituents Drunks off the the customers and put off the customers 3 The second tree which shows the constituent structure according to phrase structure grammar marks the following words and word combinations as constituents Drunks could put off the customers the customers put off the customers and could put off the customers The analyses in these two tree diagrams provide orientation for the discussion of tests for constituents that now follows Coordination edit The coordination test assumes that only constituents can be coordinated i e joined by means of a coordinator such as and or or but 4 The next examples demonstrate that coordination identifies individual words as constituents Drunks could put off the customers a Drunks and bums could put off the customers b Drunks could and would put off the customers c Drunks could put off and drive away the customers d Drunks could put off the customers and neighbors dd The square brackets mark the conjuncts of the coordinate structures Based on these data one might assume that drunks could put off and customers are constituents in the test sentence because these strings can be coordinated with bums would drive away and neighbors respectively Coordination also identifies multi word strings as constituents e Drunks could put off the customers and the neighbors f Drunks could put off the customers and drive away the neighbors g Drunks could put off the customers and would drive away the neighbors dd These data suggest that the customers put off the customers and could put off the customers are constituents in the test sentence Examples such as a g are not controversial insofar as many theories of sentence structure readily view the strings tested in sentences a g as constituents However additional data are problematic since they suggest that certain strings are also constituents even though most theories of syntax do not acknowledge them as such e g h Drunks could put off and would really annoy the customers i Drunks could put off these and piss off those customers j Drunks could and they probably would put off the customers dd These data suggest that could put off put off these and Drunks could are constituents in the test sentence Most theories of syntax reject the notion that these strings are constituents though Data such as h j are sometimes addressed in terms of the right node raising RNR mechanism The problem for the coordination test represented by examples h j is compounded when one looks beyond the test sentence for one quickly finds that coordination suggests that a wide range of strings are constituents that most theories of syntax do not acknowledge as such e g k Sam leaves from home on Tuesday and from work on Wednesday l Sam leaves from home on Tuesday on his bicycle and from work on Wednesday in his car m Sam leaves from home on Tuesday and from work dd The strings from home on Tuesday and from home on Tuesday on his bicycle are not viewed as constituents in most theories of syntax and concerning sentence m it is very difficult there to even discern how one should delimit the conjuncts of the coordinate structure The coordinate structures in k l are sometimes characterized in terms of non constituent conjuncts NCC and the instance of coordination in sentence m is sometimes discussed in terms of stripping and or gapping Due to the difficulties suggested with examples h m many grammarians view coordination skeptically regarding its value as a test for constituents The discussion of the other tests for constituents below reveals that this skepticism is warranted since coordination identifies many more strings as constituents than the other tests for constituents 5 Proform substitution replacement edit Proform substitution or replacement involves replacing the test string with the appropriate proform e g pronoun pro verb pro adjective etc Substitution normally involves using a definite proform like it he there here etc in place of a phrase or a clause If such a change yields a grammatical sentence where the general structure has not been altered then the test string is likely a constituent 6 Drunks could put off the customers a They could put off the customers They Drunks b Drunks could put them off them the customers note that shifting of them and off has occurred here c Drunks could do it do it put off the customers dd These examples suggest that Drunks the customers and put off the customers in the test sentence are constituents An important aspect of the proform test is the fact that it fails to identify most subphrasal strings as constituents e g d Drunks do so it put off the customers do so it could e Drunks could do so it off the customers do so it put f Drunks could put so it the customers so it off g Drunks could put off the them them customers dd These examples suggest that the individual words could put off and customers should not be viewed as constituents This suggestion is of course controversial since most theories of syntax assume that individual words are constituents by default The conclusion one can reach based on such examples however is that proform substitution using a definite proform identifies phrasal constituents only it fails to identify sub phrasal strings as constituents Topicalization fronting edit Topicalization involves moving the test string to the front of the sentence It is a simple movement operation 7 Many instances of topicalization seem only marginally acceptable when taken out of context Hence to suggest a context an instance of topicalization can be preceded by and and a modal adverb can be added as well e g certainly Drunks could put off the customers a and the customers drunks certainly could put off b and put off the customers drunks certainly could dd These examples suggest that the customers and put off the customers are constituents in the test sentence Topicalization is like many of the other tests in that it identifies phrasal constituents only When the test sequence is a sub phrasal string topicalization fails c and customers drunks certainly could put off the d and could drunks certainly put off the customers e and put drunks certainly could off the customers f and off drunks certainly could put the customers g and the drunks certainly could put off customers dd These examples demonstrate that customers could put off and the fail the topicalization test Since these strings are all sub phrasal one can conclude that topicalization is unable to identify sub phrasal strings as constituents Do so substitution edit Do so substitution is a test that substitutes a form of do so does so did so done so doing so into the test sentence for the target string This test is widely used to probe the structure of strings containing verbs because do is a verb 8 The test is limited in its applicability though precisely because it is only applicable to strings containing verbs Drunks could put off the customers a Drunks could do so do so put off the customers b Drunks do so do so could put off the customers dd The a example suggests that put off the customers is a constituent in the test sentence whereas the b example fails to suggest that could put off the customers is a constituent for do so cannot include the meaning of the modal verb could To illustrate more completely how the do so test is employed another test sentence is now used one that contains two post verbal adjunct phrases We met them in the pub because we had time c We did so in the pub because we had time did so met them d We did so because we had time did so met them in the pub e We did so did so met them in the pub because we had time dd These data suggest that met them met them in the pub and met them in the pub because we had time are constituents in the test sentence Taken together such examples seem to motivate a structure for the test sentence that has a left branching verb phrase because only a left branching verb phrase can view each of the indicated strings as a constituent There is a problem with this sort of reasoning however as the next example illustrates f We did so in the pub did so met them because we had time dd In this case did so appears to stand in for the discontinuous word combination consisting of met them and because we had time Such a discontinuous combination of words cannot be construed as a constituent That such an interpretation of did so is indeed possible is seen in a fuller sentence such as You met them in the cafe because you had time and we did so in the pub In this case the preferred reading of did so is that it indeed simultaneously stands in for both met them and because we had time One substitution edit The one substitution test replaces the test string with the indefinite pronoun one or ones 9 If the result is acceptable then the test string is deemed a constituent Since one is a type of pronoun one substitution is only of value when probing the structure of noun phrases In this regard the test sentence from above is expanded in order to better illustrate the manner in which one substitution is generally employed Drunks could put off the loyal customers around here who we rely on a Drunks could put off the loyal ones around here who we rely on ones customers b Drunks could put off the ones around here who we rely on ones loyal customers c Drunks could put off the loyal ones who we rely on ones customers around here d Drunks could put off the ones who we rely on ones loyal customers around here e Drunks could put off the loyal ones ones customers around here who we rely on dd These examples suggest that customers loyal customers customers around here loyal customers around here and customers around here who we rely on are constituents in the test sentence Some have pointed to a problem associated with the one substitution in this area however This problem is that it is impossible to produce a single constituent structure of the noun phrase the loyal customers around here who we rely on that could simultaneous view all of the indicated strings as constituents 10 Another problem that has been pointed out concerning the one substitution as a test for constituents is the fact that it at times suggests that non string word combinations are constituents 11 e g f Drunks would put off the ones around here ones loyal customers who we rely on dd The word combination consisting of both loyal customers and who we rely on is discontinuous in the test sentence a fact that should motivate one to generally question the value of one substitution as a test for constituents Answer fragments answer ellipsis question test standalone test edit The answer fragment test involves forming a question that contains a single wh word e g who what where etc If the test string can then appear alone as the answer to such a question then it is likely a constituent in the test sentence 12 Drunks could put off the customers a Who could put off the customers Drunks b Who could drunks put off The customers c What would drunks do Put off the customers dd These examples suggest that Drunks the customers and put off the customers are constituents in the test sentence The answer fragment test is like most of the other tests for constituents in that it does not identify sub phrasal strings as constituents d What about putting off the customers Could e What could drunks do about the customers Put f What could drunks do about putting the customers Off g Who could drunks put off the Customers dd These answer fragments are all grammatically unacceptable suggesting that could put off and customers are not constituents Note as well that the latter two questions themselves are ungrammatical It is apparently often impossible to form the question in a way that could successfully elicit the indicated strings as answer fragments The conclusion then is that the answer fragment test is like most of the other tests in that it fails to identify sub phrasal strings as constituents Clefting edit Clefting involves placing the test string X within the structure beginning with It is was It was X that 13 The test string appears as the pivot of the cleft sentence Drunks could put off the customers a It is drunks that could put off the customers b It is the customers that drunks could put off c It is put off the customers that drunks could do dd These examples suggest that Drunks and the customers are constituents in the test sentence Example c is of dubious acceptability suggesting that put off the customers may not be constituent in the test string Clefting is like most of the other tests for constituents in that it fails to identify most individual words as constituents d It is could that drunks put off the customers e It is put that drunks could off the customers f It is off that drunks could put the customers g It is the that drunks could put off customers h It is customers that drunks could put off the dd The examples suggest that each of the individual words could put off the and customers are not constituents contrary to what most theories of syntax assume In this respect clefting is like many of the other tests for constituents in that it only succeeds at identifying certain phrasal strings as constituents VP ellipsis verb phrase ellipsis edit The VP ellipsis test checks to see which strings containing one or more predicative elements usually verbs can be elided from a sentence Strings that can be elided are deemed constituents 14 The symbol is used in the following examples to mark the position of ellipsis Beggars could immediately put off the customers when they arrive and a drunks could immediately also the customers when they arrive put off b drunks could immediately also when they arrive put off the customers c drunks could also when they arrive immediately put off the customers d drunks could immediately also put off the customers when they arrive e drunks could also immediately put off the customers when they arrive dd These examples suggest that put off is not a constituent in the test sentence but that immediately put off the customers put off the customers when they arrive and immediately put off the customers when they arrive are constituents Concerning the string put off the customers in b marginal acceptability makes it difficult to draw a conclusion about put off the customers There are various difficulties associated with this test The first of these is that it can identify too many constituents such as in this case here where it is impossible to produce a single constituent structure that could simultaneously view each of the three acceptable examples c e as having elided a constituent Another problem is that the test can at times suggest that a discontinuous word combination is a constituent e g f Frank will help tomorrow in the office and Susan will today help in the office dd In this case it appears as though the elided material corresponds to the discontinuous word combination including help and in the office Pseudoclefting edit Pseudoclefting is similar to clefting in that it puts emphasis on a certain phrase in a sentence There are two variants of the pseudocleft test One variant inserts the test string X in a sentence starting with a free relative clause What is are X the other variant inserts X at the start of the sentence followed by the it are and then the free relative clause X is are what who Only the latter of these two variants is illustrated here 15 Drunks would put off the customers a Drunks are who could put off the customers b The customers are who drunks could put off c Put off the customers is what drunks could do dd These examples suggest that Drunks the customers and put off the customers are constituents in the test sentence Pseudoclefting fails to identify most individual words as constituents d Could is what drunks put off the customers e Put is what drunks could off the customers f Off is what drunks could put the customers g The is who drunks could put off customers h Customers is who drunks could put off the dd The pseudoclefting test is hence like most of the other tests insofar as it identifies phrasal strings as constituents but does not suggest that sub phrasal strings are constituents Passivization edit Passivization involves changing an active sentence to a passive sentence or vice versa The object of the active sentence is changed to the subject of the corresponding passive sentence 16 a Drunks could put off the customers b The customers could be put off by drunks dd The fact that sentence b the passive sentence is acceptable suggests that Drunks and the customers are constituents in sentence a The passivization test used in this manner is only capable of identifying subject and object words phrases and clauses as constituents It does not help identify other phrasal or sub phrasal strings as constituents In this respect the value of passivization as test for constituents is very limited Omission deletion edit Omission checks whether the target string can be omitted without influencing the grammaticality of the sentence In most cases local and temporal adverbials attributive modifiers and optional complements can be safely omitted and thus qualify as constituents 17 Drunks could put off the customers a Drunks could put off customers the has been omitted dd This sentence suggests that the definite article the is a constituent in the test sentence Regarding the test sentence however the omission test is very limited in its ability to identify constituents since the strings that one wants to check do not appear optionally Therefore the test sentence is adapted to better illustrate the omission test The obnoxious drunks could immediately put off the customers when they arrive b The drunks could immediately put off the customers when they arrive obnoxious has been successfully omitted c The obnoxious drunks could put off the customers when they arrive immediately has been successfully omitted d The obnoxious drunks could put off the customers when they arrive has been successfully omitted dd The ability to omit obnoxious immediately and when they arrive suggests that these strings are constituents in the test sentence Omission used in this manner is of limited applicability since it is incapable of identifying any constituent that appears obligatorily Hence there are many target strings that most accounts of sentence structure take to be constituents but that fail the omission test because these constituents appear obligatorily such as subject phrases Intrusion edit Intrusion probes sentence structure by having an adverb intrude into parts of the sentence The idea is that the strings on either side of the adverb are constituents 18 Drunks could put off the customers a Drunks definitely could put off the customers b Drunks could definitely put off the customers c Drunks could put definitely off the customers d Drunks could put off definitely the customers e Drunks could put off the definitely customers dd Example a suggests that Drunks and could put off the customers are constituents Example b suggests that Drunks could and put off the customers are constituents The combination of a and b suggest in addition that could is a constituent Sentence c suggests that Drunks could put and off the customers are not constituents Example d suggests that Drunks could put off and the customers are not constituents And example e suggests that Drunks could put off the and customers are not constituents Those that employ the intrusion test usually use a modal adverb like definitely This aspect of the test is problematic though since the results of the test can vary based upon the choice of adverb For instance manner adverbs distribute differently than modal adverbs and will hence suggest a distinct constituent structure from that suggested by modal adverbs Wh fronting edit Wh fronting checks to see if the test string can be fronted as a wh word 19 This test is similar to the answer fragment test insofar it employs just the first half of that test disregarding the potential answer to the question Drunks would put off the customers a Who would put off the customers Who Drunks b Who would drunks put off Who the customers c What would drunks do What do put off the customers dd These examples suggest that Drunks the customers and put off the customers are constituents in the test sentence Wh fronting is like a number of the other tests in that it fails to identify many subphrasal strings as constituents d Do what drunks put off the customers Do what would e Do what drunks would off the customers Do what put f What would drunks put the customers What off g What would drunks put off customers What the h Who would drunks put off the Who customers dd These examples demonstrate a lack of evidence for viewing the individual words would put off the and customers as constituents General substitution edit The general substitution test replaces the test string with some other word or phrase 20 It is similar to proform substitution the only difference being that the replacement word or phrase is not a proform e g Drunks could put off the customers a Beggars could put off the customers Beggars Drunks b Drunks could put off our guests our guests the customers c Drunks would put off the customers would could dd These examples suggest that the strings Drunks the customers and could are constituents in the test sentence There is a major problem with this test for it is easily possible to find a replacement word for strings that the other tests suggest are clearly not constituents e g d Drunks piss off the customers piss could put e Beggars put off the customers Beggars Drunks could f Drunks like customers like could put off the dd These examples suggest that could put Drunks could and could put of the are constituents in the test sentence This is contrary to what the other tests reveal and to what most theories of sentence structure assume The value of general substitution as test for constituents is therefore suspect It is like the coordination test in that it suggests that too many strings are constituents Right node raising RNR edit Right node raising abbreviated as RNR is a test that isolates the test string on the right side of a coordinate structure 21 The assumption is that only constituents can be shared by the conjuncts of a coordinate structure e g Drunks could put off the customers a Drunks and beggars could put off the customers b Drunks could and they probably would put off the customers c Drunks could approach and they would then put off the customers dd These examples suggest that could put off the customers put off the customers and the customers are constituents in the test sentence There are two problems with the RNR diagnostic as a test for constituents The first is that it is limited in its applicability since it is only capable of identifying strings as constituents if they appear on the right side of the test sentence The second is that it can suggest strings to be constituents that most of the other tests suggest are not constituents To illustrate this point a different example must be used Frank has given his bicycle to us to use if need be d Frank has offered and Susan has already loaned their bicycles to us to use if need be e Frank has offered his bicycle and Susan has already loaned her bicycle to us to use if need be f Frank has offered his bicycle to us and Susan has already loaned her bicycle to us to use if need be dd These examples suggest that their bicycles his bicycle to us to use if need be to us to use if need be and to use if need be are constituents in the test sentence Most theories of syntax do not view these strings as constituents and more importantly most of the other tests suggest that they are not constituents In short these tests are not taken for granted because a constituent may pass one test and fail to pass many others We need to consult our intuitive thinking when judging the constituency of any set of words Other languages editA word of caution is warranted concerning the tests for constituents as just discussed above These tests are found in textbooks on linguistics and syntax that are written mainly with the syntax of English in mind and the examples that are discussed are mainly from English The tests may or may not be valid and useful when probing the constituent structure of other languages Ideally a battery of tests for constituents can and should be developed for each language catered to the idiosyncrasies of the language at hand Competing theories editConstituent structure analyses of sentences are a central concern for theories of syntax The one theory can produce an analysis of constituent structure that is quite unlike the next This point is evident with the two tree diagrams above of the sentence Drunks could put off the customers where the dependency grammar analysis of constituent structure looks very much unlike the phrase structure analysis The crucial difference across the two analyses is that the phrase structure analysis views every individual word as a constituent by default whereas the dependency grammar analysis sees only those individual words as constituents that do not dominate other words Phrase structure grammars therefore acknowledge many more constituents than dependency grammars A second example further illustrates this point D determiner N noun NP noun phrase Pa particle S sentence V Verb V verb bar VP verb phrase nbsp The dependency grammar tree shows five words and word combinations as constituents who these us these diagrams and show us The phrase structure tree in contrast shows nine words and word combinations as constituents what do these diagrams show us these diagrams show us and do these diagrams show us The two diagrams thus disagree concerning the status of do diagrams show and do these diagrams show us the phrase structure diagram showing them as constituents and the dependency grammar diagram showing them as non constituents To determine which analysis is more plausible one turns to the tests for constituents discussed above 22 Within phrase structure grammars views about of constituent structure can also vary significantly Many modern phrase structure grammars assume that syntactic branching is always binary that is each greater constituent is necessarily broken down into two lesser constituents More dated phrase structures analyses are however more likely to allow n ary branching that is each greater constituent can be broken down into one two or more lesser constituents The next two trees illustrate the distinction Aux auxiliary verb AuxP auxiliary verb phrase Aux Aux bar D determiner N noun NP noun phrase P preposition PP prepositional phrase Pa particle S sentence t trace V Verb V verb bar VP verb phrase nbsp The details in the second diagram here not crucial to the point at hand This point is that the all branching there is strictly binary whereas in the first tree diagram ternary branching is present twice for the AuxP and for the VP Observe in this regard that strictly binary branching analyses increase the number of overt constituents to what is possible The word combinations have sent many things to us and many things to us are shown as constituents in the second tree diagram but not in the first Which of these two analyses is better is again at least in part a matter of what the tests for constituents can reveal See also editCatena linguistics Echo complement Finite verb Non finite verbNotes edit Osborne 2018 provides a detailed and comprehensive discussion of tests for constituents having surveyed dozens of textbooks on the topic Osborne s article is available here Tests for constituents What they really reveal about the nature of syntactic structure Archived 2018 11 27 at the Wayback Machine See also Osborne 2019 2 6 73 94 This one sentence has been adapted slightly from Radford 1988 91 Radford uses this sentence to introduce and illustrate sentence structure and tests for constituents that identify this structure Two prominent sources on dependency grammar are Tesniere 1959 and Agel et al 2003 2006 For examples of coordination used as a test for constituent structure see Baker 1978 269 76 Radford 1981 59 60 Atkinson et al 1982 172 3 Radford 1988 75 8 Akmajian et al 1990 152 3 Borsley 1991 25 30 Cowper 1992 34 7 Napoli 1993 159 61 Ouhalla 1994 17 Radford 1997 104 7 Burton Roberts 1997 66 70 Haegeman and Gueron 1999 27 Fromkin 2000 160 2 Lasnik 2000 11 Lobeck 2000 61 3 Borjars and Burridge 2001 27 31 Huddleston and Pullum 2002 1348 9 van Valin 2001 113 4 Poole 2002 31 2 Adger 2003 125 6 Sag et al 2003 30 Radford 2004 70 1 Kroeger 2005 91 218 9 Tallerman 2005 144 6 Haegeman 2006 89 92 Payne 2006 162 Kim and Sells 2008 22 Carnie 2010 115 6 125 Quirk et al 2010 46 7 Sobin 2011 31 2 Carnie 2013 99 100 Sportiche et al 2014 62 8 Muller 2016 10 16 7 The problems with coordination as a test for constituent structure have been pointed out in numerous places in the literature See for instance Baker 1989 425 McCawley 1998 63 Adger 2003 125 Payne 2006 162 Kim and Sells 2008 22 Carnie 2010 21 Carnie 2013 100 Sportiche et al 2014 66 Muller 2016 16 7 For examples of pro form substitution used as a test for constituents see Allerton 1979 113 4 Radford 1981 63 6 Atkinson et al 1982 173 4 Radford 1988 78 81 98 9 Thomas 1993 10 12 Napoli 1993 168 Ouhalla 1994 19 Radford 1997 109 Haegeman and Gueron 1999 46 Fromkin 2000 155 8 Lasnik 2000 9 10 Lobeck 2000 53 7 Borjars and Burridge 2001 24 5 van Valin 2001 111 2 Poole 2002 29 31 Adger 2003 63 Radford 2004 71 Tallerman 2005 140 2 Haegeman 2006 74 9 Moravcsik 2006 123 Kim and Sells 2008 21 2 Culicover 2009 81 Carnie 2010 19 20 Quirk et al 2010 75 7 Miller 2011 54 5 Sobin 2011 32 Carnie 2013 98 Denham and Lobeck 2013 262 5 Sportiche et al 2014 50 Muller 2016 8 For examples of topicalization used as a test for constituents see Allerton 1979 114 Atkinson et al 1982 171 2 Radford 1988 95 Borsley 1991 24 Haegeman 1991 27 Napoli 1993 422 Ouhalla 1994 20 Burton Roberts 1997 17 8 Haegeman and Gueron 1999 46 Fromkin 2000 151 Lasnik 2000 10 Lobeck 2000 47 9 Borjars and Burridge 2001 26 van Valin 2001 112 Poole 2002 32 Adger 2003 65 Sag et al 2003 33 Radford 2004 72 Kroeger 2005 31 Downing and Locke 2006 10 Haegeman 2006 79 Payne 2006 160 Culicover 2009 84 Quirk et al 2010 51 Miller 2011 55 Sobin 2011 31 Sportiche et al 2014 68 Muller 2016 10 For examples of the use of do so substitution as a test for constituents see Baker 1978 261 8 Aarts and Aarts 1982 56 Atkinson et al 1982 174 Borsley 1991 63 Haegeman 1991 79 82 Cowper 1992 31 Napoli 1993 423 5 Burton Roberts 1997 104 7 Haegeman and Gueron 1999 74 Fromkin 2000 156 7 van Valin 2001 123 127 Poole 2002 41 3 Tallerman 2005 130 1 141 Haegeman 2006 75 6 Payne 2006 162 Culicover 2009 81 Carnie 2010 115 6 Quirk et al 2010 76 82 Miller 2011 54 5 Sobin 2011 33 Carnie 2013 169 70 Denham and Lobeck 2013 265 Sportiche et al 2014 61 For examples of one substitution used as a test for constituents see Baker 1978 327 40 413 25 Radford 1981 92 96 100 Aarts and Aarts 1982 57 Haegeman 1991 26 88 9 Cowper 1992 26 Napoli 1993 423 5 Burton Roberts 1997 182 9 McCawley 1998 183 Haegeman and Gueron 1999 75 6 Fromkin 2000 157 8 van Valin 2001 122 126 128 Poole 2002 37 9 Adger 2003 63 Radford 2004 37 Kroeger 2005 97 8 Tallerman 2005 150 Haegeman 2006 109 Carnie 2010 114 5 Quirk et al 2010 75 Carnie 2013 166 7 Sportiche et al 2014 52 57 60 Concerning the inability of a single constituent structure to simultaneously acknowledge all of the strings that one substitution suggests are constituents see Cowper 1992 30 Napoli 1993 425 Burton Roberts 1997 187 and Carnie 2013 190 2 The fact that one substitution at times suggests that non string word combinations are constituents is illustrated and discussed by Culicover and Jackendoff 2005 136 9 and Goldberg and Michaelis 2017 4 6 For examples of answer fragments used as a test for constituents see Brown and Miller 1980 25 Radford 1981 72 92 Radford 1988 91 Burton Roberts 1997 15 8 Radford 1997 107 Borjars and Burridge 2001 25 Kroeger 2005 31 Tallerman 2005 125 Downing and Locke 2006 10 Haegeman 2006 82 Moravcsik 2006 123 Herbst and Schuler 2008 6 7 Kim and Sells 2008 20 Carnie 2010 18 Sobin 2011 31 Carnie 2013 98 For examples of clefting used as a test for constituents see Brown and Miller 1980 25 Radford 1981 109 10 Aarts and Aarts 1982 97 8 Akmajian et al 1990 150 Borsley 1991 23 Napoli 1993 148 McCawley 1998 64 Haegeman and Gueron 1999 49 Borjars and Burridge 2001 27 Adger 2003 67 Sag et al 2003 33 Tallerman 2005 127 Downing and Locke 2006 10 Haegeman 2006 85 Kim and Sells 2008 19 Carnie 2013 98 Sportiche et al 2014 70 For examples of VP ellipsis used to test constituent structure see Radford 1981 67 1988 101 Napoli 1993 424 Ouhalla 1994 20 Radford 1997 110 McCawley 1998 67 Fromkin 2000 158 Adger 2003 65 Kroeger 2005 82 Tallerman 2005 141 Haegeman 2006 84 5 Payne 2006 163 Culicover 2009 80 Denham and Lobeck 2013 273 4 Sportiche et al 2014 58 60 For examples of pseudoclefting used as a test for constituents see Brown and Miller 1980 25 Aarts and Aarts 1982 98 Borsley 1991 24 Napoli 1993 168 McCawley 1998 64 Haegeman and Gueron 1999 50 Kroeger 2005 82 Downing and Locke 2006 10 Haegeman 2006 88 Payne 2006 160 Culicover 2009 89 Miller 2011 56 Carnie 2013 99 Sportiche et al 2014 71 For examples of passivization used as a test for constituents see Brown and Miller 1980 25 Borsley 1991 24 Thomas 1993 10 Lobeck 2000 49 50 Downing and Locke 2006 10 Carnie 2010 21 Sobin 2011 30 Carnie 2013 99 Denham and Lobeck 2013 277 For examples of omission used as a test for constituents see Allerton 1979 113 9 Aarts and Aarts 1982 60 1 65 7 Burton Roberts 1997 14 5 Borjars and Burridge 2001 33 4 Payne 2006 163 5 Carnie 2010 19 Hudson 2010 147 Quirk et al 2010 41 51 61 Miller 2011 54 Sobin 2011 33 For examples of intrusion used as a test for constituents see Radford 1981 60 2 1988 93 McCawley 1998 68 70 Fromkin 2000 147 51 Borjars and Burridge 2001 34 Huddleston and Pullum 2002 21 Moravcsik 2006 123 Payne 2006 162 For examples of wh fronting used as a test for constituents see Radford 1981 108 Haegeman 1991 28 Haegeman and Gueron 1999 46 7 Lobeck 2000 57 9 Payne 2006 160 Culicover 2009 90 1 Denham and Lobeck 2013 279 81 Sportiche et al 2014 58 60 Muller 2016 9 For examples of the general substitution test see Allerton 1979 113 Brown and Miller 1980 38 Aarts and Aarts 1982 11 Radford 1988 89 91 Moravcsik 2006 123 4 Culicover 2009 37 Quirk et al 2010 41 Muller 2016 7 8 For examples of RNR used as test for constituents see Radford 1988 77 8 97 Radford 1997 106 McCawley 1998 60 1 Haegeman and Gueron 1999 52 77 Sportiche et al 2014 67 8 For a comparison of these two competing views of constituent structure see Osborne 2019 73 94 References editAdger D 2003 Core syntax A minimalist approach Oxford UK Oxford University Press Agel V L Eichinger H W Eroms P Hellwig H Heringer and H Lobin eds 2003 6 Dependency and valency An international handbook of contemporary research Berlin Walter de Gruyter Akmajian A R Demers A Farmer and R Harnish 2001 Linguistics An introduction to language and communication 5th edn 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introduction 2nd edition Stanford CSLI Publications Santorini B and A Kroch 2000 The syntax of natural language An online introduction using the trees program Available at accessed on March 14 2011 http www ling upenn edu beatrice syntax textbook 00 index html Archived 2016 12 28 at the Wayback Machine Sobin N 2011 Syntactic analysis The basics Malden MA Wiley Blackwell Sportiche D H Koopman and Edward Stabler 2014 An introduction to syntactic analysis Malden MA Wiley Blackwell Tallerman M 2005 Understanding syntax London Arnold Tesniere L 1959 Elements de syntaxe structurale Paris Klincksieck van Valin R 2001 An introduction to syntax Cambridge UK Cambridge University Press Retrieved from https en wikipedia org w index php title Constituent linguistics amp oldid 1196923173, wikipedia, wiki, book, books, library,

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